Item 1.
(a) Name of Issuer
Amryt Pharma plc (the “Issuer”)
(b) Address of Issuer’s Principal Executive Offices
Dept 920a 196 High Road, Wood Green, London, United Kingdom, N22 8HH
Item 2.
(a) Name of Person Filing
UBS O’Connor LLC
(b) Address of Principal Business Office or, if none, Residence
One North Wacker Drive, 31st Floor,
Chicago, Illinois 60606
(c) Citizenship
Delaware
(d) Title of Class of Securities
Ordinary shares, nominal value £0.06 per share
(e) CUSIP Number
03217L106.
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
| | | | |
(a) | | ☐ | | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | | ☐ | | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | | ☐ | | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | | ☐ | | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
(e) | | ☒ | | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | | ☐ | | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | | ☒ | | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | | ☐ | | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | | ☐ | | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | | ☐ | | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
(k) | | ☐ | | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.