Exhibit 1.02
FMC Technologies, Inc.
Conflict Minerals Report
for the Year Ended December 31, 2013
1. Introduction
This Conflict Minerals Report describes FMC Technologies, Inc.’s (the “Company,” “FMC Technologies,” “we,” “us,” and “our”) due diligence process in accordance with the requirements of Rule 13p-1 of the Securities Exchange Act of 1934, as amended.
2. Company Overview
We are a global provider of technology solutions for the energy industry. FMC Technologies, Inc. was incorporated in November 2000 under Delaware law and was a wholly-owned subsidiary of FMC Corporation until our initial public offering in June 2001. Our principal executive offices are located at 5875 North Sam Houston Parkway West, Houston, Texas 77086.
We design, manufacture and service technologically sophisticated systems and products, including subsea production and processing systems, surface wellhead production systems, high pressure fluid control equipment, measurement solutions and marine loading systems for the energy industry. We report our results of operations in the following reporting segments: Subsea Technologies, Surface Technologies and Energy Infrastructure. We evaluated our product lines and determined that certain products that we manufacture or contract to manufacture contain tin, tungsten, tantalum, and/or gold (“3TG”) necessary to the functionality or production of such product(s).
3. Reasonable Country of Origin Inquiry and Due Diligence
Reasonable Country of Origin Inquiry
To implement the reasonable country of origin (“RCOI”) inquiry, our supply base collected information regarding the presence and sourcing of 3TG used in the products supplied to FMC Technologies. Information was collected and stored using an online platform provided by a third party vendor, Source Intelligence.
Supplier engagement included these steps:
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| • | We sent communications to our suppliers describing the conflict minerals compliance requirements and requested completion of a conflict minerals questionnaire; |
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| • | Our suppliers were requested to respond to our questionnaire, which is based off the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC GeSI”) Conflict Minerals Due Diligence Template, to identify the 3TG smelters and refiners from which they source their materials, including the associated countries of origin; and |
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| • | When necessary, reminder emails were sent to non-responsive suppliers requesting completion of our questionnaire. |
Based on our RCOI inquiry, we believe that certain of our products may contain 3TG that originated in the Democratic Republic of the Congo or an adjoining country and are not from recycled or scrap sources. As such, we then proceeded to exercise due diligence on the source and chain of custody of such 3TG.
Due Diligence
Our due diligence process is based on the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying supplements (the “OECD Framework”), which is an internationally recognized due diligence framework. All steps taken by us in preparing this Conflict Minerals Report were in accordance with the OECD Framework. A copy of our Form SD, this Conflict Minerals Report and our Conflict Minerals Policy are publicly available on our Internet web site at
www.fmctechnologies.com/AboutUs/HSEStandards.
For the year ended December 31, 2013, our due diligence efforts included the following:
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| • | Adopted a conflict minerals policy available at www.fmctechnologies.com/AboutUs/HSEStandards; |
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| • | Assembled an internal, cross-functional team to support supply chain due diligence; |
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| • | Reviewed and maintained our strategy to respond to supply chain risks; |
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| • | Implemented internal measures to strengthen Company engagement with suppliers; |
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| • | Engaged the services of a third-party, Source Intelligence, to contact the identified suppliers via email and telephone and manage responses; |
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| • | Requested suppliers to confirm the presence of 3TG in their products; |
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| • | Requested documentation from suppliers supporting their responses to our Conflict Minerals Questionnaire; |
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| • | Evaluated supplier responses for plausibility and consistency; |
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| • | Used government websites and smelters’ or refiners’ databases to verify companies identified; |
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| • | Established a process to identify the smelters or refiners in the supply chain; |
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| • | Reported risk management findings to senior management; and |
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| • | Reported annually on supply chain due diligence. |
4. Product Description
We manufacture and contract to manufacture certain products that contain 3TG, such as subsea production and processing systems, surface wellhead production systems, high pressure fluid control equipment, measurement solutions, marine loading systems, remotely operating vehicle systems, manipulator systems, subsea control systems, fracturing flowback services and wireline services for the energy industry.
