The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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Entity Type | ||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001132213 |
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Insurance Company Separate Investment Account |
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Name of Issuer | |||||||||||||||||
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V | |||||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||||
MASSACHUSETTS | |||||||||||||||||
Year of Incorporation/Organization | |||||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V | |||
Street Address 1 | Street Address 2 | ||
197 Clarendon Street | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
Boston | MASSACHUSETTS | 02116 | 800-521-1234 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
John Hancock Life Insurance Company (USA) | John | |
Street Address 1 | Street Address 2 | |
197 Clarendon Street | ||
City | State/Province/Country | ZIP/PostalCode |
Boston | MASSACHUSETTS | 02116 |
Relationship: | Executive Officer | Director | X | Promoter |
---|
Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | X | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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7. Type of Filing
New Notice | Date of First Sale | 2000-11-24 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | X | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Interests in the Separate Account issued pursuant to Variable Life Insurance Policies |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $250,000 | USD |
12. Sales Compensation
Recipient |
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Andrew A Goldman | 1023255 | ||||||
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EQUITABLE ADVISORS, LLC | 6627 | ||||||
Street Address 1 | Street Address 2 | ||||||
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40 MONUMENT RD. | STE. 107 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BALA CYNWYD | PENNSYLVANIA | 19004 | |||||
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Recipient |
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Brent Kinetz | 2031620 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
60 E 42nd St. | Floor 44 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEW YORK | NEW YORK | 10165 | |||||
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Recipient |
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Clune J Walsh III | 1435435 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Clune J Walsh Jr | 457946 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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David D Ehlert | 1181878 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
116 NORTH PLEASANT AVE. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
LODI | CALIFORNIA | 95240 | |||||
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Recipient |
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David J Carroll | 2355967 | ||||||
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KESTRA INVESTMENT SERVICES, LLC | 42046 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
260 Sheridan Ave | Suite 210 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Palo Alto | CALIFORNIA | 94306 | |||||
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Recipient |
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David J Taylor | 1744231 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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David W Goldberg | 223902 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Don E Garlikov | 217998 | ||||||
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THE LEADERS GROUP, INC. | 37157 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
41 South High Street | Suite 3400 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Columbus | OHIO | 43215 | |||||
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Recipient |
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Donald Friedman | 1023219 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Donald Mehlig | 331212 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Ezra Ripple | 400078 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
29 SOUTH MAIN ST. | STE 311 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WEST HARTFORD | CONNECTICUT | 06107 | |||||
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Recipient |
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Gary Sitzmann | 700501 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Guy Richard Thomas | 2192760 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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H Richard Wehmeier | 833473 | ||||||
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EXECUTIVE SERVICES SECURITIES, LLC | 25299 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3445 Peachtree Road NE | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Atlanta | GEORGIA | 30326 | |||||
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Recipient |
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H Thomas Hollinger | 248711 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
131 CONTINENTAL DR. | STE 206 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEWARK | DELAWARE | 19713 | |||||
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Recipient |
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Harry Levitt | 1834408 | ||||||
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THE LEADERS GROUP, INC. | 37157 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3388 Founders Road | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Indianapolis | INDIANA | 46268 | |||||
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Recipient |
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J Davis Hunter | 253478 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7979 E TUFTS | SUITE 1550 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DENVER | COLORADO | 80237 | |||||
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Recipient |
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James A Cheney | 45355 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6756 EXECUTIVE OAK LANE | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHATTANOOGA | TENNESSEE | 37421 | |||||
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Recipient |
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James Davis | 843079 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
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200 MAYFAIR ROAD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NASHVILLE | TENNESSEE | 37205 | |||||
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Recipient |
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James E Cleary | 2135040 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
13986 W. BOWLES AVENUE | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
LITTLETON | COLORADO | 80127 | |||||
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Recipient |
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James Kornreich | 1300536 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
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350 Madison Avenue | 7th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEW YORK | NEW YORK | 10017 | |||||
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Recipient |
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James Roberson | 2740735 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
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1 POST | SUITE 150 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
IRVINE | CALIFORNIA | 92618 | |||||
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Recipient |
