The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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0001133078 |
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Name of Issuer | ||||||||||||||||
Argenta Private Capital Ltd | ||||||||||||||||
Jurisdiction of Incorporation/Organization | ||||||||||||||||
UNITED KINGDOM | ||||||||||||||||
Year of Incorporation/Organization | ||||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Argenta Private Capital Ltd | |||
Street Address 1 | Street Address 2 | ||
FOUNTAIN HOUSE | 130 FENCHURCH STREET | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
LONDON | UNITED KINGDOM | EC3M 5DJ | 011442078257100 |
3. Related Persons
Last Name | First Name | Middle Name |
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Annandale | Andrew | John |
Street Address 1 | Street Address 2 | |
23 Church Street | Thriplow | |
City | State/Province/Country | ZIP/PostalCode |
Royston | UNITED KINGDOM | SG8 7RE |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Fairs | Christopher | John Rupert |
Street Address 1 | Street Address 2 | |
6 Tufa Close | Chatham | |
City | State/Province/Country | ZIP/PostalCode |
Kent | UNITED KINGDOM | ME5 9LU |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Hudson | Guy | Bentley |
Street Address 1 | Street Address 2 | |
55 Buckingham Avenue | Whetstone | |
City | State/Province/Country | ZIP/PostalCode |
London | UNITED KINGDOM | N20 9DG |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Mackay | James | Anthony |
Street Address 1 | Street Address 2 | |
1 Addison Road | Hove | |
City | State/Province/Country | ZIP/PostalCode |
East Sussex | UNITED KINGDOM | BN3 1TN |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Monksfield | David | |
Street Address 1 | Street Address 2 | |
22 Honeywell Road | ||
City | State/Province/Country | ZIP/PostalCode |
London | UNITED KINGDOM | SW11 6EG |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Reames | David | Peter |
Street Address 1 | Street Address 2 | |
The Old Stables, Church Lane | Sompting | |
City | State/Province/Country | ZIP/PostalCode |
Lancing | UNITED KINGDOM | BN15 0AZ |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Hubbard | Andrew | John |
Street Address 1 | Street Address 2 | |
121 Downs Court Road | Purley | |
City | State/Province/Country | ZIP/PostalCode |
Surrey | UNITED KINGDOM | CR8 1BH |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Warner | Marcus | Gary |
Street Address 1 | Street Address 2 | |
3 Sheppards Tye Drive | London Road | |
City | State/Province/Country | ZIP/PostalCode |
Billericay | UNITED KINGDOM | CM12 9FL |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Clark | Christopher | Norman |
Street Address 1 | Street Address 2 | |
Flat 62 | 19 Page Street | |
City | State/Province/Country | ZIP/PostalCode |
London | UNITED KINGDOM | SW1P 4JX |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Heald | Michael | Guy Hilliard |
Street Address 1 | Street Address 2 | |
48 Phillimore Gardens | ||
City | State/Province/Country | ZIP/PostalCode |
London | UNITED KINGDOM | W8 7QG |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
X | Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
Rule 505 | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
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7. Type of Filing
New Notice | Date of First Sale | 2016-01-01 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Please see footnote 1 attached. |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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Please see footnote 5 attached. | None | |||||||||||||||||||
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None | None | |||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||
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N-A | N-A | |||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||
N-A | Unknown | N-A | ||||||||||||||||||
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13. Offering and Sales Amounts
Total Offering Amount | USD |
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Total Amount Sold | $0 | USD | ||||
Total Remaining to be Sold | USD |
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Clarification of Response (if Necessary):
Please see footnote C-4(b).14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. |
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Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Please see footnote C-4(a).16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
Please see footnote C-5.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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Argenta Private Capital Ltd | Chris Fairs | Christopher JR Fairs | Director / Company Secretary | 2016-01-07 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.