The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR METHODS CORP | PUT | 009128957 | 2,567 | 2,900 | SH | Put | DFND | 02, 03 | 2,900 | 0 | 0 |
AIR PRODS & CHEMS INC | COM | 009158106 | 5,643 | 39,175 | SH | DFND | 01, 03 | 39,175 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 19,735 | 137,001 | SH | DFND | 02, 03 | 137,001 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 13,641 | 94,695 | SH | DFND | 3 | 0 | 94,695 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 21,646 | 1,638,615 | SH | DFND | 01, 03 | 1,638,615 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 81,354 | 6,158,549 | SH | DFND | 02, 03 | 6,158,549 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 35,799 | 2,709,985 | SH | DFND | 3 | 0 | 2,709,985 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 3,870 | 132,538 | SH | DFND | 01, 03 | 132,538 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 14,704 | 503,562 | SH | DFND | 02, 03 | 503,562 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 6,012 | 205,886 | SH | DFND | 3 | 0 | 205,886 | 0 | |
BALL CORP | COM | 058498106 | 5,998 | 84,141 | SH | DFND | 3 | 0 | 84,141 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 5,207 | 155,812 | SH | DFND | 01, 03 | 155,812 | 0 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 22,454 | 671,874 | SH | DFND | 02, 03 | 671,874 | 0 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 8,064 | 241,300 | SH | DFND | 3 | 0 | 241,300 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 34 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPON ADR NEW | 169424207 | 819 | 192,602 | SH | DFND | 01, 03 | 192,602 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 2,242 | 696,160 | SH | DFND | 01, 03 | 696,160 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 4,484 | 1,392,494 | SH | DFND | 02, 03 | 1,392,494 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,603 | 497,744 | SH | DFND | 3 | 0 | 497,744 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,526 | 87,819 | SH | DFND | 01, 03 | 87,819 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 5,816 | 334,626 | SH | DFND | 02, 03 | 334,626 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 2,390 | 137,521 | SH | DFND | 3 | 0 | 137,521 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 5,790 | 176,697 | SH | DFND | 01, 03 | 176,697 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 23,777 | 725,584 | SH | DFND | 02, 03 | 725,584 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 8,951 | 273,160 | SH | DFND | 3 | 0 | 273,160 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 9,278 | 1,794,615 | SH | DFND | 01, 03 | 1,794,615 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 16,712 | 3,232,536 | SH | DFND | 02, 03 | 3,232,536 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 6,354 | 1,228,966 | SH | DFND | 3 | 0 | 1,228,966 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 23,270 | 497,747 | SH | DFND | 01, 03 | 497,747 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 90,497 | 1,935,768 | SH | DFND | 02, 03 | 1,935,768 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 43,829 | 937,529 | SH | DFND | 3 | 0 | 937,529 | 0 | |
DICKS SPORTING GOODS INC | PUT | 253393952 | 199 | 1,244 | SH | Put | DFND | 01, 03 | 1,244 | 0 | 0 |
DICKS SPORTING GOODS INC | PUT | 253393952 | 775 | 4,841 | SH | Put | DFND | 02, 03 | 4,841 | 0 | 0 |
DICKS SPORTING GOODS INC | PUT | 253393952 | 375 | 2,343 | SH | Put | DFND | 3 | 0 | 2,343 | 0 |
DOLLAR TREE INC | COM | 256746108 | 1,178 | 14,291 | SH | DFND | 3 | 0 | 14,291 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 1,615 | 145,637 | SH | DFND | 01, 03 | 145,637 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 3,635 | 327,803 | SH | DFND | 02, 03 | 327,803 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 1,715 | 154,658 | SH | DFND | 3 | 0 | 154,658 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 3,550 | 184,516 | SH | DFND | 01, 03 | 184,516 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 13,844 | 719,524 | SH | DFND | 02, 03 | 719,524 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 5,126 | 266,400 | SH | DFND | 3 | 0 | 266,400 | 0 | |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 425 | 1,062 | SH | Call | DFND | 01, 03 | 1,062 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 