| UNITED STATES | OMB APPROVAL |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10359
Morgan Stanley Mid-Cap Value Fund
(Exact name of registrant as specified in charter)
1221 Avenue of the Americas, New York, New York | 10020 |
(Address of principal executive offices) | (Zip code) |
Barry Fink Esq.
Morgan Stanley Investment Advisors Inc.
1221 Avenue of the Americas
New York, New York 10020
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-869-6397
Date of fiscal year end: 8/31
Date of reporting period: 6/30/04
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-10359
Reporting Period: 07/01/2003 - 06/30/2004
Morgan Stanley Mid-Cap Value Fund
MORGAN STANLEY MID-CAP VALUE FUND
3COM CORP.
Ticker: | COMS | Security ID: | 885535104 |
Meeting Date: | SEP 23, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce L. Claflin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul G. Yovovich |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
A.G. EDWARDS, INC.
Ticker: | AGE | Security ID: | 281760108 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | MAY 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert L. Bagby |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. E. Eugene Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter B. Madoff |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ACE LTD.
Ticker: | ACE | Security ID: | G0070K103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brian Duperreault |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Hernandez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter Menikoff |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Ripp |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dermot F. Smurfit |
| For |
| For |
| Management |
|
2 |
| PROPOSAL TO APPROVE THE ACE LIMITED 2004 LONG-TERM INCENTIVE PLAN. |
| For |
| For |
| Management |
|
3 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. |
| For |
| For |
| Management |
|
1
ACTIVISION, INC.
Ticker: | ATVI | Security ID: | 004930202 |
Meeting Date: | SEP 18, 2003 | Meeting Type: | Annual |
Record Date: | JUL 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Kotick |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Brian G. Kelly |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ronald Doornink |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth L. Henderson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Barbara S. Isgur |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Steven T. Mayer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert J. Morgado |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Preferred and Common Stock |
| For |
| Against |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ACXIOM CORP.
Ticker: | ACXM | Security ID: | 005125109 |
Meeting Date: | AUG 6, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. Ann Hayes Die |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles D. Morgan |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
AFFILIATED COMPUTER SERVICES, INC.
Ticker: | ACS | Security ID: | 008190100 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darwin Deason |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey A. Rich |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. King |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph P. O’Neill |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank A. Rossi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director J. Livingston Kosberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis McCuistion |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
2
ALLEGHENY ENERGY, INC.
Ticker: | AYE | Security ID: | 017361106 |
Meeting Date: | NOV 14, 2003 | Meeting Type: | Annual |
Record Date: | SEP 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Furlong Baldwin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Julia L. Johnson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gunnar E. Sarsten |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
4 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
6 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
8 |
| Adopt Simple Majority Vote Requirement |
| Against |
| For |
| Shareholder |
|
9 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
10 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
11 |
| Reincorporate in Another State from Maryland to Delaware |
| Against |
| Against |
| Shareholder |
|
AMERICREDIT CORP.
Ticker: | ACF | Security ID: | 03060R101 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel E. Berce as Class I Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward H. Esstman as Class I Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James H. Greer as Class I Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald J. Ford as Class I Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John R. Clay as Class III Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director B. J. McCombs as Class III Director |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMERITRADE HOLDINGS CORP.
Ticker: | AMTD | Security ID: | 03074K100 |
Meeting Date: | FEB 10, 2004 | Meeting Type: | Annual |
Record Date: | DEC 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Peter Ricketts |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director C. Kevin Landry |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark L. Mitchell |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
3
AON CORP.
Ticker: | AOC | Security ID: | 037389103 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Patrick G. Ryan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edgar D. Jannotta |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Jan Kalff |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Lester B. Knight |
| For |
| For |
| Management |
|
1.5 |
| Elect Director J. Michael Losh |
| For |
| For |
| Management |
|
1.6 |
| Elect Director R. Eden Martin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Andrew J. McKenna |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard C. Notebaert |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael D. O’Halleran |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John W. Rogers, Jr. |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Gloria Santona |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Carolyn Y. Woo |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ARAMARK CORP
Ticker: | RMK | Security ID: | 038521100 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | DEC 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lawrence T. Babbio, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William Leonard |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Karl M. von der Heyden |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ARTHUR J. GALLAGHER & CO.
