The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1 800 FLOWERS COM INC | CL A | 68243Q106 | 1,084 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 7,515 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,879 | 20,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,818 | 30,000 | SH | Put | DFND | 1 | 0 | 2,818 | 0 |
AMAZON COM INC | COM | 023135106 | 6,571 | 1,910 | SH | DFND | 1 | 0 | 1,910 | 0 | |
AMAZON COM INC | COM | 023135106 | 6,880 | 2,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 8,600 | 2,500 | SH | Put | DFND | 1 | 0 | 8,600 | 0 |
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 664 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
ASHFORD HOSPITALITY TR INC | COM SHS | 044103877 | 182 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
AUTODESK INC | COM | 052769106 | 992 | 3,400 | SH | DFND | 1 | 0 | 3,400 | 0 | |
B. RILEY FINANCIAL INC | COM | 05580M108 | 2,869 | 38,000 | SH | DFND | 1 | 0 | 38,000 | 0 | |
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 1,536 | 36,000 | SH | DFND | 1 | 0 | 36,000 | 0 | |
CATERPILLAR INC | COM | 149123101 | 1,088 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 4,846 | 13,100 | SH | DFND | 1 | 0 | 13,100 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 7,398 | 20,000 | SH | Put | DFND | 1 | 0 | 7,398 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 2,095 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 508 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
COINBASE GLOBAL INC | COM CL A | 19260Q107 | 550 | 2,170 | SH | DFND | 1 | 0 | 2,170 | 0 | |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 947 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
CRYOPORT INC | COM PAR $0.001 | 229050307 | 1,104 | 17,500 | SH | Put | DFND | 1 | 0 | 1,104 | 0 |
CUE BIOPHARMA INC | COM | 22978P106 | 408 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
DATADOG INC | CL A COM | 23804L103 | 2,290 | 22,000 | SH | DFND | 1 | 0 | 22,000 | 0 | |
DATADOG INC | CL A COM | 23804L103 | 2,602 | 25,000 | SH | Put | DFND | 1 | 0 | 2,602 | 0 |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1,314 | 14,000 | SH | DFND | 1 | 0 | 14,000 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 1,825 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
DISH NETWORK CORPORATION | CL A | 25470M109 | 5,016 | 120,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DOCUSIGN INC | COM | 256163106 | 280 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 2,523 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
FASTLY INC | CL A | 31188V100 | 2,980 | 50,000 | SH | Put | DFND | 1 | 0 | 2,980 | 0 |
FIVE9 INC | COM | 338307101 | 917 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 671 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
FTS INTERNATIONAL INC | COM NEW CL A | 30283W302 | 2,023 | 71,516 | SH | DFND | 1 | 0 | 71,516 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 4,982 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 4,152 | 10,000 | SH | Put | DFND | 1 | 0 | 4,152 | 0 |
GRAND CANYON ED INC | COM | 38526M106 | 2,699 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
GRAND CANYON ED INC | COM | 38526M106 | 990 | 11,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
HEALTHCARE SERVICES ACQU COR | UNIT 11/18/2023 | 42227K203 | 251 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
HEICO CORP NEW | COM | 422806109 | 4,880 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
HEICO CORP NEW | COM | 422806109 | 5,577 | 40,000 | SH | Put | DFND | 1 | 0 | 5,577 | 0 |
INSPIRED ENTMT INC | COM | 45782N108 | 255 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
INTEST CORP | COM | 461147100 | 1,677 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
JACOBS ENGR GROUP INC | COM | 469814107 | 4,536 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
KALEYRA INC | COM | 483379103 | 955 | 78,000 | SH | DFND | 1 | 0 | 78,000 | 0 | |
LIBERTY OILFIELD SVCS INC | COM CL A | 53115L104 | 283 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,876 | 18,000 | SH | DFND | 1 | 0 | 18,000 | 0 | |
MUDRICK CAPITAL ACQU CORP II | COM CL A | 62477L107 | 623 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,056 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | |
NETFLIX INC | COM | 64110L106 | 5,282 | 10,000 | SH | Put | DFND | 1 | 0 | 5,282 | 0 |
OSI SYSTEMS INC | COM | 671044105 | 711 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 1,929 | 5,200 | SH | DFND | 1 | 0 | 5,200 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,501 | 5,150 | SH | DFND | 1 | 0 | 5,150 | 0 | |
POOL CORP | COM | 73278L105 | 4,266 | 9,300 | SH | DFND | 1 | 0 | 9,300 | 0 | |
REKOR SYSTEMS INC | COM | 759419104 | 1,016 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
RPC INC | COM | 749660106 | 327 | 65,962 | SH | DFND | 1 | 0 | 65,962 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 4,885 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 4,885 | 20,000 | SH | Put | DFND | 1 | 0 | 4,885 | 0 |
SEAPORT GLOBAL ACQUISITN COR | UNIT 99/99/9999 | 812227205 | 1,073 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
SERVICENOW INC | COM | 81762P102 | 1,649 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 74,911 | 175,000 | SH | Put | DFND | 1 | 0 | 74,911 | 0 |
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 359 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 877 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
TFF PHARMACEUTICALS INC | COM | 87241J104 | 144 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
TIPTREE INC | COM | 88822Q103 | 905 | 97,300 | SH | DFND | 1 | 0 | 97,300 | 0 | |
TYLER TECHNOLOGIES INC | COM | 902252105 | 2,805 | 6,200 | SH | DFND | 1 | 0 | 6,200 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 794 | 68,650 | SH | DFND | 1 | 0 | 68,650 | 0 | |
UPLAND SOFTWARE INC | COM | 91544A109 | 1,822 | 44,248 | SH | DFND | 1 | 0 | 44,248 | 0 | |
UPLAND SOFTWARE INC | COM | 91544A109 | 823 | 20,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VAALCO ENERGY INC | COM NEW | 91851C201 | 1,150 | 353,900 | SH | DFND | 1 | 0 | 353,900 | 0 | |
VERSO CORP | CL A | 92531L207 | 593 | 33,500 | SH | DFND | 1 | 0 | 33,500 | 0 | |
WALKER & DUNLOP INC | COM | 93148P102 | 2,035 | 19,500 | SH | DFND | 1 | 0 | 19,500 | 0 | |
WALKER & DUNLOP INC | COM | 93148P102 | 1,566 | 15,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WALKER & DUNLOP INC | COM | 93148P102 | 1,044 | 10,000 | SH | Put | DFND | 1 | 0 | 1,044 | 0 |