1,626 | 4,064 | SH | Call | DFND | 02, 03 | 4,064 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 266 | 665 | SH | Call | DFND | 3 | 0 | 665 | 0 |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 53,654 | 2,190,854 | SH | DFND | 02, 03 | 2,190,854 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 4,207 | 59,103 | SH | DFND | 01, 03 | 59,103 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 18,116 | 254,511 | SH | DFND | 02, 03 | 254,511 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 6,511 | 91,472 | SH | DFND | 3 | 0 | 91,472 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 960 | 596,149 | SH | DFND | 01, 03 | 596,149 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 23,009 | 1,153,929 | SH | DFND | 01, 03 | 1,153,929 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 91,934 | 4,610,542 | SH | DFND | 02, 03 | 4,610,542 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 37,731 | 1,892,234 | SH | DFND | 3 | 0 | 1,892,234 | 0 | |
ISHARES TR | PUT | 464287956 | 3,224 | 2,519 | SH | Put | DFND | 02, 03 | 2,519 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 906 | 4,400 | SH | Put | DFND | 02, 03 | 4,400 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 2,191 | 6,500 | SH | Put | DFND | 02, 03 | 6,500 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 5,511 | 9,500 | SH | Put | DFND | 02, 03 | 9,500 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 5,988 | 9,500 | SH | Put | DFND | 02, 03 | 9,500 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 6,622 | 9,500 | SH | Put | DFND | 02, 03 | 9,500 | 0 | 0 |
JOINT CORP | COM | 47973J102 | 1,688 | 539,282 | SH | DFND | 01, 03 | 539,282 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 4,342 | 1,387,283 | SH | DFND | 02, 03 | 1,387,283 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 1,620 | 517,518 | SH | DFND | 3 | 0 | 517,518 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 6,698 | 538,027 | SH | DFND | 01, 03 | 538,027 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 22,647 | 1,819,076 | SH | DFND | 02, 03 | 1,819,076 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 8,485 | 681,502 | SH | DFND | 3 | 0 | 681,502 | 0 | |
LEXMARK INTL INC | CALL | 529771907 | 89 | 562 | SH | Call | DFND | 01, 03 | 562 | 0 | 0 |
LEXMARK INTL INC | CALL | 529771907 | 399 | 2,512 | SH | Call | DFND | 02, 03 | 2,512 | 0 | 0 |
LEXMARK INTL INC | CALL | 529771907 | 142 | 893 | SH | Call | DFND | 3 | 0 | 893 | 0 |
LEXMARK INTL INC | CALL | 529771907 | 389 | 1,218 | SH | Call | DFND | 01, 03 | 1,218 | 0 | 0 |
LEXMARK INTL INC | CALL | 529771907 | 1,648 | 5,166 | SH | Call | DFND | 02, 03 | 5,166 | 0 | 0 |
LEXMARK INTL INC | CALL | 529771907 | 610 | 1,911 | SH | Call | DFND | 3 | 0 | 1,911 | 0 |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 9,421 | 1,861,782 | SH | DFND | 01, 03 | 1,861,782 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 25,285 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 8,158 | 1,612,222 | SH | DFND | 3 | 0 | 1,612,222 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 9,158 | 561,485 | SH | DFND | 01, 03 | 561,485 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 34,894 | 2,139,408 | SH | DFND | 02, 03 | 2,139,408 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 14,210 | 871,218 | SH | DFND | 3 | 0 | 871,218 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 19,512 | 108,568 | SH | DFND | 01, 03 | 108,568 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 76,871 | 427,728 | SH | DFND | 02, 03 | 427,728 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 31,982 | 177,952 | SH | DFND | 3 | 0 | 177,952 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 2,322 | 101,076 | SH | DFND | 01, 03 | 101,076 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 9,298 | 404,781 | SH | DFND | 02, 03 | 404,781 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 3,830 | 166,733 | SH | DFND | 3 | 0 | 166,733 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 35,483 | 4,997,571 | SH | DFND | 02, 03 | 4,997,571 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 13,688 | 1,927,901 | SH | DFND | 3 | 0 | 1,927,901 | 0 | |
OFFICE DEPOT INC | CALL | 676220906 | 247 | 1,235 | SH | Call | DFND | 01, 03 | 1,235 | 0 | 0 |
OFFICE DEPOT INC | CALL | 676220906 | 1,025 | 5,125 | SH | Call | DFND | 02, 03 | 5,125 | 0 | 0 |
