SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2013 |
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . |
Commission file number: 000-32897
UNITED SECURITY BANCSHARES
(Exact name of registrant as specified in its charter)
| CALIFORNIA | 91-2112732 | |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
| 2126 Inyo Street, Fresno, California | 93721 | |
| (Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code (559) 248-4943
Indicate by check mark whether the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing for the past 90 days. Yes x N o o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Act).
Large accelerated filer o Accelerated filer o Non-accelerated filer o Small reporting company x
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes o No x
Aggregate market value of the Common Stock held by non-affiliates as of the last business day of the registrant's most recently completed second fiscal quarter - June 30, 2012: $32,991,096
Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date.
Common Stock, no par value
(Title of Class)
Shares outstanding as of April 30, 2013: 14,359,460
EXPLANATORY NOTE
| PART II. | OTHER INFORMATION |
| Item 6. | Exhibits |
SIGNATURES
EXPLANATORY NOTE
This Amendment No. 1 to Form 10-Q (Amendment No. 1) is being filed by the Company to amend its Quarterly Report on Form 10-Q for the quarter ended March 31, 2013 filed with the United States Securities and Exchange Commission (SEC) on May 10, 2013 (the original Form 10-Q). This Amendment No. 1 is being filed solely to correct an error on the cover page. The cover page of the Form 10-Q incorrectly stated that the amount of the Company’s Common Stock outstanding as of April 30, 2013 was 13,349,460. The cover page of this Form 10-Q/A correctly states that the number of shares of outstanding Common Stock of the Registrant on April 30, 2013 was 14,349,460.
Except as specifically noted above, this Form 10-Q/A does not modify or update disclosures in the original Form 10-Q. Accordingly, this Form 10-Q/A does not reflect events occurring after the filing of the original Form 10-Q or modify or update any related or other disclosures.
PART II. Other Information
| Item 6. | Exhibits: |
| (a) | Exhibits: |
| Certification of the Chief Executive Officer of United Security Bancshares pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||
| Certification of the Chief Financial Officer of United Security Bancshares pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||
| Certification of the Chief Executive Officer of United Security Bancshares pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||
| Certification of the Chief Financial Officer of United Security Bancshares pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| United Security Bancshares | |
| Date: June 5, 2013 | /S/ Dennis R. Woods |
| Dennis R. Woods | |
| President and | |
| Chief Executive Officer | |
/S/ Richard B. Shupe | |
| Richard B. Shupe | |
Senior Vice President and Chief Financial Officer |