Ticker: | AJG | Security ID: | 363576109 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director T. Kimball Brooker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Gallagher |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David S. Johnson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 |
Meeting Date: | DEC 11, 2003 | Meeting Type: | Annual |
Record Date: | OCT 14, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles M. Elson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Marsha J. Evans |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Earl G. Graves, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director N. Gerry House |
| For |
| For |
| Management |
|
1.5 |
| Elect Director J.R. Hyde, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Edward S. Lampert |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. Andrew McKenna |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Steve Odland |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Postl |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AVNET, INC.
Ticker: | AVT | Security ID: | 053807103 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eleanor Baum |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Veronica Biggins |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lawrence W. Clarkson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ehud Houminer |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James A. Lawrence |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ray M. Robinson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frederic Salerno |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gary L. Tooker |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Roy Vallee |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BALLY TOTAL FITNESS HOLDING CORP.
Ticker: | BFT | Security ID: | 05873K108 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Annual |
Record Date: | JUN 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul A. Toback |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Martin E. Franklin |
| For |
| For |
| Management |
|
2 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
5
BARR PHARMACEUTICALS INC
Ticker: | BRL | Security ID: | 068306109 |
Meeting Date: | OCT 23, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce L. Downey |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Paul M. Bisaro |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Carole S. Ben-Maimon |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director George P. Stephan |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Jack M. Kay |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harold N. Chefitz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard R. Frankovic |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter R. Seaver |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James S. Gilmore, III |
| For |
| For |
| Management |
|
2 |
| Change State of Incorporation from New York to Delaware |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
BAUSCH & LOMB INC.
Ticker: | BOL | Security ID: | 071707103 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan M. Bennett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Domenico De Sole |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth L. Wolfe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald L. Zarrella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BEARINGPOINT, INC.
Ticker: | BE | Security ID: | 074002106 |
Meeting Date: | AUG 3, 2004 | Meeting Type: | Annual |
Record Date: | JUN 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Douglas C. Allred |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Betsy J. Bernard |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BEARINGPOINT, INC.
Ticker: | BE | Security ID: | 074002106 |
Meeting Date: | NOV 4, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Randolph C. Blazer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Roderick C. McGeary |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alice M. Rivlin |
| For |
| For |
| Management |
|
6
BIOGEN IDEC INC
Ticker: | BIIB | Security ID: | 449370105 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Special |
Record Date: | SEP 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| Against |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
BISYS GROUP, INC., THE
Ticker: | BSG | Security ID: | 055472104 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lynn J. Mangum |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Denis A. Bovin |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Robert J. Casale |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas A. Cooper |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paula G. McInerney |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas E. McInerney |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Joseph J. Melone |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dennis R. Sheehan |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director B. Garland Cupp |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Beauchamp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jon E. Barfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. Barter |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Meldon K. Gafner |
| For |
| For |
| Management |
|
1.6 |
| Elect Director L.W. Gray |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Kathleen A. O’Neil |
| For |
| For |
| Management |
|
1.8 |
| Elect Director George F. Raymond |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Tom C. Tinsley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
7
BRINKER INTERNATIONAL, INC.
Ticker: | EAT | Security ID: | 109641100 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald A. McDougall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas H. Brooks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dan W. Cook, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert M. Gates |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Marvin J. Girouard |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ronald Kirk |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George R. Mrkonic |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Erle Nye |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James E. Oesterreicher |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Cece Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Roger T. Staubach |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on the Impact of Genetically Engineered Products |
| Against |
| Against |
| Shareholder |
|
BROOKLINE BANCORP, INC.
Ticker: | BRKL | Security ID: | 11373M107 |
Meeting Date: | AUG 27, 2003 | Meeting Type: | Special |
Record Date: | JUL 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
2 |
| Approve Restricted Stock Plan |
| For |
| For |
| Management |
|
CADENCE DESIGN SYSTEMS, INC.