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Jim Clary | 2081542 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
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20551 N Pima Road | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Scottsdale | ARIZONA | 85255 | |||||
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Recipient |
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John D Becker | 16358 | ||||||
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Becker & Suffern, Ltd | 39905 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1245 West Causeway | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Mandeville | LOUISIANA | 70471 | |||||
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Recipient |
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John M Barry | 1189629 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1100 KENILWORTH AVE. | STES 110 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHARLOTTE | NORTH CAROLINA | 28204 | |||||
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Recipient |
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John M. Barry | 1189629 | ||||||
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Wachovia Insurance Services Broker Dealer, Inc | 35419 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
301 South College St | 19th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NORTH CAROLINA | 28202 | |||||
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Recipient |
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John Meisenbach | 331389 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Jordon R Katz | 1591395 | ||||||
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LION STREET FINANCIAL, LLC | 165828 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5 REVERE DRIVE | Suite 550 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NORTHBROOK | ILLINOIS | 60062 | |||||
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Recipient |
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Lawton Nease | 345467 | ||||||
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M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2000 RIVEREDGE PARKWAY | SUITE 700 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
ATLANTA | GEORGIA | 30328 | |||||
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Recipient |
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Luther Lockwood | 2082331 | ||||||
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M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
301 S McDowell Street | Suite 1100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NORTH CAROLINA | 28204 | |||||
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Recipient |
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Michael J Kiley | 851062 | ||||||
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SPIRE SECURITIES, LLC | 144131 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2050 Main Street | Suite 950 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
IRVINE | CALIFORNIA | 92614 | |||||
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Recipient |
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Milton H Cohn | 840000 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5090 N. 40th STREET | Suite 180 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PHOENIX | ARIZONA | 85018 | |||||
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Recipient |
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Morey H Goldberg | 1741133 | ||||||
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CMS Investment Resources | 10102 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
308 East Lancaster Ave | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Wynnewood | PENNSYLVANIA | 19096-2145 | |||||
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Recipient |
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Paul Silberberg | 1014371 | ||||||
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CMS Investment Resources | 10102 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
308 East Lancaster Ave | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Wynnewood | PENNSYLVANIA | 19096-2145 | |||||
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Recipient |
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Peter S Miller | None | ||||||
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CMS Investment Resources | 10102 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
308 East Lancaster Ave | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Wynnewood | PENNSYLVANIA | 19096-2145 | |||||
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Recipient |
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Richard F Swider | 842878 | ||||||
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LION STREET FINANCIAL, LLC | 165828 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1415 PANTHER LANE | STE 237 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NAPLES | FLORIDA | 34109 | |||||
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Recipient |
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Stephen C Brown | 33028 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
175 DERBY STREET | SUITE 14 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
HINGHAM | MASSACHUSETTS | 02043 | |||||
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Recipient |
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Todd Mezrah | 2313891 | ||||||
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LION STREET FINANCIAL, LLC | 165828 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5690 W CYPRESS STREET | STE A | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
TAMPA | FLORIDA | 33607 | |||||
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Recipient |
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Tom Provow | 709844 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
315 Robert Rose Drive | Suite B | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
MURFREESBORO | TENNESSEE | 37129 | |||||
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Recipient |
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||||||
Vernon Holleman III | 2594098 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1701 PENNSYLVANIA AVENUE NW | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WASHINGTON | DISTRICT OF COLUMBIA | 20006 | |||||
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Recipient |
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||||||
Brad Morgan | 2244721 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2101 EAST COAST HWY | Suite 120 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CORONA DEL MAR | CALIFORNIA | 92625 | |||||
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Recipient |
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||||||
Daniel J Wagner | 2653222 | ||||||
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||||||
M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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||||||
David W Freeley | 2569271 | ||||||
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||||||
M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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||||||
Stephen Karp | 4418945 | ||||||
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OSAIC WEALTH, INC. | 23131 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5310 NW 33 AVE. | Suite 206 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
FORT LAUDERDALE | FLORIDA | 33309 | |||||
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Recipient |
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||||||
Paul MacCaskill | 1152028 | ||||||
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||||||
M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
|
||||||
Gerald I Applefield | 1022428 | ||||||