Suppliers were requested to use the EICC-GeSI Template to identify 3TG smelters and refiners and the associated countries of origin. Below is a list of verified smelters:
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| Smelter or Refiner / Facility Name | Conflict-Free Status |
| Tin |
| CNMC (Guangxi) PGMA Co. Ltd. | Unknown |
| Cookson | EICC-CFSP |
| Cooper Santa | Unknown |
| CV Duta Putra Bangka | Unknown |
| CV Gita Pesona | Unknown |
| CV JusTindo | Unknown |
| CV Makmur Jaya | Unknown |
| CV Nurjanah | Unknown |
|
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| CV Prima Timah Utama | Unknown |
| CV Serumpun Sebalai | Unknown |
| CV United Smelting | Unknown |
| EM Vinto | Unknown |
| Fenix Metals | Unknown |
| Geiju Non-Ferrous Metal Processing Co. Ltd. | EICC-CFSP |
| Gejiu Zi-Li | Unknown |
| Gold Bell Group | Unknown |
| Huichang Jinshunda Tin Co. Ltd | Unknown |
| Jiangxi Nanshan | Unknown |
| Kai Unita Trade Limited Liability Company | Unknown |
| Linwu Xianggui Smelter Co | Unknown |
| Liuzhou China Tin | Unknown |
| Malaysia Smelting Corporation (MSC) | EICC-CFSP |
| Metallo Chimique | Unknown |
| Mineração Taboca S.A. | EICC-CFSP |
| Minmetals Ganzhou Tin Co. Ltd. | Unknown |
| Minsur | EICC-CFSP |
| Mitsubishi Materials Corporation | EICC-CFSP |
| Novosibirsk Integrated Tin Works | Unknown |
| OMSA | EICC-CFSP |
| PT Alam Lestari Kencana | Unknown |
| PT Artha Cipta Langgeng | Unknown |
| PT Babel Inti Perkasa | Unknown |
| PT Babel Surya Alam Lestari | Unknown |
| PT Bangka Kudai Tin | Unknown |
| PT Bangka Putra Karya | Unknown |
| PT Bangka Timah Utama Sejahtera | Unknown |
| PT Bangka Tin Industry | Unknown |
| PT Belitung Industri Sejahtera | Unknown |
| PT BilliTin Makmur Lestari | Unknown |
| PT Bukit Timah | EICC-CFSP |
| PT DS Jaya Abadi | Unknown |
| PT Eunindo Usaha Mandiri | Unknown |
| PT Fang Di MulTindo | Unknown |
| PT HP Metals Indonesia | Unknown |
| PT Karimun Mining | Unknown |
| PT Koba Tin | Unknown |
| PT Mitra Stania Prima | Unknown |
| PT Panca Mega | Unknown |
| PT Refined Bangka Tin | Unknown |
| PT Sariwiguna Binasentosa | Unknown |
|
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| PT Seirama Tin investment | Unknown |
| PT Stanindo Inti Perkasa | Unknown |
| PT Sumber Jaya Indah | Unknown |
| PT Tambang Timah | Unknown |
| PT Timah | Unknown |
| PT Timah Nusantara | Unknown |
| PT Tinindo Inter Nusa | Unknown |
| PT Tommy Utama | Unknown |
| PT Yinchendo Mining Industry | Unknown |
| Thaisarco | EICC-CFSP |
| White Solder Metalurgia | EICC-CFSP |
| Yunnan Chengfeng | Unknown |
| Yunnan Tin Company Limited | EICC-CFSP |
| Tungsten |
| A.L.M.T. Corp. | Unknown |
| ATI Tungsten Materials | Unknown |
| Chaozhou Xianglu Tungsten Industry Co Ltd | Unknown |
| Chongyi Zhangyuan Tungsten Co Ltd | Unknown |
| Dayu Weiliang Tungsten Co., Ltd. | Unknown |
| Fujian Jinxin Tungsten Co., Ltd. | TI-CMC |
| Ganzhou Grand Sea W & Mo Group Co Ltd | Unknown |
| Global Tungsten & Powders Corp | TI-CMC |
| HC Starck GmbH | TI-CMC |
| Hunan Chenzhou Mining Group Co | Unknown |
| Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | Unknown |
| Japan New Metals Co Ltd | Unknown |
| Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | Unknown |
| Jiangxi Tungsten Industry Group Co Ltd | Unknown |
| Kennametal Inc. | TI-CMC |