Ticker: | CDN | Security ID: | 127387108 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan L. Bostrom |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donald L. Lucas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sean M. Maloney |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Alberto Sangiovanni-Vincentelli |
| For |
| For |
| Management |
|
1.6 |
| Elect Director George M. Scalise |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John B. Shoven |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Roger S. Siboni |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lip-Bu Tan |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
8
CAESAR’S ENTERTAINMENT
Ticker: | CZR | Security ID: | 700690100 |
Meeting Date: | SEP 10, 2003 | Meeting Type: | Special |
Record Date: | JUL 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Change Company Name |
| For |
| For |
| Management |
|
CBRL GROUP, INC.
Ticker: | CBRL | Security ID: | 12489V106 |
Meeting Date: | NOV 25, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James D. Carreker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert V. Dale |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dan W. Evins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert C. Hilton |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles E. Jones, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director B. F. ‘Jack’ Lowery |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Gordon L. Miller |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Martha M. Mitchell |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Andrea M. Weiss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jimmie D. White |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Michael A. Woodhouse |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CHUBB CORP., THE
Ticker: | CB | Security ID: | 171232101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Zoe Baird |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sheila P. Burke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joel J. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James M. Cornelius |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John D. Finnegan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David H. Hoag |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Klaus J. Mangold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Sir David G. Scholey, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Raymond G. H. Seitz |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Lawrence M. Small |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Daniel E. Somers |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Karen Hastie Williams |
| For |
| For |
| Management |
|
1.14 |
| Elect Director James M. Zimmerman |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Alfred W. Zollar |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
9
COACH, INC.
Ticker: | COH | Security ID: | 189754104 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph Ellis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lew Frankfort |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sally Frame Kasaks |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary Loveman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Irene Miller |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Keith Monda |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael Murphy |
| For |
| For |
| Management |
|
COMMONWEALTH TELEPHONE ENTERPRISES, INC.
Ticker: | CTCO | Security ID: | 203349105 |
Meeting Date: | SEP 3, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Walter Scott, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David C. Mitchell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David C. McCourt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel E. Knowles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Convert Class B common shares into common shares |
| For |
| For |
| Management |
|
4 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
COMPUWARE CORP.
Ticker: | CPWR | Security ID: | 205638109 |
Meeting Date: | AUG 26, 2003 | Meeting Type: | Annual |
Record Date: | JUL 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dennis W. Archer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gurminder S. Bedi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Elizabeth A. Chappell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Elaine K. Didier |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William O. Grabe |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William R. Halling |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Peter Karmanos, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Faye Alexander Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Glenda D. Price |
| For |
| For |
| Management |
|
1.10 |
| Elect Director W. James Prowse |
| For |
| For |
| Management |
|
1.11 |
| Elect Director G. Scott Romney |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Lowell P. Weicker, Jr. |
| For |
| For |
| Management |
|
10
CONCORD EFS, INC.
Ticker: | CE | Security ID: | 206197105 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Special |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
CONVERGYS CORP.
Ticker: | CVG | Security ID: | 212485106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Zoe Baird |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Roger L. Howe |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Philip A. Odeen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James M. Zimmerman |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | JUL 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Leonard L. Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Odie C. Donald |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David H. Hughes |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joe R. Lee |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Senator Connie Mack, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard E. Rivera |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael D. Rose |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Maria A. Sastre |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jack A. Smith |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Blaine Sweatt, III |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rita P. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DELL INC.
Ticker: | DELL | Security ID: | 247025109 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: | MAY 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alex J. Mandl |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Morton L. Topfer |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
3 |
| Change Company Name |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
11
DEVRY INC.
Ticker: | DV | Security ID: | 251893103 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles A. Bowsher as Class III Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert C. McCormack as Class III Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Julia A. McGee as Class III Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald L. Taylor as Class III Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Connie R. Curran as Class II Director |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | NOV 28, 2003 | Meeting Type: | Special |
Record Date: | NOV 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Reorganization Plan |
| For |
| For |
| Management |
|
EDISON INTERNATIONAL
Ticker: | EIX | Security ID: | 281020107 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John E. Bryson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director France A. Cordova |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bradford M. Freeman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bruce Karatz |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Luis G. Nogales |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ronald L. Olson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James M. Rosser |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard T. Schlosberg, III |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert H. Smith |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Thomas C. Sutton |
| For |
| For |
| Management |
|
2 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
12
EDUCATION MANAGEMENT CORP.
Ticker: | EDMC | Security ID: | 28139T101 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Atwell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William M. Campbell, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Friedrich Teroerde |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ELECTRONIC ARTS, INC.
Ticker: | ERTS | Security ID: | 285512109 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Annual |
Record Date: | JUN 4, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Richard Asher |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Byron |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leonard S. Coleman |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary M. Kusin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gregory B. Maffei |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Timothy Mott |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Lawrence F. Probst III |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Linda J. Srere |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EMULEX CORP.
Ticker: | ELX | Security ID: | 292475209 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | OCT 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Fred B. Cox |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael P. Downey |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bruce C. Edwards |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul F. Folino |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert H. Goon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don M. Lyle |
| For |
| For |
| Management |
|
2 |
| Approve Option Exchange Program |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
13
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Copeland, Jr |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lee A. Ault III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John L. Clendenin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. William Dahlberg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director L. Phillip Humann |
| For |
| For |
| Management |
|
ESPEED INC
Ticker: | ESPD | Security ID: | 296643109 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: | SEP 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard W. Lutnick |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Lee M. Amaitis |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph C. Noviello |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Stephen M. Merkel |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director John H. Dalton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William J. Moran |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Albert M. Weis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Henry (Hank) Morris |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
FEI COMPANY
Ticker: | FEIC | Security ID: | 30241L109 |
Meeting Date: | AUG 11, 2003 | Meeting Type: | Special |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
GLOBAL PAYMENTS, INC.
Ticker: | GPN | Security ID: | 37940X102 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: | AUG 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Raymond L. Killian, Jr. as Class I Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael W. Trapp as Class II Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gerald J. Wilkins as Class II Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alex W. Hart as Class III Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William I. Jacobs as Class III Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gillian H. Denham as Class III Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan M. Silberstein as Class III Director |
| For |
| For |
| Management |
|
14
GLOBAL SANTA FE CORP. (FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: | GSF | Security ID: | G3930E101 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ferdinand A. Berger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Khaled R. Al-Haroon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward R. Muller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul J. Powers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John L. Whitmire |
| For |
| For |
| Management |
|
2 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD SHAREHOLDERS. |
| For |
| For |
| Management |
|
3 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED. |
| For |
| For |
| Management |
|
4 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2004. |
| For |
| For |
| Management |
|
GLOBESPANVIRATA INC.
Ticker: | GSPN | Security ID: | 37957V106 |
Meeting Date: | OCT 16, 2003 | Meeting Type: | Annual |
Record Date: | AUG 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Armando Geday |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Bami Bastani |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Steven J. Bilodeau |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary Bloom |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dipanjan Deb |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John Marren |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Garry K. McGuire, Sr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Giuseppe Zocco |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
15
GOODRICH CORPORATION
Ticker: | GR | Security ID: | 382388106 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Diane C. Creel |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George A. Davidson, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harris E. DeLoach, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James J. Glasser |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James W. Griffith |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William R. Holland |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Marshall O. Larsen |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Douglas E. Olesen |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Alfred M. Rankin, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director James R. Wilson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director A. Thomas Young |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GTECH HOLDINGS CORP.
Ticker: | GTK | Security ID: | 400518106 |
Meeting Date: | AUG 4, 2003 | Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Burnett W. Donoho |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James F. McCann |
| For |
| For |
| Management |
|
1.3 |
| Elect Director W. Bruce Turner |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: | HAR | Security ID: | 413086109 |
Meeting Date: | NOV 12, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward H. Meyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregory P. Stapleton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stanley A. Weiss |
| For |
| For |
| Management |
|
2 |
| Approve Stock Split |
| For |
| For |
| Management |
|
HERCULES INC.
Ticker: | HPC | Security ID: | 427056106 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Craig A. Rogerson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John C. Hunter, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Kennedy |
| For |
| For |
| Management |
|
2 |
| Amend Articles to Elect Directors by Plurality Vote |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Articles to Provide Shareholders with Right to Act by Written Consent and Call Special Meetings |
| For |
| For |
| Management |
|
16
HERCULES INC.
Ticker: | HPC | Security ID: | 427056106 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Proxy Contest |
Record Date: | JUN 6, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Harry Fields |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Anthony Kronman |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Vincent Tese |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Gerald Tsai, Jr. |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| None |
| Did Not Vote |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| Against |
| Did Not Vote |
| Management |
|
4 |
| Redemption of the company’s Rights Agreement |
| For |
| Did Not Vote |
| Shareholder |
|
5 |
| Amend Articles to reinstate the rights of the shareholders — Call Special Meetings and Act by Written Consent |
| For |
| Did Not Vote |
| Shareholder |
|
1.1 |
| Elect Director Patrick Duff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas P. Gerrity |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John K. Wulff |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joe B. Wyatt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Redemption of the company’s Rights Agreement |
| Against |
| For |
| Shareholder |
|
5 |
| Amend Articles to reinstate the rights of the shareholders — Call Special Meetings and Act by Written Consent |
| Against |
| For |
| Shareholder |
|
HORACE MANN EDUCATORS CORP.
Ticker: | HMN | Security ID: | 440327104 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William W. Abbott |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary H. Futrell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Louis G. Lower II |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph J. Melone |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jeffrey L. Morby |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Shaun F. O’Malley |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles A. Parker |
| For |
| For |
| Management |
|
17
HORMEL FOODS CORP.
Ticker: | HRL | Security ID: | 440452100 |
Meeting Date: | JAN 27, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John W. Allen, Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John R. Block |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. Peter Gillette, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Luella G. Goldberg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joel W. Johnson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Susan I. Marvin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael J. McCoy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John L. Morrison |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Dakota A. Pippins |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gary J. Ray |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John G. Turner |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert R. Waller, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
HUBBELL INCORPORATED
Ticker: | HUB.B | Security ID: | 443510201 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Jackson Ratcliffe |
| For |
| For |
| Management |
|
1.2 |
| Elect Director E. Richard Brooks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George Edwards, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joel Hoffman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Andrew McNally IV |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Daniel Meyer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Timothy Powers |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Malcolm Wallop |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Daniel Van Riper |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard Swift |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
IDT CORP.
Ticker: | IDT.C | Security ID: | 448947309 |
Meeting Date: | DEC 15, 2003 | Meeting Type: | Annual |
Record Date: | OCT 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Moshe Kaganoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James S. Gilmore, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack F. Kemp |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Admiral William A. Owens |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Approve Stock Award to Executive |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
18
IMS HEALTH INC.
Ticker: | RX | Security ID: | 449934108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James D. Edwards |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David M. Thomas |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William C. Van Faasen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
INTEGRATED CIRCUIT SYSTEMS, INC.
Ticker: | ICST | Security ID: | 45811K208 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Hock E. Tan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nam P. Suh, Ph.D. |
| For |
| For |
| Management |
|
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: | IDTI | Security ID: | 458118106 |
Meeting Date: | SEP 12, 2003 | Meeting Type: | Annual |
Record Date: | JUL 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Director Gregory S. Lang |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: | IFF | Security ID: | 459506101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Margaret Hayes Adame |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gunter Blobel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J. Michael Cook |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Peter A. Georgescu |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard A. Goldstein |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alexandra A. Herzan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Burton M. Tansky |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
19
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: | IPG | Security ID: | 460690100 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David A. Bell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank J. Borell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Reginald K. Brack |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jill M. Considine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Christopher J. Coughlin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John J. Donner, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard A. Goldstein |
| For |
| For |
| Management |
|
1.8 |
| Elect Director H. John Greenlaus |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael I. Roth |
| For |
| For |
| Management |
|
1.10 |
| Elect Director J. Phillip Samper |
| For |
| Withhold |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| MacBride Principles |
| Against |
| Against |
| Shareholder |
|
J & J SNACK FOODS CORP.
