Exhibit 1.01
ZIMMER BIOMET HOLDINGS, INC.
Conflict Minerals Report
For the Reporting Period from January 1, 2019 to December 31, 2019
This Conflict Minerals Report (this “Report”) of Zimmer Biomet Holdings, Inc. (“Zimmer Biomet,” the “Company,” “we,” “our” or “us”) has been prepared pursuant to Rule13p-1 and Form SD (collectively, the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2019 to December 31, 2019.
The Rule imposes certain reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose products contain cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which are limited to tantalum, tin and tungsten (collectively, “conflict minerals”) that are necessary to the functionality or production of their products (such minerals are referred to as “necessary conflict minerals”). For products which contain necessary conflict minerals, the registrant must conduct in good faith a reasonable country of origin inquiry designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country. If, based on such inquiry, the registrant knows or has reason to believe that any of the necessary conflict minerals contained in its products originated or may have originated in the DRC or an adjoining country and knows or has reason to believe that those necessary conflict minerals may not be solely from recycled or scrap sources, the registrant must conduct due diligence on the source and chain of custody of the necessary conflict minerals contained in those products.
Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, we are not required to describe any of our products as “DRC conflict free” or “having not been found to be ‘DRC conflict free,’” and, therefore, we make no conclusion in this regard in this Report. Furthermore, given that we have not voluntarily elected to describe any of our products as “DRC conflict free,” an independent private sector audit of this Report has not been conducted.
Company and Products Overview
We are a global leader in musculoskeletal healthcare. We design, manufacture and market orthopedic reconstructive products; sports medicine, biologics, extremities and trauma products; office based technologies; spine, craniomaxillofacial (“CMF”) and thoracic products; dental implants; and related surgical products. Our products and solutions help treat patients suffering from disorders of, or injuries to, bones, joints or supporting soft tissues. Our primary customers include orthopedic surgeons, neurosurgeons, oral surgeons and other specialists, dentists, hospitals, stocking distributors, healthcare dealers and, in their capacity as agents, healthcare purchasing organizations or buying groups, making Zimmer Biomet the final step in the supply chain prior to these products reaching the end customer.
Our orthopedic reconstructive devices include knee and hip implants that are used to replace joints that have deteriorated as a result of disease (principally osteoarthritis) or injury. Our sports medicine products are designed primarily for the repair of soft tissue injuries and are most commonly used in knee and shoulder procedures. Our biologics products are used as early intervention solutions for joint preservation or to support surgical procedures. Our foot and ankle and extremities products are designed to treat arthritic conditions and fractures in the foot, ankle, shoulder, elbow and wrist. Our CMF and thoracic products include face and skull reconstruction products as well as products that fixate and stabilize the bones of the chest in order to facilitate healing or reconstruction after open heart surgery, trauma or for deformities of the chest. Our spine products are designed to deliver comprehensive solutions for individuals with back or neck plain caused by degenerative conditions, deformities or traumatic injury of the spine. Our trauma products are used to stabilize damaged or broken bones and their surrounding tissues to support the body’s natural healing process. Our dental products include dental reconstructive implants and dental prosthetic and regenerative products. Our surgical products are used to support various surgical procedures and include tourniquet systems, wound debridement devices, fluid waste management systems and surgical power systems.
Reasonable Country of Origin Inquiry
Our reasonable country of origin inquiry is discussed in the Specialized Disclosure Report on Form SD to which this Report is attached as an exhibit.
Due Diligence Framework
We designed our due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework as set forth in the Organisation for EconomicCo-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related supplements for gold and for tin, tantalum and tungsten.
Due Diligence Measures Undertaken
We are a downstream consumer of necessary conflict minerals. In most cases, there are several third parties in the supply chain between the original source of these minerals and us. We do not purchase necessary conflict minerals directly from mines, smelters or refiners; therefore, we rely on our suppliers to provide information regarding the origin of these minerals. We believe smelters and refiners are best situated to identify the sources of conflict minerals, and, therefore, we have taken steps to identify the smelters and refiners of necessary conflict minerals in our supply chain.