| Tejing (Vietnam) Tungsten Co Ltd | TI-CMC |
| Wolfram Bergbau und Hütten AG | TI-CMC |
| Wolfram Company CJSC | TI-CMC |
| Xiamen Tungsten Co Ltd | TI-CMC |
| Zhuzhou Cemented Carbide Group Co Ltd | Unknown |
| Tantalum |
| Conghua Tantalum and Niobium Smeltry | EICC-CFSP |
| Duoluoshan | EICC-CFSP |
| Exotech Inc. | EICC-CFSP |
| F&X | EICC-CFSP |
| Gannon & Scott | Unknown |
| Global Advanced Metals | EICC-CFSP |
| H.C. Starck GmbH | EICC-CFSP |
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| Hi-Temp | EICC-CFSP |
| JiuJiang JinXin Nonferrous Metals Co. Ltd. | Unknown |
| JiuJiang Tambre Co. Ltd. | EICC-CFSP |
| Kemet Blue Powder | EICC-CFSP |
| King-Tan Tantalum Industry Ltd | Unknown |
| Mitsui Mining & Smelting | EICC-CFSP |
| Ningxia Orient Tantalum Industry Co., Ltd. | EICC-CFSP |
| Plansee | EICC-CFSP |
| RFH | EICC-CFSP |
| Solikamsk Metal Works | EICC-CFSP |
| Taki Chemicals | EICC-CFSP |
| Tantalite Resources | EICC-CFSP |
| Telex | EICC-CFSP |
| Ulba | EICC-CFSP |
| Zhuzhou Cement Carbide | EICC-CFSP |
| Gold |
| Aida Chemical Industries Co. Ltd. | Unknown |
| Allgemeine Gold- und Silberscheideanstalt A.G. | EICC-CFSP; LBMA; RJC |
| Almalyk Mining and Metallurgical Complex (AMMC) | LBMA |
| AngloGold Ashanti Mineração Ltda | EICC-CFSP; LBMA |
| Argor-Heraeus SA | EICC-CFSP; LBMA |
| Asahi Pretec Corporation | EICC-CFSP; LBMA |
| Asaka Riken Co Ltd | Unknown |
| Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | LBMA |
| Aurubis AG | LBMA |
| Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | LBMA |
| Boliden AB | LBMA |
| Caridad | Unknown |
| CCR Refinery - Glencore Canada Corporation | EICC-CFSP; LBMA |
| Cendres & Métaux SA | LBMA |
| Central Bank of the DPR of Korea | Unknown |
| Chimet SpA | EICC-CFSP; LBMA |
| Chugai Mining | Unknown |
| Codelco | Unknown |
| Daejin Indus Co. Ltd | Unknown |
| DaeryongENC | Unknown |
| Do Sung Corporation | Unknown |
| Dowa | EICC-CFSP |
| FSE Novosibirsk Refinery | Unknown |
| Heimerle + Meule GmbH | Unknown |
| Heraeus Ltd Hong Kong | EICC-CFSP; LBMA |
| Heraeus Precious Metals GmbH & Co. KG | EICC-CFSP; LBMA |
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| Hwasung CJ Co. Ltd | Unknown |
| Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | LBMA |
| Ishifuku Metal Industry Co., Ltd. | EICC-CFSP; LBMA |
| Istanbul Gold Refinery | EICC-CFSP; LBMA |
| Japan Mint | LBMA |
| Jiangxi Copper Company Limited | LBMA |
| Johnson Matthey Inc | EICC-CFSP; LBMA |
| Johnson Matthey Limited | EICC-CFSP; LBMA |
| JSC Ekaterinburg Non-Ferrous Metal Processing Plant | LBMA |
| JSC Uralectromed | LBMA |
| JX Nippon Mining & Metals Co., Ltd | EICC-CFSP; LBMA |
| Kazzinc Ltd | LBMA |
| Kennecott Utah Copper LLC | EICC-CFSP; RJC |
| Kojima Chemicals Co. Ltd | EICC-CFSP |
| Korea Metal Co. Ltd | Unknown |
| Kyrgyzaltyn JSC | LBMA |
| L’ azurde Company For Jewelry | LBMA |
| LS-Nikko Copper Inc | EICC-CFSP; LBMA |
| Materion | EICC-CFSP |
| Matsuda Sangyo Co. Ltd | EICC-CFSP; LBMA |
| Met-Mex Peñoles, S.A. | LBMA |
| Metalor Technologies (Hong Kong) Ltd | EICC-CFSP; LBMA; RJC |
| Metalor Technologies SA | EICC-CFSP; LBMA; RJC |
| Metalor USA Refining Corporation | EICC-CFSP; LBMA; RJC |
| Mitsubishi Materials Corporation | EICC-CFSP; LBMA |
| Mitsui Mining and Smelting Co., Ltd. | EICC-CFSP; LBMA |
| Moscow Special Alloys Processing Plant | LBMA |
