The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 6,810 | 47,947 | SH | DFND | 01, 03 | 47,947 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 19,460 | 137,001 | SH | DFND | 02, 03 | 137,001 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 12,879 | 90,672 | SH | DFND | 3 | 0 | 90,672 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 3,631 | 18,534 | SH | DFND | 01, 03 | 18,534 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 12,126 | 61,892 | SH | DFND | 02, 03 | 61,892 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 5,351 | 27,310 | SH | DFND | 3 | 0 | 27,310 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 31,562 | 2,485,232 | SH | DFND | 01, 03 | 2,485,232 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 99,064 | 7,800,324 | SH | DFND | 02, 03 | 7,800,324 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 43,743 | 3,444,363 | SH | DFND | 3 | 0 | 3,444,363 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 2,243 | 84,555 | SH | DFND | 3 | 0 | 84,555 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 4,052 | 110,370 | SH | DFND | 3 | 0 | 110,370 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 48 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPON ADR NEW | 169424207 | 316 | 192,602 | SH | DFND | 01, 03 | 192,602 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 2,310 | 724,273 | SH | DFND | 01, 03 | 724,273 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 4,442 | 1,392,494 | SH | DFND | 02, 03 | 1,392,494 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,681 | 526,883 | SH | DFND | 3 | 0 | 526,883 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,677 | 92,574 | SH | DFND | 01, 03 | 92,574 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 6,060 | 334,626 | SH | DFND | 02, 03 | 334,626 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 2,491 | 137,521 | SH | DFND | 3 | 0 | 137,521 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 6,053 | 159,042 | SH | DFND | 01, 03 | 159,042 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 19,065 | 500,915 | SH | DFND | 02, 03 | 500,915 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 8,652 | 227,313 | SH | DFND | 3 | 0 | 227,313 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 8,201 | 1,794,615 | SH | DFND | 01, 03 | 1,794,615 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 14,773 | 3,232,536 | SH | DFND | 02, 03 | 3,232,536 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 5,616 | 1,228,966 | SH | DFND | 3 | 0 | 1,228,966 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 15,806 | 350,787 | SH | DFND | 01, 03 | 350,787 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 48,394 | 1,073,995 | SH | DFND | 02, 03 | 1,073,995 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 22,275 | 494,338 | SH | DFND | 3 | 0 | 494,338 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 3,528 | 241,952 | SH | DFND | 01, 03 | 241,952 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 10,491 | 719,524 | SH | DFND | 02, 03 | 719,524 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 4,772 | 327,295 | SH | DFND | 3 | 0 | 327,295 | 0 | |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 315 | 1,289 | SH | Call | DFND | 01, 03 | 1,289 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 993 | 4,064 | SH | Call | DFND | 02, 03 | 4,064 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 163 | 665 | SH | Call | DFND | 3 | 0 | 665 | 0 |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 51,463 | 2,190,854 | SH | DFND | 02, 03 | 2,190,854 | 0 | 0 | |
GRACE W R & CO DEL NEW | CALL | 38388F908 | 103 | 1,868 | SH | Call | DFND | 01, 03 | 1,868 | 0 | 0 |
GRACE W R & CO DEL NEW | CALL | 38388F908 | 324 | 5,889 | SH | Call | DFND | 02, 03 | 5,889 | 0 | 0 |
GRACE W R & CO DEL NEW | CALL | 38388F908 | 53 | 965 | SH | Call | DFND | 3 | 0 | 965 | 0 |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 918 | 596,149 | SH | DFND | 01, 03 | 596,149 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 21,165 | 1,354,116 | SH | DFND | 01, 03 | 1,354,116 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 70,068 | 4,482,939 | SH | DFND | 02, 03 | 4,482,939 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 31,722 | 2,029,552 | SH | DFND | 3 | 0 | 2,029,552 | 0 | |
HYATT HOTELS CORP | COM CL A | 448579102 | 37,671 | 766,606 | SH | DFND | 02, 03 | 766,606 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 1,773 | 3,600 | SH | Put | DFND | 02, 03 | 3,600 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 2,638 | 6,300 | SH | Put | DFND | 02, 03 | 6,300 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 3,036 | 6,300 | SH | Put | DFND | 02, 03 | 6,300 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 3,490 | 6,300 | SH | Put | DFND | 02, 03 | 6,300 | 0 | 0 |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 4,961 | 40,000 | SH | DFND | 01, 03 | 40,000 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 1,095 | 539,282 | SH | DFND | 01, 03 | 539,282 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 2,816 | 1,387,283 | SH | DFND | 02, 03 | 1,387,283 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 1,051 | 517,518 | SH | DFND | 3 | 0 | 517,518 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 3,792 | 25,850 | SH | DFND | 01, 03 | 25,850 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 11,943 | 81,416 | SH | DFND | 02, 03 | 81,416 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 7,889 | 53,780 | SH | DFND | 3 | 0 | 53,780 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 7,515 | 615,945 | SH | DFND | 01, 03 | 615,945 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 22,193 | 1,819,076 | SH | DFND | 02, 03 | 1,819,076 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 9,771 | 800,927 | SH | DFND | 3 | 0 | 800,927 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 7,354 | 1,861,782 | SH | DFND | 01, 03 | 1,861,782 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 19,738 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 6,368 | 1,612,222 | SH | DFND | 3 | 0 | 1,612,222 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 12,012 | 698,771 | SH | DFND | 01, 03 | 698,771 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 36,776 | 2,139,408 | SH | DFND | 02, 03 | 2,139,408 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 17,061 | 992,501 | SH | DFND | 3 | 0 | 992,501 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 15,728 | 89,866 | SH | DFND | 01, 03 | 89,866 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 53,415 | 305,194 | SH | DFND | 02, 03 | 305,194 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 25,532 | 145,880 | SH | DFND | 3 | 0 | 145,880 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 5,295 | 237,995 | SH | DFND | 01, 03 | 237,995 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 18,493 | 831,165 | SH | DFND | 02, 03 | 831,165 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 9,752 | 438,310 | SH | DFND | 3 | 0 | 438,310 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 3,722 | 1,124,584 | SH | DFND | 01, 03 | 1,124,584 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 11,724 | 3,541,956 | SH | DFND | 02, 03 | 3,541,956 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 5,310 | 1,604,211 | SH | DFND | 3 | 0 | 1,604,211 | 0 | |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 682 | 497,864 | SH | DFND | 01, 03 | 497,864 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 891 | 29,845 | SH | DFND | 01, 03 | 29,845 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 8,255 | 554,427 | SH | DFND | 01, 03 | 554,427 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 28,853 | 1,937,716 | SH | DFND | 02, 03 | 1,937,716 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 12,741 | 855,688 | SH | DFND | 3 | 0 | 855,688 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 28,846 | 1,392,165 | SH | DFND | 01, 03 | 1,392,165 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 82,880 | 4,000,024 | SH | DFND | 02, 03 | 4,000,024 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 38,117 | 1,839,646 | SH | DFND | 3 | 0 | 1,839,646 | 0 | |
SUPERVALU INC | COM | 868536103 | 13,916 | 2,948,215 | SH | DFND | 01, 03 | 2,948,215 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 44,614 | 9,452,182 | SH | DFND | 02, 03 | 9,452,182 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 20,202 | 4,280,118 | SH | DFND | 3 | 0 | 4,280,118 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 5,234 | 339,665 | SH | DFND | 01, 03 | 339,665 | 0 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 18,920 | 1,227,765 | SH | DFND | 02, 03 | 1,227,765 | 0 | 0 | |
SWIFT TRANSN CO | CL A | 87074U101 | 8,219 | 533,380 | SH | DFND | 3 | 0 | 533,380 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 5,543 | 200,556 | SH | DFND | 01, 03 | 200,556 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 21,341 | 772,114 | SH | DFND | 02, 03 | 772,114 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 8,984 | 325,026 | SH | DFND | 3 | 0 | 325,026 | 0 | |
TENET HEALTHCARE CORP | PUT | 88033G957 | 545 | 2,000 | SH | Put | DFND | 01, 03 | 2,000 | 0 | 0 |
TENET HEALTHCARE CORP | PUT | 88033G957 | 2,104 | 7,720 | SH | Put | DFND | 02, 03 | 7,720 | 0 | 0 |
TENET HEALTHCARE CORP | PUT | 88033G957 | 343 | 1,260 | SH | Put | DFND | 3 | 0 | 1,260 | 0 |
TERRAVIA HLDGS INC | COM | 88105A106 | 605 | 230,933 | SH | DFND | 01, 03 | 230,933 | 0 | 0 | |
TERRAVIA HLDGS INC | COM | 88105A106 | 5,824 | 2,222,983 | SH | DFND | 3 | 0 | 2,222,983 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 8,312 | 412,706 | SH | DFND | 01, 03 | 412,706 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 25,448 | 1,263,572 | SH | DFND | 02, 03 | 1,263,572 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 11,693 | 580,563 | SH | DFND | 3 | 0 | 580,563 | 0 | |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 1,373 | 4,974 | SH | Call | DFND | 01, 03 | 4,974 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 4,194 | 15,195 | SH | Call | DFND | 02, 03 | 15,195 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 566 | 2,050 | SH | Call | DFND | 3 | 0 | 2,050 | 0 |