The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A H BELO CORP | COM CL A | 001282102 | 444 | 86,200 | SH | DFND | 1 | 0 | 86,200 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 4,127 | 19,100 | SH | DFND | 1 | 0 | 19,100 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 1,516 | 260,000 | SH | DFND | 1 | 0 | 260,000 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 459 | 2,500 | SH | DFND | 1 | 0 | 2,500 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 5,023 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 5,023 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,095 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 2,064 | 2,000 | SH | Put | DFND | 1 | 0 | 2,000 | 0 |
AMAZON COM INC | COM | 023135106 | 7,237 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
AMAZON COM INC | COM | 023135106 | 7,237 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
ANNALY CAP MGMT INC | COM | 035710409 | 2,086 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
APPLE INC | COM | 037833100 | 2,668 | 15,900 | SH | DFND | 1 | 0 | 15,900 | 0 | |
APPLE INC | COM | 037833100 | 2,517 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
AQUANTIA CORP | COM | 03842Q108 | 2,198 | 140,000 | SH | DFND | 1 | 0 | 140,000 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 1,328 | 5,200 | SH | DFND | 1 | 0 | 5,200 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 2,553 | 10,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ARISTA NETWORKS INC | COM | 040413106 | 2,553 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
AROTECH CORP | COM NEW | 042682203 | 579 | 189,700 | SH | DFND | 1 | 0 | 189,700 | 0 | |
BARRETT BUSINESS SERVICES IN | COM | 068463108 | 2,495 | 30,100 | SH | DFND | 1 | 0 | 30,100 | 0 | |
BARRETT BUSINESS SERVICES IN | COM | 068463108 | 1,243 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
CENTURY CMNTYS INC | COM | 156504300 | 2,097 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
COHERENT INC | COM | 192479103 | 562 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 1,431 | 56,000 | SH | DFND | 1 | 0 | 56,000 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,279 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 4,161 | 2,070,107 | SH | DFND | 1 | 0 | 2,070,107 | 0 | |
ENCORE WIRE CORP | COM | 292562105 | 3,402 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 18,056 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
EZCORP INC | CL A NON VTG | 302301106 | 1,412 | 107,000 | SH | DFND | 1 | 0 | 107,000 | 0 | |
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 282 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
FIVE9 INC | COM | 338307101 | 1,490 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
FORESTAR GROUP INC | COM | 346232101 | 1,481 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
FUSION TELECOMM INTL INC | COM NEW | 36113B400 | 1,634 | 506,000 | SH | DFND | 1 | 0 | 506,000 | 0 | |
GLU MOBILE INC | COM | 379890106 | 4,901 | 1,300,000 | SH | DFND | 1 | 0 | 1,300,000 | 0 | |
GRAND CANYON ED INC | COM | 38526M106 | 2,203 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 5,103 | 90,000 | SH | DFND | 1 | 0 | 90,000 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 3,402 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 7,303 | 252,700 | SH | DFND | 1 | 0 | 252,700 | 0 | |
HOMESTREET INC | COM | 43785V102 | 2,149 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
INTELLICHECK INC | COM NEW | 45817G201 | 457 | 253,949 | SH | DFND | 1 | 0 | 253,949 | 0 | |
LEAF GROUP LTD | COM | 52177G102 | 282 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 1,617 | 77,000 | SH | DFND | 1 | 0 | 77,000 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 2,222 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 2,222 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 261 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 3,911 | 75,000 | SH | Put | DFND | 1 | 0 | 75,000 | 0 |
MICROSOFT CORP | COM | 594918104 | 4,107 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
MODEL N INC | COM | 607525102 | 1,805 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 2,009 | 242,000 | SH | DFND | 1 | 0 | 242,000 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 5,203 | 550,000 | SH | DFND | 1 | 0 | 550,000 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 2,838 | 300,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 4,726 | 16,000 | SH | DFND | 1 | 0 | 16,000 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,477 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 753 | 30,300 | SH | DFND | 1 | 0 | 30,300 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 5,381 | 220,000 | SH | DFND | 1 | 0 | 220,000 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 489 | 20,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,223 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
ORCHIDS PAPER PRODS CO DEL | COM | 68572N104 | 981 | 120,409 | SH | DFND | 1 | 0 | 120,409 | 0 | |
PENNEY J C INC | COM | 708160106 | 211 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 40,033 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
SAVARA INC | COM | 805111101 | 607 | 66,000 | SH | DFND | 1 | 0 | 66,000 | 0 | |
SERVICENOW INC | COM | 81762P102 | 5,625 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
SERVICENOW INC | COM | 81762P102 | 4,964 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 4,160 | 470,000 | SH | DFND | 1 | 0 | 470,000 | 0 | |
TIER REIT INC | COM NEW | 88650V208 | 1,275 | 69,000 | SH | DFND | 1 | 0 | 69,000 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 4,844 | 180,000 | SH | DFND | 1 | 0 | 180,000 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 2,691 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
TYLER TECHNOLOGIES INC | COM | 902252105 | 7,025 | 33,300 | SH | DFND | 1 | 0 | 33,300 | 0 | |
UPLAND SOFTWARE INC COM | COM | 91544A109 | 5,758 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
WORKDAY INC | CL A | 98138H101 | 1,373 | 10,800 | SH | DFND | 1 | 0 | 10,800 | 0 |