Step 1: Establish company management systems
We undertook the following measures to establish management systems to address compliance with the Rule:
| • | Established a cross-functional conflict minerals project team to direct the overall efforts of our conflict minerals compliance program. |
| • | Adopted a policy statement on conflict minerals, communicated it to suppliers and published it on our Company’s website at www.zimmerbiomet.com/corporate/suppliers.html. Our policy statement provides, among other things, that we expect our suppliers to source conflict minerals from socially responsiblesub-tier suppliers and manufacturers and to undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products supplied to us. |
| • | Reinforced our expectations of our suppliers via our Zimmer Biomet Code of Supplier Conduct, available at www.zimmerbiomet.com/corporate/suppliers.html, which sets forth important legal, ethical, behavioral and other requirements for our suppliers, including our policy statement on conflict minerals. |
| • | Developed a grievance mechanism to allow parties to contact us with conflict minerals-related questions or concerns via email at conflictminerals@zimmerbiomet.com or via our Corporate Compliance Hotline website, www.zimmerbiomet.ethicspoint.com. |
| • | Engaged with suppliers, including notifying them in writing that we are subject to disclosure obligations under the Rule relating to the sources of necessary conflict minerals used in our products, that we must collect important supply chain data from them and that we expect their cooperation in providing such information in a timely manner. |
| • | Leveraged materials, including a Conflict Minerals Reporting Template, created and made available by the Responsible Minerals Initiative, which supports the responsible sourcing of minerals through the Responsible Minerals Assurance Process (“RMAP”). |
| • | Included updated terms and conditions in supplier contracts that address suppliers’ obligations to provide us with information pertaining to the origin of any necessary conflict minerals in materials or components supplied to us. |
| • | Provided suppliers with opportunities for training and links to educational websites related to conflict minerals. |
Step 2: Identify and assess risks in the supply chain
We took the following measures to identify risks in our supply chain:
| • | Surveyed suppliers providing materials or components necessary to the production and/or functionality of our products. Suppliers were asked to provide information based on the Conflict Minerals Reporting Template through the use of iPoint’s Conflict Minerals Platform. This survey was sent to 455 suppliers globally. |
| • | Provided training materials to suppliers on the use of iPoint’s Conflict Minerals Platform and the Conflict Minerals Reporting Template form. |
| • | Reviewed and assessed survey responses. We followed up with suppliers whose responses were incomplete or appeared to report inconsistent information. |
| • | When a supplier response stated that conflict minerals were sourced from the DRC or an adjoining country and identified the smelter involved, we compared the identified smelter or refiner (even though the supplier had not confirmed that the conflict minerals were used in the materials supplied to us) against the RMAP Conformant Smelters and Refiners Lists to confirm whether the smelter or refiner in question was identified as having undergone an assessment through the RMAP or industry equivalent program and was validated to be conformant with the protocols. |
Step 3: Design and implement a strategy to respond to identified risks
We designed and implemented strategies to respond to identified risks, including the following:
| • | Where applicable, we sentfollow-up communications to suppliers that provided incomplete or inconsistent survey responses. We requested suppliers submitting letters of conflict “status” to complete our survey to collect additional relevant information. |
| • | Suppliers who received one of thesefollow-up communications were directed to our policy statement on conflict minerals, as well as conflict minerals training and education materials. Suppliers were asked to review the materials and provide updated information in a timely manner. |
| • | Suppliers who did not respond to our initial survey were sent escalation communications requesting that they respond to the survey and provide the requested information. Several unresponsive suppliers were engaged directly by our Sourcing personnel to advise them to complete our requested survey to the best of their ability. Further, suppliers were informed that we may take into consideration a failure to respond to our survey in future purchasing decisions. |
Step 4: Carry out independent third-party audit of smelter/refiner due diligence practices
As previously noted, we are a downstream consumer of the necessary conflict minerals in our products and are many steps removed from smelters and refiners who provide minerals and ores. As such, we do not perform or direct audits of smelters and refiners within the supply chain. Our due diligence efforts rely on cross-industry initiatives to conduct smelter and refiner due diligence and independent third-party audits, such as those led by the Responsible Minerals Initiative, including the RMAP.
