Fidelity National Information Services Form 4 / Stephanie Ferris ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Ferris Stephanie

(Last)

(First)

(Middle)

601 RIVERSIDE AVE

(Street)

JACKSONVILLE

32204

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Fidelity National Information Services, Inc. [ FIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
COO

3. Date of Earliest Transaction (Month/Day/Year)
02/18/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/18/2020		S⁽¹⁾		200	D	$153.07⁽²⁾	21,659	D
Common Stock	02/18/2020		S⁽¹⁾		6,707	D	$155.272⁽³⁾	14,952	D
Common Stock	02/18/2020		S⁽¹⁾		3,621	D	$155.739⁽⁴⁾	11,331	D
Common Stock	02/18/2020		S⁽¹⁾		100	D	$152.04	11,231	D
Common Stock	02/18/2020		S⁽¹⁾		3,797	D	$155.21⁽⁵⁾	7,434	D
Common Stock	02/18/2020		S⁽¹⁾		2,978	D	$155.708⁽⁶⁾	4,456	D
Common Stock	02/18/2020		S⁽¹⁾		1,053	D	$155.373⁽⁷⁾	3,403	D
Common Stock	02/18/2020		S⁽¹⁾		60	D	$155.93	3,343	D
Common Stock	02/18/2020		M⁽¹⁾		12,807	A	$36.74	16,150	D
Common Stock	02/18/2020		S⁽¹⁾		200	D	$152.43⁽⁸⁾	15,950	D
Common Stock	02/18/2020		S⁽¹⁾		6,920	D	$155.219⁽⁹⁾	9,030	D
Common Stock	02/18/2020		S⁽¹⁾		5,687	D	$155.692⁽¹⁰⁾	3,343	D
Common Stock	02/18/2020		M⁽¹⁾		3,628	A	$49.52	6,971	D
Common Stock	02/18/2020		S⁽¹⁾		50	D	$151.83	6,921	D
Common Stock	02/18/2020		S⁽¹⁾		100	D	$153.25⁽¹¹⁾	6,821	D
Common Stock	02/18/2020		S⁽¹⁾		2,100	D	$155.27⁽¹²⁾	4,721	D
Common Stock	02/18/2020		S⁽¹⁾		1,342	D	$155.76⁽¹³⁾	3,379	D
Common Stock	02/18/2020		S⁽¹⁾		36	D	$157.45	3,343	D
Common Stock	02/18/2020		M⁽¹⁾		11,014	A	$63.71	14,357	D
Common Stock	02/18/2020		S⁽¹⁾		200	D	$153.155⁽¹⁴⁾	14,157	D
Common Stock	02/18/2020		S⁽¹⁾		5,903	D	$155.236⁽⁹⁾	8,254	D
Common Stock	02/18/2020		S⁽¹⁾		4,911	D	$155.702⁽¹⁵⁾	3,343	D
Common Stock	02/18/2020		M⁽¹⁾		6,582	A	$96.76	9,925	D
Common Stock	02/18/2020		S⁽¹⁾		100	D	$152.04	9,825	D
Common Stock	02/18/2020		S⁽¹⁾		3,600	D	$155.225⁽¹⁶⁾	6,225	D
Common Stock	02/18/2020		S⁽¹⁾		2,882	D	$155.699⁽¹⁷⁾	3,343	D
Common Stock	02/18/2020		M		505	A	$157.44	3,848	D
Common Stock	02/18/2020		F⁽¹⁸⁾		141	D	$157.44	3,707	D
Common Stock	02/19/2020		S⁽¹⁾		364	D	$156.55	3,343	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (Right to Buy)	$36.74	02/18/2020		M⁽¹⁾			12,807	02/24/2019	02/24/2025	Common Stock	12,807	$36.74	0	D
Stock Option (Right to Buy)	$49.52	02/18/2020		M⁽¹⁾			3,628	02/17/2020	02/17/2026	Common Stock	3,628	$49.52	10,882	D
Stock Option (Right to Buy)	$63.71	02/18/2020		M⁽¹⁾			11,014	02/08/2020	02/08/2027	Common Stock	11,014	$63.71	22,028	D
Stock Option (Right to Buy)	$96.76	02/18/2020		M⁽¹⁾			6,582	11/30/2019	03/01/2029	Common Stock	6,582	$96.76	46,076	D
Restricted Stock Units	$0.0⁽¹⁹⁾	02/18/2020		M			505	02/17/2020	⁽²⁰⁾	Common Stock	505	$0	0	D

Explanation of Responses:

1. Transacted under 10b5-1 Plan.

2. The transaction was executed in multiple trades at prices ranging from $152.82 to $153.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

3. The transaction was executed in multiple trades at prices ranging from $154.58 to $155.57. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

4. The transaction was executed in multiple trades at prices ranging from $155.60 to $156.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

5. The transaction was executed in multiple trades at prices ranging from $154.54 to $155.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

6. The transaction was executed in multiple trades at prices ranging from $155.54 to $156.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

7. The transaction was executed in multiple trades at prices ranging from $154.82 to $155.76. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

8. The transaction was executed in multiple trades at prices ranging from $152.04 to $152.82. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

9. The transaction was executed in multiple trades at prices ranging from $154.51 to $155.50. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

10. The transaction was executed in multiple trades at prices ranging from $155.51 to $156.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

11. The transaction was executed in multiple trades at prices ranging from $152.87 to $153.63. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

12. The transaction was executed in multiple trades at prices ranging from $154.59 to $155.58. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

13. The transaction was executed in multiple trades at prices ranging from $155.59 to $156.31. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

14. The transaction was executed in multiple trades at prices ranging from $152.82 to $153.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

15. The transaction was executed in multiple trades at prices ranging from $155.51 to $155.94. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

16. The transaction was executed in multiple trades at prices ranging from $154.50 to $155.50. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

17. The transaction was executed in multiple trades at prices ranging from $155.50 to $155.91. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.

18. Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting.

19. Each restricted stock unit represents a contingent right to one share of FIS common stock.

20. This restricted stock unit vested in full on February 17, 2020.

Remarks:

	/s/ Charles H. Keller, attorney-in-fact for Stephanie Ferris	02/20/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Fidelity National Information Services (FIS) Form 4Fidelity National Information Services / Stephanie Ferris ownership change