| Nadir Metal Rafineri San. Ve Tic. A.S. | LBMA |
| Navoi Mining and Metallurgical Combinat | LBMA |
| Nihon Material Co. LTD | EICC-CFSP; LBMA |
| Ohio Precious Metals LLC. | EICC-CFSP; LBMA |
| OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | LBMA |
| OJSC Kolyma Refinery | LBMA |
| PAMP SA | EICC-CFSP; LBMA |
| Pan Pacific Copper Co. LTD | Unknown |
| Prioksky Plant of Non-Ferrous Metals | LBMA |
| PT Aneka Tambang (Persero) Tbk | LBMA |
| PX Précinox SA | LBMA |
| Rand Refinery (Pty) Ltd | EICC-CFSP; LBMA |
| Royal Canadian Mint | EICC-CFSP; LBMA |
| Sabin Metal Corp. | Unknown |
| SAMWON METALS Corp. | Unknown |
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| Schone Edelmetaal | LBMA |
| SEMPSA Joyeria Plateria SA | EICC-CFSP; LBMA |
| Shandong Zhaojin Gold & Silver Refinery Co. Ltd | LBMA |
| SOE Shyolkovsky Factory of Secondary Precious Metals | LBMA |
| Solar Applied Materials Technology Corp. | EICC-CFSP; LBMA |
| Sumitomo Metal Mining Co. Ltd. | EICC-CFSP; LBMA |
| Suzhou Xingrui Noble | Unknown |
| Tanaka Kikinzoku Kogyo K.K. | EICC-CFSP; LBMA |
| The Great Wall Gold and Silver Refinery of China | LBMA |
| The Refinery of Shandong Gold Mining Co. Ltd | LBMA |
| Tokuriki Honten Co. Ltd | EICC-CFSP; LBMA |
| Torecom | Unknown |
| Umicore Brasil Ltda | LBMA |
| Umicore SA Business Unit Precious Metals Refining | EICC-CFSP; LBMA |
| United Precious Metal Refining, Inc. | EICC-CFSP |
| Valcambi SA | EICC-CFSP; LBMA |
| Western Australian Mint trading as The Perth Mint | EICC-CFSP; LBMA |
| Yokohama Metal Co Ltd | Unknown |
| Zhongyuan Gold Smelter of Zhongjin Gold Corporation | LBMA |
| Zijin Mining Group Co. Ltd | LBMA |
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| Conflict-Free Status, Mine Certifications |
| Acronym | Organization Name |
| EICC-CFSP | Electronics Industry Citizenship Coalition Conflict Free Smelter Program |
| LBMA | London Bullion Market Association |
| RJC | Responsible Jeweler Counsel |
| TI-CMC | Tungsten Industry - Conflict Mineral Counsel |
Countries of origin for the smelters and refiners include: Argentina, Australia, Austria, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC - Congo (Kinshasa), Ethiopia, Ghana, Guinea, Indonesia, Japan, Kazakhstan, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Mozambique, Namibia, Nigeria, Papua New Guinea, Peru, Philippines, Portugal, Russia, Rwanda, South Africa, South Korea, Spain, Taiwan, Tajikistan, Tanzania, Thailand, United Kingdom, United States, Uzbekistan and Zambia.
5. Steps to Improve Due Diligence
In moving to improve our due diligence and further mitigate the risk of benefiting armed groups, we have taken (since January 1, 2014), or will take, the following steps:
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| • | Continue to assess the presence of 3TG in our supply chain; |
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| • | Establish clear requirements with suppliers regarding performance and sourcing in compliance with all regulatory requirements; |
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| • | Increase the response rate for our RCOI process; and |
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| • | Continue to compare the RCOI results to information collected via independent conflict-free smelter validation programs. |