Step 5: Report annually on supply chain due diligence
A copy of our Specialized Disclosure Report on Form SD, along with a copy of this Conflict Minerals Report, which is attached to the Form SD as Exhibit 1.01, is available on our website at www.zimmerbiomet.com (in the “Investors” section under the “Financial Information” caption and “SEC Filings”sub-caption).
Due Diligence Results
We surveyed 455 suppliers globally that we identified may contribute necessary conflict minerals to our products. The survey response rate was approximately 84% for 2019. Of the suppliers who responded, approximately 66% reported that conflict minerals are not intentionally added to their products, are not necessary to the production of their products and are not contained in the finished products that they manufacture or contract to manufacture. With respect to the remaining survey respondents, the large majority of suppliers who responded provided data at a company, division or product category level and/or were unable to specify the smelters or refiners that processed conflict minerals in materials or components supplied to us.
With respect to six supplier responses that we received that stated that the data provided was specific to materials or components supplied to us, all six reported that the materials or components supplied to us did not contain conflict minerals.
Appendix A lists the smelters and refiners that the suppliers who responded to our survey reported as being in their supply chains. Only known smelters or refiners (those listed in the Conflict Minerals Reporting Template) are included in Appendix A. Not all of these smelters and refiners may have processed necessary conflict minerals contained in our products, since suppliers may have reported to us smelters and refiners that were not in our supply chain due to the decision of such suppliers to provide data at a company, division or product category level, over-inclusiveness in the information received from their respective suppliers, or for other reasons. Appendix A also denotes the RMAP audit status of each smelter and refiner listed. All smelters and refiners listed in Appendix A are either conformant with the RMAP assessment protocols (denoted as “Conformant”) or have committed to undergo an RMAP audit or are participating in a cross-recognized certification program (denoted as “Active”).
Efforts to Determine the Mine or Location of Origin
As described above, we are a downstream consumer of necessary conflict minerals. In most cases, there are several third parties in the supply chain between the original source of these minerals and us. Further, the large majority of suppliers who responded to our survey provided data at a company, division or product category level. Our due diligence process, described above, reflects our efforts to determine with the greatest specificity the mines or location of origin of the conflict minerals necessary to the functionality or production of products we manufacture or contract to manufacture.
Continuous Improvement Efforts to Mitigate Risk
Due to the complexity of our global supply chain, we engaged iPoint in 2019 as we did in several prior calendar years to assist us in collecting, managing, and aggregating conflict minerals information. Going forward, we expect to take the following additional steps, among others, to improve our due diligence measures and to further mitigate the risk that necessary conflict minerals contained in our products may finance or benefit armed groups in the DRC or adjoining countries:
| • | Continue to educate our direct suppliers about our reporting obligations related to conflict minerals, and continue to provide our direct suppliers with training and educational materials and website links that they may provide to their own suppliers. |
| • | Continue to include our policy statement on conflict minerals as part of Sourcing training curriculum. |
| • | Continue to include our policy statement on conflict minerals in our new supplier onboarding process. |
| • | Continue to encourage our direct suppliers to implement responsible sourcing and ask them to encourage smelters and refiners to become conformant with the RMAP assessment protocols. |
| • | Continue to follow up with suppliers that either failed to provide a response or provide data specific to materials or components supplied to us. |
Independent Private Sector Audit
Not applicable.
Appendix A
The following smelters and refiners were reported by our suppliers as being in their supply chains.
Metal | Smelter/Refiner Name | Smelter/Refiner Country | Smelter ID | RMAP Audit Status* | ||||
| Gold | 8853 S.p.A. | ITALY | CID002763 | Conformant | ||||
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | Conformant | ||||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | Conformant | ||||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | Conformant | ||||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | Conformant | ||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | Conformant | ||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 | Conformant | ||||
| Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | Conformant | ||||
| Gold | Asahi Pretec Corp. | JAPAN | CID000082 | Conformant | ||||
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | Conformant | ||||
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | Conformant | ||||
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | Conformant | ||||
| Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | Conformant | ||||
| Gold | Aurubis AG | GERMANY | CID000113 | Conformant | ||||
| Gold | Bangalore Refinery | INDIA | CID002863 | Conformant | ||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | Conformant | ||||
| Gold | Boliden AB | SWEDEN | CID000157 | Conformant | ||||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | Conformant | ||||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | Conformant | ||||
| Gold | Cendres + Metaux S.A. | SWITZERLAND | CID000189 | Conformant | ||||
| Gold | Chimet S.p.A. | ITALY | CID000233 | Conformant | ||||
| Gold | Chugai Mining | JAPAN | CID000264 | Conformant | ||||
| Gold | DODUCO Contacts and Refining GmbH | GERMANY | CID000362 | Conformant | ||||
| Gold | Dowa | JAPAN | CID000401 | Conformant | ||||
| Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | CID003195 | Conformant | ||||
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 | Conformant | ||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 | Conformant | ||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 | Conformant | ||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 | Conformant | ||||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | Conformant | ||||
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459 | Conformant | ||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 | Conformant | ||||
| Gold | �� | Heimerle + Meule GmbH | GERMANY | CID000694 | Conformant | |||
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 | Conformant | ||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | Conformant | ||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | Conformant | ||||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | Conformant | ||||
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 | Conformant | ||||
| Gold | Italpreziosi | ITALY | CID002765 | Conformant | ||||
| Gold | Japan Mint | JAPAN | CID000823 | Conformant | ||||
| Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | Conformant | ||||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | Conformant | ||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | Conformant | ||||
| Gold | Kazzinc | KAZAKHSTAN | CID000957 | Conformant | ||||
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | Conformant | ||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 | Conformant | ||||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | Conformant | ||||
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 | Conformant | ||||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | Conformant | ||||
| Gold | L'Orfebre S.A. | ANDORRA | CID002762 | Conformant | ||||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | Conformant | ||||
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 | Conformant | ||||
| Gold | Marsam Metals | BRAZIL | CID002606 | Conformant | ||||
| Gold | Materion | UNITED STATES OF AMERICA | CID001113 | Conformant | ||||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | Conformant | ||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | Conformant | ||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | Conformant | ||||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | Conformant | ||||
| Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | Conformant | ||||
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | Conformant | ||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 | Conformant | ||||
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | Conformant | ||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | Conformant | ||||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | Conformant | ||||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | Conformant | ||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 | Conformant | ||||
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | Conformant | ||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | Conformant | ||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | Conformant | ||||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | Conformant | ||||
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | Conformant |
Metal | Smelter/Refiner Name | Smelter/Refiner Country | Smelter ID | RMAP Audit Status* | ||||
| Gold | PAMP S.A. | SWITZERLAND | CID001352 | Conformant | ||||
| Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 | Conformant | ||||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | Conformant | ||||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | Conformant | ||||
| Gold | PX Precinox S.A. | SWITZERLAND | CID001498 | Conformant | ||||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | Conformant | ||||
| Gold | REMONDIS PMR B.V. | NETHERLANDS | CID002582 | Conformant | ||||
| Gold | Royal Canadian Mint | CANADA | CID001534 | Conformant | ||||
| Gold | SAAMP | FRANCE | CID002761 | Conformant | ||||
| Gold | Safimet S.p.A | ITALY | CID002973 | Conformant | ||||
| Gold | SAFINA A.S. | CZECHIA | CID002290 | Conformant | ||||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | Conformant | ||||
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | Conformant | ||||
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 | Conformant | ||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | Conformant | ||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | Conformant | ||||
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | Conformant | ||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | Conformant | ||||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | Conformant | ||||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | Conformant | ||||
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | Conformant | ||||
