The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CONMED CORP | COM | 207410101 | 764 | 7,980 | SH | SOLE | 7,980 | 0 | 0 | ||
ALARM COM HLDGS IN | NOTE 1/1 | 011642AB1 | 41,852 | 50,820,000 | PRN | SOLE | 50,820,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 51,181 | 43,690,000 | PRN | SOLE | 43,690,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 22,387 | 27,925,000 | PRN | SOLE | 27,925,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 14,131 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 68,657 | 65,054,000 | PRN | SOLE | 65,054,000 | 0 | 0 | ||
DOCUSIGN INC | NOTE 1/1 | 256163AD8 | 69,916 | 75,682,000 | PRN | SOLE | 75,682,000 | 0 | 0 | ||
ENPHASE ENERGY INC | NOTE 3/0 | 29355AAH0 | 5,910 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
MANDIANT INC | NOTE 0.875% 6/0 | 31816QAF8 | 35,796 | 32,841,000 | PRN | SOLE | 32,841,000 | 0 | 0 | ||
FIVERR INTL LTD | NOTE 11/0 | 33835LAA3 | 42,899 | 56,000,000 | PRN | SOLE | 56,000,000 | 0 | 0 | ||
GOPRO INC | NOTE 1.250%11/1 | 38268TAD5 | 27,417 | 30,370,000 | PRN | SOLE | 30,370,000 | 0 | 0 | ||
GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | 6,379 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 27,552 | 28,000,000 | PRN | SOLE | 28,000,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 23,498 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
HAEMONETICS CORP MASS | NOTE 3/0 | 405024AB6 | 5,149 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 33,446 | 34,055,000 | PRN | SOLE | 34,055,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 27,716 | 31,350,000 | PRN | SOLE | 31,350,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 42,136 | 42,500,000 | PRN | SOLE | 42,500,000 | 0 | 0 | ||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 29,411 | 32,500,000 | PRN | SOLE | 32,500,000 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 8,066 | 8,039,000 | PRN | SOLE | 8,039,000 | 0 | 0 | ||
NEW RELIC INC | NOTE 0.500% 5/ | 64829BAB6 | 9,960 | 10,270,000 | PRN | SOLE | 10,270,000 | 0 | 0 | ||
NOVOCURE LTD | NOTE 11/0 | 67011XAB9 | 38,486 | 44,298,000 | PRN | SOLE | 44,298,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 7,757 | 8,630,000 | PRN | SOLE | 8,630,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 77,560 | 87,091,000 | PRN | SOLE | 87,091,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 15,483 | 18,400,000 | PRN | SOLE | 18,400,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | NOTE 1.500% 9/1 | 69366JAD3 | 26,265 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 695127AF7 | 13,547 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 1,258 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 83205YAB0 | 13,915 | 13,135,000 | PRN | SOLE | 13,135,000 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 11,914 | 12,400,000 | PRN | SOLE | 12,400,000 | 0 | 0 | ||
SNAP INC | NOTE 0.250% 5/0 | 83304AAD8 | 15,721 | 15,900,000 | PRN | SOLE | 15,900,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 18,844 | 19,640,000 | PRN | SOLE | 19,640,000 | 0 | 0 | ||
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 88,184 | 111,371,000 | PRN | SOLE | 111,371,000 | 0 | 0 | ||
BLOCK INC | NOTE 5/0 | 852234AJ2 | 4,976 | 6,250,000 | PRN | SOLE | 6,250,000 | 0 | 0 | ||
TRIPADVISOR INC | NOTE 0.250% 4/0 | 896945AD4 | 16,486 | 21,724,000 | PRN | SOLE | 21,724,000 | 0 | 0 | ||
VARONIS SYS INC | NOTE 1.250% 8/1 | 922280AB8 | 28,651 | 24,250,000 | PRN | SOLE | 24,250,000 | 0 | 0 | ||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 46,408 | 45,125,000 | PRN | SOLE | 45,125,000 | 0 | 0 | ||
WORKIVA INC | NOTE 1.125% 8/1 | 98139AAB1 | 27,172 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.625% 6/1 | 98936JAD3 | 51,488 | 53,243,000 | PRN | SOLE | 53,243,000 | 0 | 0 | ||
ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 | 67,378 | 55,651,000 | PRN | SOLE | 55,651,000 | 0 | 0 |