The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 4,390 | 32,087 | SH | DFND | 01, 03 | 32,087 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 28,852 | 210,860 | SH | DFND | 02, 03 | 210,860 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 15,483 | 113,156 | SH | DFND | 3 | 0 | 113,156 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 3,935 | 12,968 | SH | DFND | 01, 03 | 12,968 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 25,969 | 85,575 | SH | DFND | 02, 03 | 85,575 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 6,773 | 22,318 | SH | DFND | 3 | 0 | 22,318 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 10,375 | 758,418 | SH | DFND | 01, 03 | 758,418 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 72,021 | 5,264,722 | SH | DFND | 02, 03 | 5,264,722 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 18,393 | 1,344,514 | SH | DFND | 3 | 0 | 1,344,514 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,043 | 26,129 | SH | DFND | 3 | 0 | 26,129 | 0 | |
BALL CORP | COM | 058498106 | 5,587 | 79,637 | SH | DFND | 01, 03 | 79,637 | 0 | 0 | |
BALL CORP | COM | 058498106 | 37,689 | 537,259 | SH | DFND | 02, 03 | 537,259 | 0 | 0 | |
BALL CORP | COM | 058498106 | 11,866 | 169,158 | SH | DFND | 3 | 0 | 169,158 | 0 | |
BALL CORP | CALL | 058498906 | 82 | 276 | SH | Call | DFND | 01, 03 | 276 | 0 | 0 |
BALL CORP | CALL | 058498906 | 560 | 1,884 | SH | Call | DFND | 02, 03 | 1,884 | 0 | 0 |
BALL CORP | CALL | 058498906 | 41 | 138 | SH | Call | DFND | 3 | 0 | 138 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 6,404 | 325,755 | SH | DFND | 01, 03 | 325,755 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 42,181 | 2,145,535 | SH | DFND | 02, 03 | 2,145,535 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 11,032 | 561,149 | SH | DFND | 3 | 0 | 561,149 | 0 | |
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 6,337 | 116,289 | SH | DFND | 3 | 0 | 116,289 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 72 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPONSORED ADR | 169424108 | 1,185 | 963,014 | SH | DFND | 01, 03 | 963,014 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 3,637 | 603,101 | SH | DFND | 01, 03 | 603,101 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 8,397 | 1,392,494 | SH | DFND | 02, 03 | 1,392,494 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,943 | 322,176 | SH | DFND | 3 | 0 | 322,176 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,194 | 54,668 | SH | DFND | 01, 03 | 54,668 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 7,876 | 360,630 | SH | DFND | 02, 03 | 360,630 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 2,055 | 94,096 | SH | DFND | 3 | 0 | 94,096 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 5,701 | 49,136 | SH | DFND | 01, 03 | 49,136 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 37,692 | 324,871 | SH | DFND | 02, 03 | 324,871 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 9,828 | 84,712 | SH | DFND | 3 | 0 | 84,712 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 3,411 | 98,015 | SH | DFND | 01, 03 | 98,015 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 23,237 | 667,723 | SH | DFND | 02, 03 | 667,723 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 5,999 | 172,387 | SH | DFND | 3 | 0 | 172,387 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 3,073 | 145,008 | SH | DFND | 01, 03 | 145,008 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 8,784 | 1,755,425 | SH | DFND | 01, 03 | 1,755,425 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 16,195 | 3,232,536 | SH | DFND | 02, 03 | 3,232,536 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 4,237 | 845,667 | SH | DFND | 3 | 0 | 845,667 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 1,611 | 31,126 | SH | DFND | 01, 03 | 31,126 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 10,970 | 211,897 | SH | DFND | 02, 03 | 211,897 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 7,637 | 147,526 | SH | DFND | 3 | 0 | 147,526 | 0 | |
DICKS SPORTING GOODS INC | CALL | 253393902 | 90 | 900 | SH | Call | DFND | 01, 03 | 900 | 0 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 610 | 6,100 | SH | Call | DFND | 02, 03 | 6,100 | 0 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 44 | 443 | SH | Call | DFND | 3 | 0 | 443 | 0 |
DOMINION DIAMOND CORP | COM | 257287102 | 1,588 | 113,349 | SH | DFND | 01, 03 | 113,349 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 6,158 | 439,508 | SH | DFND | 02, 03 | 439,508 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 1,620 | 115,611 | SH | DFND | 3 | 0 | 115,611 | 0 | |
DOVER SADDLERY INC | COM | 260412101 | 7,635 | 908,983 | SH | DFND | 02, 03 | 908,983 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,334 | 56,951 | SH | DFND | 01, 03 | 56,951 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 6,864 | 293,016 | SH | DFND | 02, 03 | 293,016 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,755 | 74,940 | SH | DFND | 3 | 0 | 74,940 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 7,940 | 79,165 | SH | DFND | 01, 03 | 79,165 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 53,930 | 537,685 | SH | DFND | 02, 03 | 537,685 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 13,866 | 138,245 | SH | DFND | 3 | 0 | 138,245 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 6,599 | 420,844 | SH | DFND | 01, 03 | 420,844 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 25,148 | 1,603,828 | SH | DFND | 02, 03 | 1,603,828 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 6,580 | 419,612 | SH | DFND | 3 | 0 | 419,612 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 1,449 | 701,851 | SH | DFND | 01, 03 | 701,851 | 0 | 0 | |
HARRIS CORP DEL | COM | 413875105 | 3,755 | 48,822 | SH | DFND | 01, 03 | 48,822 | 0 | 0 | |
HARRIS CORP DEL | COM | 413875105 | 24,924 | 324,073 | SH | DFND | 02, 03 | 324,073 | 0 | 0 | |