| Gold | T.C.A S.p.A | ITALY | CID002580 | Conformant | ||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | Conformant | ||||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | Conformant | ||||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | Conformant | ||||
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | Conformant | ||||
| Gold | Torecom | KOREA, REPUBLIC OF | CID001955 | Conformant | ||||
| Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 | Conformant | ||||
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | Conformant | ||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | Conformant | ||||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | Conformant | ||||
| Gold | Valcambi S.A. | SWITZERLAND | CID002003 | Conformant | ||||
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 | Conformant | ||||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | Conformant | ||||
| Gold | Yamakin Co., Ltd. | JAPAN | CID002100 | Conformant | ||||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | Conformant | ||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | Conformant | ||||
| Tantalum | Asaka Riken Co., Ltd. | JAPAN | CID000092 | Conformant | ||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | Conformant | ||||
| Tantalum | CP Metals Inc. | UNITED STATES OF AMERICA | CID003402 | Conformant | ||||
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | Conformant | ||||
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | Conformant | ||||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | Conformant | ||||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | Conformant | ||||
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | Conformant | ||||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | Conformant | ||||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | CID000291 | Conformant | ||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | Conformant | ||||
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | Conformant | ||||
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | Conformant | ||||
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | Conformant | ||||
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Conformant | ||||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Conformant | ||||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY | CID002545 | Conformant | ||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | Conformant | ||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | Conformant | ||||
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | Conformant | ||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | Conformant | ||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | Conformant | ||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | Conformant | ||||
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 | Conformant | ||||
| Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | CID002568 | Conformant | ||||
| Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | Conformant | ||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | Conformant | ||||
| Tantalum | Mineracao Taboca S.A. | BRAZIL | CID001175 | Conformant | ||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | Conformant | ||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | Conformant | ||||
| Tantalum | NPM Silmet AS | ESTONIA | CID001200 | Conformant | ||||
| Tantalum | PRG Dooel | NORTH MACEDONIA, REPUBLIC OF | CID002847 | Conformant | ||||
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 | Conformant | ||||
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 | Conformant | ||||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | Conformant | ||||
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | Conformant | ||||
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 | Conformant | ||||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | Conformant | ||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | Conformant |
Metal | Smelter/Refiner Name | Smelter/Refiner Country | Smelter ID | RMAP Audit Status* | ||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 | Conformant | ||||
| Tin | Alpha | UNITED STATES OF AMERICA | CID000292 | Conformant | ||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | Conformant | ||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 | Conformant | ||||
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | Conformant | ||||
| Tin | CV Ayi Jaya | INDONESIA | CID002570 | Conformant | ||||
| Tin | CV Dua Sekawan | INDONESIA | CID002592 | Conformant | ||||
| Tin | CV Gita Pesona | INDONESIA | CID000306 | Conformant | ||||
| Tin | CV United Smelting | INDONESIA | CID000315 | Conformant | ||||
| Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | Conformant | ||||
| Tin | Dowa | JAPAN | CID000402 | Conformant | ||||
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | Conformant | ||||
| Tin | Fenix Metals | POLAND | CID000468 | Conformant | ||||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | CID002848 | Conformant | ||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | Conformant | ||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | Conformant | ||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | Conformant | ||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | Conformant | ||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | Conformant | ||||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 | Conformant | ||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | Conformant | ||||
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | Conformant | ||||
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231 | Conformant | ||||
| Tin | Luna Smelter, Ltd. | RWANDA | CID003387 | Conformant | ||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | CID003379 | Conformant | ||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | Conformant | ||||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | Conformant | ||||
| Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | Conformant | ||||
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | Conformant | ||||
| Tin | Metallo Belgium N.V. | BELGIUM | CID002773 | Conformant | ||||
| Tin | Metallo Spain S.L.U. | SPAIN | CID002774 | Conformant | ||||
| Tin | Mineracao Taboca S.A. | BRAZIL | CID001173 | Conformant | ||||
| Tin | Minsur | PERU | CID001182 | Conformant | ||||
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | Conformant | ||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | Conformant | ||||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | Conformant | ||||
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | Conformant | ||||