Ticker: | JJSF | Security ID: | 466032109 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Sidney R. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Leonard M. Lodish |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
JDS UNIPHASE CORP.
Ticker: | JDSU | Security ID: | 46612J101 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert E. Enos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter A. Guglielmi |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
20
KENNAMETAL, INC.
Ticker: | KMT | Security ID: | 489170100 |
Meeting Date: | OCT 28, 2003 | Meeting Type: | Annual |
Record Date: | SEP 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald M. DeFeo |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William R. Newlin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lawrence W. Stranghoener |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
KLA-TENCOR CORP.
Ticker: | KLAC | Security ID: | 482480100 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.a |
| Elect Director H. Raymond Bingham |
| For |
| For |
| Management |
|
1.b |
| Elect Director Robert T. Bond |
| For |
| For |
| Management |
|
1.c |
| Elect Director Richard J. Elkus, Jr. |
| For |
| For |
| Management |
|
1.d |
| Elect Director Michael E. Marks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LAM RESEARCH CORP.
Ticker: | LRCX | Security ID: | 512807108 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James W. Bagley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David G. Arscott |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert M. Berdahl |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard J. Elkus, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack R. Harris |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Grant M. Inman |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LINEAR TECHNOLOGY CORP.
Ticker: | LLTC | Security ID: | 535678106 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Swanson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David S. Lee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leo T. McCarthy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard M. Moley |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas S. Volpe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
21
LYONDELL CHEMICAL CO.
Ticker: | LYO | Security ID: | 552078107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Anderson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William T. Butler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen I. Chazen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Travis Engen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Stephen F. Hinchliffe, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Danny W. Huff |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ray R. Irani |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David J. Lesar |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Dan F. Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director William R. Spivey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MANPOWER INC.
Ticker: | MAN | Security ID: | 56418H100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephanie A. Burns |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Willie D. Davis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Terry A. Hueneke |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MCAFEE INC.
Ticker: | MFE | Security ID: | 640938106 |
Meeting Date: | DEC 16, 2003 | Meeting Type: | Annual |
Record Date: | NOV 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Leslie Denend |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George Samenuk |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
22
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Special |
Record Date: | OCT 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
MICROCHIP TECHNOLOGY, INC.
Ticker: | MCHP | Security ID: | 595017104 |
Meeting Date: | AUG 15, 2003 | Meeting Type: | Annual |
Record Date: | JUN 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steve Sanghi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Albert J. Hugo-Martinez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director L.B. Day |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Matthew W. Chapman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wade F. Meyercord |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Gates, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven A. Ballmer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David F. Marquardt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles H. Noski |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Helmut Panke |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Wm. G. Reed, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jon A. Shirley |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Refrain from Giving Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
23
NATIONAL COMMERCE FINANCIAL CORPORATION
Ticker: | NCF | Security ID: | 63545P104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Blake P. Garrett, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas M. Garrott |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C. Dan Joyner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Neely Mallory, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Eric B. Munson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NATIONAL SEMICONDUCTOR CORP.
Ticker: | NSM | Security ID: | 637640103 |
Meeting Date: | SEP 26, 2003 | Meeting Type: | Annual |
Record Date: | AUG 14, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brian L. Halla |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven R. Appleton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gary P. Arnold |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Richard J. Danzig |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert J. Frankenberg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director E. Floyd Kvamme |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Modesto A. Maidique |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Edward R. Mccracken |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
NETIQ CORPORATION
Ticker: | NTIQ | Security ID: | 64115P102 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David J. Barram as Class II Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Maples as Class II Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael J. Rose as Class II Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Maureen F. McNichols as Class III Director |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
24
NPS PHARMACEUTICALS, INC.
