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6-K/A Filing
GSK (GSK) 6-K/ADirector/pdmr Shareholding
Filed: 9 May 18, 1:11pm
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Sir Philip Hampton | |
b) | Position/status | Non-Executive Chairman | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 | |
b) | Nature of the transaction | Acquisition of notional Ordinary Shares under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£14.45 | 3,027.682 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Professor Sir Roy Anderson | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 | |
b) | Nature of the transaction | Acquisition of notional Ordinary Shares under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£14.45 | 497.405 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Mr Vindi Banga | |
b) | Position/status | Senior Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 | |
b) | Nature of the transaction | Acquisition of notional Ordinary Shares under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£14.45 | 1,989.619 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Dr Vivienne Cox | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 | |
b) | Nature of the transaction | Acquisition of notional Ordinary Shares under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£14.45 | 367.647 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Ms Lynn Elsenhans | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053 | |
b) | Nature of the transaction | Acquisition of notional ADSs* under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$40.33 | 1,064.615 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Dr Laurie Glimcher | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053 | |
b) | Nature of the transaction | Acquisition of notional ADSs* under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$40.33 | 1,363.083 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Dr Jesse Goodman | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053 | |
b) | Nature of the transaction | Acquisition of notional ADSs* under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$40.33 | 411.275 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Ms Judy Lewent | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | American Depositary Shares ('ADSs') ISIN: US37733W1053 | |
b) | Nature of the transaction | Acquisition of notional ADSs under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018*. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$40.33 | 458.278 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
1. | Details of PDMR/person closely associated with them ('PCA') | ||
a) | Name | Mr Urs Rohner | |
b) | Position/status | Independent Non-Executive Director | |
c) | Initial notification/ amendment | Amendment | |
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | GlaxoSmithKline plc | |
b) | LEI | 5493000HZTVUYLO1D793 | |
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882 | |
b) | Nature of the transaction | Acquisition of notional Ordinary Shares under the share allocation arrangements for Independent Non-Executive Directors for the period of service from 1 January 2018 to 31 March 2018. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£14.45 | 497.405 | ||
d) | Aggregated information Aggregated volume Price | n/a (single transaction) | |
e) | Date of the transaction | 2018-04-25 | |
f) | Place of the transaction | n/a |
GlaxoSmithKline plc | |
(Registrant) | |
Date: May 09, 2018 | |
By: VICTORIA WHYTE -------------------------- | |
Victoria Whyte | |
Authorised Signatory for and on | |
behalf of GlaxoSmithKline plc |