SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 01/21/2016 | 3. Issuer Name and Ticker or Trading Symbol Rhino Resource Partners LP [ RHNO ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Units | 6,769,112 | I | See Note.(1)(2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. This form is jointly filed by Royal Energy Resources, Inc. ("Royal Energy"), William L. Tourto and Brian Hughs. |
2. Common Units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect Common Units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any Common Units beneficially owned by Royal Energy, but disclaim such beneficial ownership. |
3. Amount of securities does not include 9,455,252 Subordinated Units, and the general partnership interest held by Rhino GP, LLC, which Royal Energy has the right to acquire under a Securities Purchase Agreement dated January 21, 2016, upon the satisfaction or waiver of certain conditions. If acquired, the Subordinated Units will convert into Common Units on a one-for-one basis as set forth in the limited partnership agreement for the issuer. |
Royal Energy Resources, Inc. By: /s/ William L. Tuorto | 02/01/2016 | |
/s/ William L. Tuorto | 02/01/2016 | |
/s/ Brian Hughs | 02/01/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |