The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 8,731 | 549,445 | SH | DFND | 01, 03 | 549,445 | 0 | 0 | |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 26,449 | 1,664,497 | SH | DFND | 02, 03 | 1,664,497 | 0 | 0 | |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 10,816 | 680,663 | SH | DFND | 3 | 0 | 680,663 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 7,208 | 47,947 | SH | DFND | 01, 03 | 47,947 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 20,597 | 137,001 | SH | DFND | 02, 03 | 137,001 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 12,706 | 84,516 | SH | DFND | 3 | 0 | 84,516 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 25,408 | 1,929,247 | SH | DFND | 01, 03 | 1,929,247 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 76,721 | 5,825,435 | SH | DFND | 02, 03 | 5,825,435 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 34,897 | 2,649,764 | SH | DFND | 3 | 0 | 2,649,764 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 6,593 | 232,729 | SH | DFND | 01, 03 | 232,729 | 0 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 20,761 | 732,825 | SH | DFND | 02, 03 | 732,825 | 0 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 8,228 | 290,425 | SH | DFND | 3 | 0 | 290,425 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 3,757 | 132,901 | SH | DFND | 01, 03 | 132,901 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 12,461 | 440,798 | SH | DFND | 02, 03 | 440,798 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 8,196 | 289,918 | SH | DFND | 3 | 0 | 289,918 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 3,137 | 93,814 | SH | DFND | 3 | 0 | 93,814 | 0 | |
CBS CORP NEW | CL B | 124857202 | 7,458 | 136,240 | SH | DFND | 01, 03 | 136,240 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 22,603 | 412,921 | SH | DFND | 02, 03 | 412,921 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 9,258 | 169,134 | SH | DFND | 3 | 0 | 169,134 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 43 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPON ADR NEW | 169424207 | 520 | 192,602 | SH | DFND | 01, 03 | 192,602 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 3,434 | 776,927 | SH | DFND | 01, 03 | 776,927 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 6,155 | 1,392,494 | SH | DFND | 02, 03 | 1,392,494 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 2,207 | 499,218 | SH | DFND | 3 | 0 | 499,218 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,833 | 92,574 | SH | DFND | 01, 03 | 92,574 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 6,626 | 334,626 | SH | DFND | 02, 03 | 334,626 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 2,698 | 136,258 | SH | DFND | 3 | 0 | 136,258 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 3,796 | 126,078 | SH | DFND | 01, 03 | 126,078 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 12,043 | 399,966 | SH | DFND | 02, 03 | 399,966 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 4,754 | 157,893 | SH | DFND | 3 | 0 | 157,893 | 0 | |
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 6,027 | 560,884 | SH | DFND | 01, 03 | 560,884 | 0 | 0 | |
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 18,173 | 1,691,330 | SH | DFND | 02, 03 | 1,691,330 | 0 | 0 | |
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 6,487 | 603,687 | SH | DFND | 3 | 0 | 603,687 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 7,308 | 159,042 | SH | DFND | 01, 03 | 159,042 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 23,017 | 500,915 | SH | DFND | 02, 03 | 500,915 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 9,508 | 206,924 | SH | DFND | 3 | 0 | 206,924 | 0 | |
CORRECTIONS CORP AMER NEW | PUT | 22025Y957 | 2,992 | 16,000 | SH | Put | DFND | 02, 03 | 16,000 | 0 | 0 |
DESTINATION XL GROUP INC | COM | 25065K104 | 7,771 | 1,794,615 | SH | DFND | 01, 03 | 1,794,615 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 13,836 | 3,195,413 | SH | DFND | 02, 03 | 3,195,413 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 5,027 | 1,160,882 | SH | DFND | 3 | 0 | 1,160,882 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 17,753 | 312,990 | SH | DFND | 01, 03 | 312,990 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 53,974 | 951,594 | SH | DFND | 02, 03 | 951,594 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 22,895 | 403,656 | SH | DFND | 3 | 0 | 403,656 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,878 | 178,986 | SH | DFND | 01, 03 | 178,986 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 5,541 | 528,171 | SH | DFND | 02, 03 | 528,171 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 2,142 | 204,169 | SH | DFND | 3 | 0 | 204,169 | 0 | |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 188 | 1,289 | SH | Call | DFND | 01, 03 | 1,289 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 593 | 4,064 | SH | Call | DFND | 02, 03 | 4,064 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 82 | 565 | SH | Call | DFND | 3 | 0 | 565 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 1,082 | 4,704 | SH | Call | DFND | 01, 03 | 4,704 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 3,503 | 15,230 | SH | Call | DFND | 02, 03 | 15,230 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | CALL | 268158901 | 1,359 | 5,910 | SH | Call | DFND | 3 | 0 | 5,910 | 0 |
DYNAVAX TECHNOLOGIES CORP | PUT | 268158951 | 461 | 823 | SH | Put | DFND | 01, 03 | 823 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | PUT | 268158951 | 1,455 | 2,598 | SH | Put | DFND | 02, 03 | 2,598 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | PUT | 268158951 | 576 | 1,029 | SH | Put | DFND | 3 | 0 | 1,029 | 0 |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 8,105 | 278,334 | SH | DFND | 01, 03 | 278,334 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 84,007 | 2,884,851 | SH | DFND | 02, 03 | 2,884,851 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 10,135 | 348,029 | SH | DFND | 3 | 0 | 348,029 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 1,817 | 41,456 | SH | DFND | 01, 03 | 41,456 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 5,517 | 125,884 | SH | DFND | 02, 03 | 125,884 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 2,257 | 51,500 | SH | DFND | 3 | 0 | 51,500 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 7,448 | 63,812 | SH | DFND | 01, 03 | 63,812 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 23,534 | 201,629 | SH | DFND | 02, 03 | 201,629 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 10,151 | 86,971 | SH | DFND | 3 | 0 | 86,971 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 1,383 | 646,149 | SH | DFND | 01, 03 | 646,149 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 23,952 | 1,786,111 | SH | DFND | 01, 03 | 1,786,111 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 71,812 | 5,355,144 | SH | DFND | 02, 03 | 5,355,144 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 29,236 | 2,180,161 | SH | DFND | 3 | 0 | 2,180,161 | 0 | |
HYATT HOTELS CORP | COM CL A | 448579102 | 37,732 | 766,606 | SH | DFND | 02, 03 | 766,606 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 412 | 6,300 | SH | Put | DFND | 02, 03 | 6,300 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 1,020 | 6,300 | SH | Put | DFND | 02, 03 | 6,300 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 1,553 | 6,300 | SH | Put | DFND | 02, 03 | 6,300 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 6,340 | 20,000 | SH | Put | DFND | 02, 03 | 20,000 | 0 | 0 |
JOINT CORP | COM | 47973J102 | 1,474 | 619,351 | SH | DFND | 01, 03 | 619,351 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 3,302 | 1,387,283 | SH | DFND | 02, 03 | 1,387,283 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 1,157 | 485,966 | SH | DFND | 3 | 0 | 485,966 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 10,112 | 67,084 | SH | DFND | 01, 03 | 67,084 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 31,657 | 210,027 | SH | DFND | 02, 03 | 210,027 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 12,712 | 84,338 | SH | DFND | 3 | 0 | 84,338 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 9,152 | 691,211 | SH | DFND | 01, 03 | 691,211 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 24,085 | 1,819,076 | SH | DFND | 02, 03 | 1,819,076 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 10,691 | 807,462 | SH | DFND | 3 | 0 | 807,462 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 9,309 | 1,861,782 | SH | DFND | 01, 03 | 1,861,782 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 24,985 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 7,658 | 1,531,679 | SH | DFND | 3 | 0 | 1,531,679 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 12,878 | 698,771 | SH | DFND | 01, 03 | 698,771 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 39,429 | 2,139,408 | SH | DFND | 02, 03 | 2,139,408 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 16,696 | 905,900 | SH | DFND | 3 | 0 | 905,900 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 15,047 | 89,866 | SH | DFND | 01, 03 | 89,866 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 49,734 | 297,027 | SH | DFND | 02, 03 | 297,027 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 23,286 | 139,068 | SH | DFND | 3 | 0 | 139,068 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 6,360 | 217,433 | SH | DFND | 01, 03 | 217,433 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 20,329 | 694,998 | SH | DFND | 02, 03 | 694,998 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 10,016 | 342,443 | SH | DFND | 3 | 0 | 342,443 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 8,440 | 2,364,048 | SH | DFND | 01, 03 | 2,364,048 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 26,713 | 7,482,590 | SH | DFND | 02, 03 | 7,482,590 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 11,480 | 3,215,698 | SH | DFND | 3 | 0 | 3,215,698 | 0 | |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 846 | 497,864 | SH | DFND | 01, 03 | 497,864 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 862 | 29,845 | SH | DFND | 01, 03 | 29,845 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 8,628 | 675,639 | SH | DFND | 01, 03 | 675,639 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 27,092 | 2,121,506 | SH | DFND | 02, 03 | 2,121,506 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 11,627 | 910,469 | SH | DFND | 3 | 0 | 910,469 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 28,663 | 1,272,778 | SH | DFND | 01, 03 | 1,272,778 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 80,304 | 3,565,912 | SH | DFND | 02, 03 | 3,565,912 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 34,052 | 1,512,061 | SH | DFND | 3 | 0 | 1,512,061 | 0 | |
SUPERVALU INC | COM | 868536103 | 15,232 | 3,052,499 | SH | DFND | 01, 03 | 3,052,499 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 47,166 | 9,452,182 | SH | DFND | 02, 03 | 9,452,182 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 21,377 | 4,284,058 | SH | DFND | 3 | 0 | 4,284,058 | 0 | |
TERRAVIA HLDGS INC | COM | 88105A106 | 635 | 230,933 | SH | DFND | 01, 03 | 230,933 | 0 | 0 | |
TERRAVIA HLDGS INC | COM | 88105A106 | 6,065 | 2,205,477 | SH | DFND | 3 | 0 | 2,205,477 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 11,219 | 851,211 | SH | DFND | 02, 03 | 851,211 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 11,956 | 487,020 | SH | DFND | 01, 03 | 487,020 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 36,499 | 1,486,704 | SH | DFND | 02, 03 | 1,486,704 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 15,525 | 632,372 | SH | DFND | 3 | 0 | 632,372 | 0 | |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 1,612 | 5,053 | SH | Call | DFND | 01, 03 | 5,053 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 4,075 | 12,773 | SH | Call | DFND | 02, 03 | 12,773 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 339 | 1,062 | SH | Call | DFND | 3 | 0 | 1,062 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 1,073 | 5,353 | SH | Call | DFND | 01, 03 | 5,353 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 2,560 | 12,772 | SH | Call | DFND | 02, 03 | 12,772 | 0 | 0 |
VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 213 | 1,062 | SH | Call | DFND | 3 | 0 | 1,062 | 0 |