OFFICE DEPOT INC | CALL | 676220906 | 228 | 1,140 | SH | Call | DFND | 3 | 0 | 1,140 | 0 |
OFFICE DEPOT INC | COM | 676220106 | 9,230 | 1,299,974 | SH | DFND | 01, 03 | 1,299,974 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 167 | 11,588 | SH | DFND | 01, 03 | 11,588 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 725 | 50,415 | SH | DFND | 02, 03 | 50,415 | 0 | 0 | |
OVERSTOCK COM INC DEL | COM | 690370101 | 258 | 17,937 | SH | DFND | 3 | 0 | 17,937 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 5,554 | 620,554 | SH | DFND | 01, 03 | 620,554 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 23,268 | 2,599,743 | SH | DFND | 02, 03 | 2,599,743 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 8,654 | 966,972 | SH | DFND | 3 | 0 | 966,972 | 0 | |
QKL STORES INC | COM PAR $0.001 | 74732Y303 | 12 | 19,244 | SH | DFND | 01, 03 | 19,244 | 0 | 0 | |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 1,026 | 497,864 | SH | DFND | 01, 03 | 497,864 | 0 | 0 | |
SILGAN HOLDINGS INC | CALL | 827048909 | 98 | 804 | SH | Call | DFND | 01, 03 | 804 | 0 | 0 |
SILGAN HOLDINGS INC | CALL | 827048909 | 424 | 3,465 | SH | Call | DFND | 02, 03 | 3,465 | 0 | 0 |
SILGAN HOLDINGS INC | CALL | 827048909 | 155 | 1,265 | SH | Call | DFND | 3 | 0 | 1,265 | 0 |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 3,462 | 112,594 | SH | DFND | 01, 03 | 112,594 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 7,738 | 251,641 | SH | DFND | 02, 03 | 251,641 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 3,481 | 113,192 | SH | DFND | 3 | 0 | 113,192 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 7,849 | 484,478 | SH | DFND | 01, 03 | 484,478 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 31,224 | 1,927,425 | SH | DFND | 02, 03 | 1,927,425 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 12,409 | 766,010 | SH | DFND | 3 | 0 | 766,010 | 0 | |
SOLAZYME INC | COM | 83415T101 | 4,513 | 2,222,983 | SH | DFND | 3 | 0 | 2,222,983 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 79,273 | 4,187,713 | SH | DFND | 02, 03 | 4,187,713 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 34,849 | 1,840,938 | SH | DFND | 3 | 0 | 1,840,938 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 23,498 | 1,241,298 | SH | DFND | 01, 03 | 1,241,298 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 12,024 | 2,087,549 | SH | DFND | 01, 03 | 2,087,549 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 51,875 | 9,006,117 | SH | DFND | 02, 03 | 9,006,117 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 18,893 | 3,280,091 | SH | DFND | 3 | 0 | 3,280,091 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 3,088 | 165,736 | SH | DFND | 01, 03 | 165,736 | 0 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 13,317 | 714,831 | SH | DFND | 02, 03 | 714,831 | 0 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 4,793 | 257,261 | SH | DFND | 3 | 0 | 257,261 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 9,000 | 311,099 | SH | DFND | 01, 03 | 311,099 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 34,492 | 1,192,240 | SH | DFND | 02, 03 | 1,192,240 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 14,173 | 489,911 | SH | DFND | 3 | 0 | 489,911 | 0 | |
TENET HEALTHCARE CORP | PUT | 88033G957 | 497 | 1,927 | SH | Put | DFND | 01, 03 | 1,927 | 0 | 0 |
TENET HEALTHCARE CORP | PUT | 88033G957 | 2,144 | 8,312 | SH | Put | DFND | 02, 03 | 8,312 | 0 | 0 |
TENET HEALTHCARE CORP | PUT | 88033G957 | 785 | 3,041 | SH | Put | DFND | 3 | 0 | 3,041 | 0 |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 4,709 | 88,004 | SH | DFND | 3 | 0 | 88,004 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 10,480 | 398,464 | SH | DFND | 01, 03 | 398,464 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 43,950 | 1,671,098 | SH | DFND | 02, 03 | 1,671,098 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 16,463 | 625,974 | SH | DFND | 3 | 0 | 625,974 | 0 | |
VALEANT PHARMACEUTICALS INTL | PUT | 91911K952 | 2,406 | 3,984 | SH | Put | DFND | 01, 03 | 3,984 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | PUT | 91911K952 | 10,093 | 16,710 | SH | Put | DFND | 02, 03 | 16,710 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | PUT | 91911K952 | 3,780 | 6,259 | SH | Put | DFND | 3 | 0 | 6,259 | 0 |