Ticker: | NPSP | Security ID: | 62936P103 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Santo J. Costa, J.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John R. Evans, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James G. Groninger |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Hunter Jackson, Ph.D. |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Joseph Klein, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donald E. Kuhla, Ph.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas N. Parks, Ph.D. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Calvin R. Stiller, M.D. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Peter G. Tombros |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
OFFICE DEPOT, INC.
Ticker: | ODP | Security ID: | 676220106 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lee A. Ault III |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Neil R. Austrian |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director David W. Bernauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Abelardo E. Bru |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David I. Fuente |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Brenda J. Gaines |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Myra M. Hart |
| For |
| For |
| Management |
|
1.8 |
| Elect Director W. Scott Hedrick |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director James L. Heskett |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Patricia H. McKay |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Michael J. Myers |
| For |
| Withhold |
| Management |
|
1.12 |
| Elect Director Bruce Nelson |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
OMNIVISION TECHNOLOGIES, INC.
Ticker: | OVTI | Security ID: | 682128103 |
Meeting Date: | OCT 1, 2003 | Meeting Type: | Annual |
Record Date: | AUG 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Director Joseph Jeng |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
25
PARKER-HANNIFIN CORP.
Ticker: | PH | Security ID: | 701094104 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: | AUG 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Duane E. Collins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert J. Kohlhepp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Giulio Mazzalupi |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Klaus-Peter Muller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Allan L. Rayfield |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
PINNACLE WEST CAPITAL CORP.
Ticker: | PNW | Security ID: | 723484101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roy A. Herberger, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Humberto S. Lopez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kathryn L. Munro |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William L. Stewart |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Nuclear Fuel Storage Risks |
| Against |
| Against |
| Shareholder |
|
PIXAR, INC.
Ticker: | PIXR | Security ID: | 725811103 |
Meeting Date: | SEP 5, 2003 | Meeting Type: | Annual |
Record Date: | JUL 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steve Jobs |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. Edwin E. Catmull |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Skip M. Brittenham |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph A. Graziano |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lawrence B. Levy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joe Roth |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Larry W. Sonsini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John S. Wadsworth, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PLATINUM UNDERWRITERS HOLDINGS LTD
Ticker: | PTP | Security ID: | G7127P100 |
Meeting Date: | SEP 17, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect H. Baldwin, J. Bank, D. Carmichael, N. Currie, J. Fishman, G. Morrison, S. Newman, and P. Pruitt as Directors |
| For |
| Did Not Vote |
| Management |
|
2a |
| Elect G. Morrison as Director of Platinum Underwriters Bermuda, Ltd. |
| For |
| Did Not Vote |
| Management |
|
2b |
| Elect M. Price as Director of Platinum Underwriters Bermuda, Ltd. |
| For |
| Did Not Vote |
| Management |
|
2c |
| Elect W. Robble as Director of Platinum Underwriters Bermuda, Ltd. |
| For |
| Did Not Vote |
| Management |
|
3a |
| Elect G. Morrison as Director of Platinum Re (UK) Ltd. |
| For |
| Did Not Vote |
| Management |
|
3b |
| Elect C. Pettengell as Director of Platinum Re (UK) Ltd. |
| For |
| Did Not Vote |
| Management |
|
3c |
| Elect R. Porter as Director of Platinum Re (UK) Ltd. |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Section 162(m) Performance Incentive Plan |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG as Auditors |
| For |
| Did Not Vote |
| Management |
|
26
POWERWAVE TECHNOLOGIES, INC.
Ticker: | PWAV | Security ID: | 739363109 |
Meeting Date: | JUL 16, 2003 | Meeting Type: | Annual |
Record Date: | MAY 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel A. Artusi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregory M. Avis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John L. Clendenin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bruce C. Edwards |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David L. George |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Eugene L. Goda |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carl W. Neun |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Safi U. Qureshey |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Andrew J. Sukawaty |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
QLOGIC CORP.
