UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 30, 2015
ECO-STIM ENERGY SOLUTIONS, INC.
(Exact name of registrant as specified in its charter)
| Nevada | | 31104 | | 20-8203420 |
| (State or other jurisdiction of | | (Commission | | (I.R.S. Employer |
| incorporation or organization) | | File Number) | | Identification No.) |
| 2930 W. Sam Houston Pkwy N., Suite 275, Houston, TX | | 77043 |
| (Address of principal executive offices) | | (Zip Code) |
281-531-7200
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
SECTION 5 - CORPORATE GOVERNANCE AND MANAGEMENT
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 30, 2015, Eco-Stim Energy Solutions, Inc. (the “Company”) held its 2015 Annual Meeting of Stockholders (the “Annual Meeting”). As of May 29, 2015, the record date for the Annual Meeting, 6,789,649 shares of common stock were issued and outstanding and entitled to vote at the Annual Meeting. A summary of the matters voted upon by the stockholders and the final voting results for each such matter are set forth below.
Proposal 1 - Election of Directors to the Board
The Company’s stockholders elected each of the following persons as directors to serve until the next annual meeting and their successors have been elected and qualified. The voting results were as follows:
Nominee | | Votes For | | | Votes Withheld | |
| Bjarte Bruheim | | | 4,038,945 | | | | 1,186 | |
| Jon Christopher Boswell | | | 4,038,945 | | | | 1,186 | |
| Jogeir Romestrand | | | 4,038,945 | | | | 1,186 | |
| Carlos A. Fernandez | | | 4,038,945 | | | | 1,186 | |
| Christopher Krummel | | | 4,038,945 | | | | 1,186 | |
| Ahmad Al-Sati | | | 4,038,945 | | | | 1,186 | |
| Lap Wai Chan. | | | 4,038,945 | | | | 1,186 | |
| John Yonemoto | | | 4,038,945 | | | | 1,186 | |
Proposal 2 - Approval of the Company’s 2015 Stock Incentive Plan
The Company’s stockholders approved the Company’s 2015 Stock Incentive Plan. The voting results were as follows:
Votes For | | | Votes Against | | | Abstain | |
| | 3,742,312 | | | | 297,361 | | | | 458 | |
Proposal 3 - Proposal to approve the material terms of the Company’s 2015 Stock Incentive Plan for purposes of Section 162(m)
The Company’s stockholders approved the material terms of the Company’s 2015 Stock Incentive Plan for purposes of Section 162(m). The voting results were as follows:
Votes For | | | Votes Against | | | Abstain | |
| | 3,790,339 | | | | 247,357 | | | | 2,435 | |
Proposal 4 - Approval, on a non-binding advisory basis, of the Company’s named executive officer compensation
The Company’s stockholders approved on a non-binding advisory basis the compensation of the Company’s named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities Exchange Commission. The voting results were as follows:
Votes For | | | Votes Against | | | Abstain | |
| | 4,009,969 | | | | 19,850 | | | | 10,312 | |
Proposal 5 - Approval, on a non-binding advisory basis, of the frequency of future say-on-pay advisory votes
The Company’s stockholders approved on a non-binding advisory basis a one year frequency with respect to future say-on-pay advisory vote. The voting results were as follows:
1 Year | | | 2 Year | | | 3 Year | | | Abstain | |
| | 2,343,959 | | | | 388,063 | | | | 1,308,108 | | | | 1 | |
Proposal 6 – Ratification of the appointment of Whitley Penn LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2015
The Company’s stockholders approved a proposal to ratify the appointment of Whitley Penn LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2015. The voting results were as follows:
Votes For | | | Votes Against | | | Abstain | |
| | 5,052,647 | | | | 50,000 | | | | 457 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | ECO-STIM ENERGY SOLUTIONS, INC. |
| | | |
| | By: | /s/ Jon Christopher Boswell |
| | | Jon Christopher Boswell |
| | | President and Chief Executive Officer |
| | | |
| Date: July 1, 2015 | | |
