The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SIXTH STREET SPECIALTY LENDN | COM | 83012A109 | 617 | 26,369 | SH | SOLE | 26,369 | 0 | 0 | ||
ALTAIR ENGR INC | NOTE 0.250% 6 | 021369AA1 | 39,236 | 23,000,000 | PRN | SOLE | 23,000,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 29,797 | 18,254,000 | PRN | SOLE | 18,254,000 | 0 | 0 | ||
BILL COM HLDGS INC | NOTE 12/0 | 090043AB6 | 19,781 | 11,568,000 | PRN | SOLE | 11,568,000 | 0 | 0 | ||
COLLEGIUM PHARMACEUTICAL INC | NOTE 2.625% 2/1 | 19459JAA2 | 15,212 | 15,500,000 | PRN | SOLE | 15,500,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 20,244 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 65,486 | 51,593,000 | PRN | SOLE | 51,593,000 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 40,207 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | 26,719 | 27,291,000 | PRN | SOLE | 27,291,000 | 0 | 0 | ||
MANDIANT INC | NOTE 0.875% 6/0 | 31816QAF8 | 70,993 | 68,041,000 | PRN | SOLE | 68,041,000 | 0 | 0 | ||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 18,731 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
GOLDMAN SACHS BDC INC | NOTE 4.500% 4/0 | 38147UAB3 | 30,215 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 34,914 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 17,536 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 24,277 | 18,225,000 | PRN | SOLE | 18,225,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 68,403 | 62,200,000 | PRN | SOLE | 62,200,000 | 0 | 0 | ||
PRECIGEN INC | NOTE 3.500% 7/0 | 46122TAA0 | 7,711 | 9,650,000 | PRN | SOLE | 9,650,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 39,875 | 44,079,000 | PRN | SOLE | 44,079,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 9,723 | 9,727,000 | PRN | SOLE | 9,727,000 | 0 | 0 | ||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 38,685 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 15,311 | 18,050,000 | PRN | SOLE | 18,050,000 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 8,522 | 8,039,000 | PRN | SOLE | 8,039,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 100,240 | 73,850,000 | PRN | SOLE | 73,850,000 | 0 | 0 | ||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 30,094 | 27,000,000 | PRN | SOLE | 27,000,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 41,955 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 39,863 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
PINDUODUO INC | NOTE 12/0 | 722304AC6 | 11,784 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
REDFIN CORP | NOTE 10/1 | 75737FAC2 | 15,545 | 17,323,000 | PRN | SOLE | 17,323,000 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | NOTE 4.250% 6/1 | 780153BB7 | 18,099 | 14,174,000 | PRN | SOLE | 14,174,000 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 24,961 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 51,083 | 55,500,000 | PRN | SOLE | 55,500,000 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 83205YAB0 | 24,437 | 13,135,000 | PRN | SOLE | 13,135,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 62,363 | 58,273,000 | PRN | SOLE | 58,273,000 | 0 | 0 | ||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 16,456 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 65,525 | 60,000,000 | PRN | SOLE | 60,000,000 | 0 | 0 | ||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 60,822 | 45,125,000 | PRN | SOLE | 45,125,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 44,323 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.625% 6/1 | 98936JAD3 | 49,540 | 41,358,000 | PRN | SOLE | 41,358,000 | 0 | 0 | ||
ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 | 52,031 | 23,750,000 | PRN | SOLE | 23,750,000 | 0 | 0 |