The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
PRECIGEN INC | COM | 74017N105 | 106 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 28,922 | 34,000,000 | PRN | SOLE | 34,000,000 | 0 | 0 | ||
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 33,305 | 23,000,000 | PRN | SOLE | 23,000,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 45,065 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
BILL COM HLDGS INC | NOTE 12/0 | 090043AB6 | 18,462 | 11,568,000 | PRN | SOLE | 11,568,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 37,562 | 44,325,000 | PRN | SOLE | 44,325,000 | 0 | 0 | ||
COLLEGIUM PHARMACEUTICAL INC | NOTE 2.625% 2/1 | 19459JAA2 | 15,458 | 15,500,000 | PRN | SOLE | 15,500,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 18,559 | 19,000,000 | PRN | SOLE | 19,000,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 80,997 | 65,054,000 | PRN | SOLE | 65,054,000 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 35,427 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
DOCUSIGN INC | NOTE 1/1 | 256163AD8 | 26,145 | 27,841,000 | PRN | SOLE | 27,841,000 | 0 | 0 | ||
ENPHASE ENERGY INC | NOTE 3/0 | 29355AAH0 | 13,749 | 13,500,000 | PRN | SOLE | 13,500,000 | 0 | 0 | ||
MANDIANT INC | NOTE 0.875% 6/0 | 31816QAF8 | 33,142 | 30,041,000 | PRN | SOLE | 30,041,000 | 0 | 0 | ||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 47,611 | 56,000,000 | PRN | SOLE | 56,000,000 | 0 | 0 | ||
GOLDMAN SACHS BDC INC | Convertible Bond | 38147UAB3 | 26,000 | 26,000,000 | PRN | SOLE | 26,000,000 | 0 | 0 | ||
GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | 34,810 | 43,000,000 | PRN | SOLE | 43,000,000 | 0 | 0 | ||
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 33,150 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 15,719 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 24,228 | 18,225,000 | PRN | SOLE | 18,225,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 66,539 | 64,700,000 | PRN | SOLE | 64,700,000 | 0 | 0 | ||
PRECIGEN INC | NOTE 3.500% 7/0 | 46122TAA0 | 5,822 | 7,400,000 | PRN | SOLE | 7,400,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 41,326 | 45,879,000 | PRN | SOLE | 45,879,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 10,083 | 9,807,000 | PRN | SOLE | 9,807,000 | 0 | 0 | ||
LCII 1 1/8 05/15/26 | NOTE 1.125% 5/1 | 501812AB7 | 32,193 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 8,330 | 8,039,000 | PRN | SOLE | 8,039,000 | 0 | 0 | ||
NOVOCURE LTD | NOTE 11/0 | 67011XAB9 | 55,131 | 60,500,000 | PRN | SOLE | 60,500,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 97,141 | 90,351,000 | PRN | SOLE | 90,351,000 | 0 | 0 | ||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 18,568 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 44,297 | 21,000,000 | PRN | SOLE | 21,000,000 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | NOTE 4.250% 6/1 | 780153BB7 | 30,104 | 23,015,000 | PRN | SOLE | 23,015,000 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 26,004 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 44,598 | 55,500,000 | PRN | SOLE | 55,500,000 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 83205YAB0 | 19,107 | 13,135,000 | PRN | SOLE | 13,135,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 35,537 | 31,000,000 | PRN | SOLE | 31,000,000 | 0 | 0 | ||
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 66,604 | 77,751,000 | PRN | SOLE | 77,751,000 | 0 | 0 | ||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 9,242 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 66,923 | 65,500,000 | PRN | SOLE | 65,500,000 | 0 | 0 | ||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 49,575 | 45,125,000 | PRN | SOLE | 45,125,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 40,438 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.625% 6/1 | 98936JAD3 | 67,199 | 53,243,000 | PRN | SOLE | 53,243,000 | 0 | 0 | ||
ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 | 51,688 | 30,250,000 | PRN | SOLE | 30,250,000 | 0 | 0 |