| Tin | Precious Minerals and Smelting Limited | INDIA | CID003409 | Active | ||||
| Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | Conformant | ||||
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | Conformant | ||||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | Conformant | ||||
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | Conformant | ||||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | CID001406 | Conformant | ||||
| Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | Conformant | ||||
| Tin | PT Bangka Serumpun | INDONESIA | CID003205 | Conformant | ||||
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | Conformant | ||||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | Conformant | ||||
| Tin | PT Bukit Timah | INDONESIA | CID001428 | Conformant | ||||
| Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | Conformant | ||||
| Tin | PT Inti Stania Prima | INDONESIA | CID002530 | Conformant | ||||
| Tin | PT Karimun Mining | INDONESIA | CID001448 | Conformant | ||||
| Tin | PT Kijang Jaya Mandiri | INDONESIA | CID002829 | Conformant | ||||
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA | CID002870 | Conformant | ||||
| Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 | Conformant | ||||
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | Conformant | ||||
| Tin | PT Panca Mega Persada | INDONESIA | CID001457 | Conformant | ||||
| Tin | PT Premium Tin Indonesia | INDONESIA | CID000313 | Conformant | ||||
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 | Conformant | ||||
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 | Conformant | ||||
| Tin | PT Rajehan Ariq | INDONESIA | CID002593 | Conformant | ||||
| Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | Conformant | ||||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | Conformant | ||||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | Conformant | ||||
| Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | Conformant | ||||
| Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 | Conformant | ||||
| Tin | PT Timah Tbk Kundur | INDONESIA | CID001477 | Conformant | ||||
| Tin | PT Timah Tbk Mentok | INDONESIA | CID001482 | Conformant | ||||
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | Conformant | ||||
| Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 | Conformant | ||||
| Tin | PT Tommy Utama | INDONESIA | CID001493 | Conformant | ||||
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 | Conformant | ||||
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | Conformant | ||||
| Tin | Soft Metais Ltda. | BRAZIL | CID001758 | Conformant | ||||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | CID002834 | Conformant | ||||
| Tin | Thaisarco | THAILAND | CID001898 | Conformant | ||||
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 | Conformant |
Metal | Smelter/Refiner Name | Smelter/Refiner Country | Smelter ID | RMAP Audit Status* | ||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 | Conformant | ||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | Conformant | ||||
| Tin | Yunnan Tin Company Limited | CHINA | CID002180 | Conformant | ||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 | Conformant | ||||
| Tungsten | A.L.M.T. Corp. | JAPAN | CID000004 | Conformant | ||||
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Conformant | ||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 | Active | ||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | Conformant | ||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | Conformant | ||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | Conformant | ||||
| Tungsten | CP Metals Inc. | UNITED STATES OF AMERICA | CID003448 | Active | ||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | CID003401 | Conformant | ||||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | Conformant | ||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645 | Conformant | ||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | Conformant | ||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | Conformant | ||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | Conformant | ||||
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568 | Conformant | ||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | Conformant | ||||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002542 | Conformant | ||||
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | CID002541 | Conformant | ||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | Conformant | ||||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | Conformant | ||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | Conformant | ||||
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | CID003182 | Conformant | ||||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | Conformant | ||||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | Conformant | ||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Conformant | ||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | Conformant | ||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | Conformant | ||||
| Tungsten | Jiangxi Xianglu Tungsten Co., Ltd. | CHINA | CID002647 | Active | ||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | Conformant | ||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | Conformant | ||||
| Tungsten | JSC “Kirovgrad Hard Alloys Plant” | RUSSIAN FEDERATION | CID003408 | Active | ||||
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | Conformant | ||||
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | Conformant | ||||
| Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | CID003388 | Conformant | ||||
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 | Conformant | ||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | Conformant | ||||
| Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM | CID002543 | Conformant | ||||
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 | Conformant | ||||
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | Conformant | ||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | Conformant | ||||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 | Conformant | ||||
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | Conformant | ||||
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 | Conformant | ||||
| Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | CID002843 | Conformant | ||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | Conformant | ||||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | Conformant | ||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | Conformant | ||||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 | Conformant |
| * | As of May 27, 2020 |