HARRIS CORP DEL | COM | 413875105 | 6,475 | 84,191 | SH | DFND | 3 | 0 | 84,191 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 5,574 | 221,210 | SH | DFND | 01, 03 | 221,210 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 37,657 | 1,494,333 | SH | DFND | 02, 03 | 1,494,333 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 9,882 | 392,157 | SH | DFND | 3 | 0 | 392,157 | 0 | |
ISHARES TR | RUS MID-CAP ETF | 464287499 | 1,383 | 8,120 | SH | DFND | 3 | 0 | 8,120 | 0 | |
ISHARES TR | PUT | 464287955 | 2,041 | 5,300 | SH | Put | DFND | 02, 03 | 5,300 | 0 | 0 |
JOINT CORP | COM | 47973J102 | 2,852 | 280,198 | SH | DFND | 01, 03 | 280,198 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 9,651 | 948,060 | SH | DFND | 02, 03 | 948,060 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 126 | 12,407 | SH | DFND | 3 | 0 | 12,407 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 4,583 | 264,125 | SH | DFND | 01, 03 | 264,125 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 23,830 | 1,373,482 | SH | DFND | 02, 03 | 1,373,482 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 5,830 | 336,026 | SH | DFND | 3 | 0 | 336,026 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 8,125 | 1,316,775 | SH | DFND | 01, 03 | 1,316,775 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 30,831 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 6,414 | 1,039,479 | SH | DFND | 3 | 0 | 1,039,479 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 3,657 | 221,343 | SH | DFND | 01, 03 | 221,343 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 24,636 | 1,491,263 | SH | DFND | 02, 03 | 1,491,263 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 6,344 | 384,013 | SH | DFND | 3 | 0 | 384,013 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 6,303 | 37,059 | SH | DFND | 01, 03 | 37,059 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 42,990 | 252,762 | SH | DFND | 02, 03 | 252,762 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 11,014 | 64,757 | SH | DFND | 3 | 0 | 64,757 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 4,274 | 76,319 | SH | DFND | 01, 03 | 76,319 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 28,116 | 502,075 | SH | DFND | 02, 03 | 502,075 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 7,366 | 131,527 | SH | DFND | 3 | 0 | 131,527 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 5,123 | 405,652 | SH | DFND | 01, 03 | 405,652 | 0 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 34,929 | 2,765,574 | SH | DFND | 02, 03 | 2,765,574 | 0 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 8,928 | 706,883 | SH | DFND | 3 | 0 | 706,883 | 0 | |
QKL STORES INC | COM PAR $0.001 | 74732Y303 | 34 | 19,244 | SH | DFND | 01, 03 | 19,244 | 0 | 0 | |
QUIKSILVER INC | COM | 74838C106 | 199 | 300,000 | SH | DFND | 01, 03 | 300,000 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 820 | 14,088 | SH | DFND | 01, 03 | 14,088 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 5,417 | 93,042 | SH | DFND | 02, 03 | 93,042 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 2,736 | 46,993 | SH | DFND | 3 | 0 | 46,993 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 2,569 | 50,000 | SH | DFND | 01, 03 | 50,000 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 5,815 | 113,175 | SH | DFND | 3 | 0 | 113,175 | 0 | |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 1,100 | 340,659 | SH | DFND | 01, 03 | 340,659 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 11,777 | 421,962 | SH | DFND | 01, 03 | 421,962 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 51,152 | 1,832,734 | SH | DFND | 02, 03 | 1,832,734 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 18,006 | 645,138 | SH | DFND | 3 | 0 | 645,138 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 4,713 | 263,729 | SH | DFND | 01, 03 | 263,729 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 31,071 | 1,738,734 | SH | DFND | 02, 03 | 1,738,734 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 8,119 | 454,356 | SH | DFND | 3 | 0 | 454,356 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 5,009 | 108,581 | SH | DFND | 01, 03 | 108,581 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 33,305 | 721,992 | SH | DFND | 02, 03 | 721,992 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 8,664 | 187,827 | SH | DFND | 3 | 0 | 187,827 | 0 | |
STAPLES INC | COM | 855030102 | 3,653 | 238,580 | SH | DFND | 01, 03 | 238,580 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 24,346 | 1,590,201 | SH | DFND | 02, 03 | 1,590,201 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 7,686 | 501,996 | SH | DFND | 3 | 0 | 501,996 | 0 | |
STAPLES INC | CALL | 855030902 | 164 | 2,044 | SH | Call | DFND | 01, 03 | 2,044 | 0 | 0 |
STAPLES INC | CALL | 855030902 | 1,076 | 13,456 | SH | Call | DFND | 02, 03 | 13,456 | 0 | 0 |
STAPLES INC | CALL | 855030902 | 78 | 972 | SH | Call | DFND | 3 | 0 | 972 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 12,743 | 590,763 | SH | DFND | 01, 03 | 590,763 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 66,060 | 3,062,609 | SH | DFND | 02, 03 | 3,062,609 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 17,199 | 797,343 | SH | DFND | 3 | 0 | 797,343 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,896 | 58,250 | SH | DFND | 01, 03 | 58,250 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 12,862 | 395,204 | SH | DFND | 02, 03 | 395,204 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 6,851 | 210,497 | SH | DFND | 3 | 0 | 210,497 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 2,222 | 41,910 | SH | DFND | 3 | 0 | 41,910 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 5,029 | 503,415 | SH | DFND | 01, 03 | 503,415 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 34,064 | 3,409,831 | SH | DFND | 02, 03 | 3,409,831 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 8,723 | 873,201 | SH | DFND | 3 | 0 | 873,201 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 4,049 | 91,449 | SH | DFND | 01, 03 | 91,449 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 27,282 | 616,121 | SH | DFND | 02, 03 | 616,121 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 7,035 | 158,868 | SH | DFND | 3 | 0 | 158,868 | 0 |