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||||||
M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1100 KENILWORTH AVE. | STES 110 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NORTH CAROLINA | 28204 | |||||
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||||||
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Recipient |
|
||||||
Patrick Trammell | 1786493 | ||||||
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||||||
M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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||||||
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Recipient |
|
||||||
David Byers | 2653460 | ||||||
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||||||
M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
850 Shades Creek Parkway | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Birmingham | ALABAMA | 35209 | |||||
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Recipient |
|
||||||
William Wood | 1046243 | ||||||
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|
||||||
LION STREET FINANCIAL, LLC | 165828 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2003 CAHABA RD | STE 201 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
MOUNTAIN BROOKS | ALABAMA | 35223 | |||||
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Recipient |
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Michael Corrigan | 865125 | ||||||
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M Holdings Securities, Inc. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
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138 Powers Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SANTA BARBARA | CALIFORNIA | 93103 | |||||
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Recipient |
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Richard Snipes | 2182199 | ||||||
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RAYMOND JAMES & ASSOCIATES, INC. | 705 | ||||||
Street Address 1 | Street Address 2 | ||||||
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2625 Enterprise Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Anderson | INDIANA | 46013 | |||||
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Recipient |
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Anne Trinh | 4590072 | ||||||
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KESTRA INVESTMENT SERVICES, LLC | 42046 | ||||||
Street Address 1 | Street Address 2 | ||||||
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9951 Anderson Mill Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78750 | |||||
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Recipient |
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Brian Becker | 2737680 | ||||||
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Prospera Financial Services, Inc. | 10740 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1245 West Causeway Approach | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Mandeville | LOUISIANA | 70471 | |||||
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Recipient |
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Daphne Boyle | 4559660 | ||||||
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M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1850 MT. DIABLO BLVD | Suite 430 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WALNUT CREEK | CALIFORNIA | 94596 | |||||
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Recipient |
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Donald E. Morris, Jr. | 1076088 | ||||||
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M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1850 MT. DIABLO BLVD | Suite 430 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WALNUT CREEK | CALIFORNIA | 94596 | |||||
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Recipient |
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Eric Naison-Phillips | 5155539 | ||||||
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M Holdings Securities | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
60 E 42nd St. | Floor 44 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
NEW YORK | NEW YORK | 10165 | |||||
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Recipient |
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SBHU Life Agency, Inc. | 161287 | ||||||
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SBHU Life Agency, Inc. | 161287 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1345 Avenue of the Americas | Floor 22 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10105 | |||||
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Recipient |
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Senta Fean | 4268642 | ||||||
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LION STREET FINANCIAL, LLC | 165828 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
50 SOUTH 16TH STREET | 17TH FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PHILADELPHIA | PENNSYLVANIA | 19102 | |||||
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Recipient |
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Shirley Ann Huang McMillan | 2745761 | ||||||
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M Holdings Securities | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1125 NW Couch Street | Suite 900 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Portland | OREGON | 97209 | |||||
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Recipient |
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Timothy McLanahan | 2356791 | ||||||
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Prospera Financial Services, Inc. | 10740 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1245 West Causeway Approach | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Mandeville | LOUISIANA | 70471 | |||||
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Recipient |
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Lorrie Baldevia | 4178122 | ||||||
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M HOLDINGS SECURITIES, INC. | 43285 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1325 4TH AVENUE | SUITE 2100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SEATTLE | WASHINGTON | 98101 | |||||
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Recipient |
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Robert Hotaling | 3100218 | ||||||
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INNOVATION PARTNERS LLC | 146344 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5950 FAIRVIEW ROAD | SUITE 140 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHARLOTTE | NORTH CAROLINA | 28210 | |||||
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Recipient |
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George T. Papanier | 6267030 | ||||||
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LION STREET FINANCIAL, LLC | 165828 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
50 SOUTH 16TH STREET | 17TH FLOOR | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PHILADELPHIA | PENNSYLVANIA | 19102 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | USD |
|
||||
Total Amount Sold | $1,302,542,039 | USD | ||||
Total Remaining to be Sold | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $48,438,220 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
As the issuer of the variable life insurance policies, JH Variable Life Ins. Co. will receive amounts from charges deducted under the policies, but no executive officer, director, or promoter will receive any portion of the gross offering proceeds.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V | /s/ Michael A. Ramirez | Michael A. Ramirez | AVP & Senior Counsel, John Hancock Life Insurance Co. (USA) | 2024-02-13 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.