Ticker: | QLGC | Security ID: | 747277101 |
Meeting Date: | AUG 26, 2003 | Meeting Type: | Annual |
Record Date: | JUL 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H.K. Desai |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry R. Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James R. Fiebiger |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Balakrishnan S. Iyer |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Carol L. Miltner |
| For |
| For |
| Management |
|
1.6 |
| Elect Director George D. Wells |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
READER’S DIGEST ASSOCIATION, INC., THE
Ticker: | RDA | Security ID: | 755267101 |
Meeting Date: | NOV 21, 2003 | Meeting Type: | Annual |
Record Date: | SEP 26, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jonathan B. Bulkeley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Herman Cain |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William E. Mayer |
| For |
| For |
| Management |
|
27
RF MICRO DEVICES, INC.
Ticker: | RFMD | Security ID: | 749941100 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Annual |
Record Date: | MAY 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Bruggeworth |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David A. Norbury |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William J. Pratt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel A. Dileo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. Frederick J. Leonberger |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dr. Albert E. Paladino |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Erik Van Der Kaay |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Walter H. Wilkinson, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
RPM INTERNATIONAL INC.
Ticker: | RPM | Security ID: | 749685103 |
Meeting Date: | OCT 10, 2003 | Meeting Type: | Annual |
Record Date: | AUG 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce A. Carbonari |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Karman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donald K. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph P. Viviano |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
SABRE HOLDINGS CORPORATION
Ticker: | TSG | Security ID: | 785905100 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Royce S. Caldwell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul C. Ely, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Glenn W. Marschel, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
28
SARA LEE CORP.
Ticker: | SLE | Security ID: | 803111103 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J.T. Battenberg III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James S. Crown |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willie D. Davis |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Laurette T. Koellner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Cornelis J.A. Van Lede |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Joan D. Manley |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Cary D. McMillan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rozanne L. Ridgway |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Richard L. Thomas |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
4 |
| Implement and Monitor Code of Corporate Conduct - ILO Standards |
| Against |
| Against |
| Shareholder |
|
SEAGATE TECHNOLOGY
Ticker: | STX | Security ID: | G7945J104 |
Meeting Date: | OCT 29, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1-01 |
| Elect David Bonderman as Director |
| For |
| For |
| Management |
|
1-02 |
| Elect William W. Bradley as Director |
| For |
| For |
| Management |
|
1-03 |
| Elect James G. Coulter as Director |
| For |
| For |
| Management |
|
1-04 |
| Elect James A. Davidson as Director |
| For |
| For |
| Management |
|
1-05 |
| Elect Glenn H. Hutchins as Director |
| For |
| For |
| Management |
|
1-06 |
| Elect Donald E. Kiernan as Director |
| For |
| For |
| Management |
|
1-07 |
| Elect Stephen J. Luczo as Director |
| For |
| For |
| Management |
|
1-08 |
| Elect David F. Marquardt as Director |
| For |
| For |
| Management |
|
1-09 |
| Elect John W. Thompson as Director |
| For |
| For |
| Management |
|
1-10 |
| Elect William D. Watkins as Director |
| For |
| For |
| Management |
|
1-11 |
| Elect Edward J. Zander as Director |
| For |
| For |
| Management |
|
2 |
| Approve Section 162(m) Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Ernst & Young LLP as Auditors |
| For |
| For |
| Management |
|
SMITHFIELD FOODS, INC.
Ticker: | SFD | Security ID: | 832248108 |
Meeting Date: | SEP 3, 2003 | Meeting Type: | Annual |
Record Date: | JUL 11, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joseph W. Luter, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wendell H. Murphy |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
29
SOLECTRON CORP.
Ticker: | SLR | Security ID: | 834182107 |
Meeting Date: | JAN 7, 2004 | Meeting Type: | Annual |
Record Date: | NOV 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William A. Hasler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael R. Cannon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard A. D’Amore |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Heinz Fridrich |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Graber |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dr. Paul R. Low |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C. Wesley M. Scott |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Osamu Yamada |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Cyril Yansouni |
| For |
| For |
| Management |
|
2 |
| Approve Option Exchange Program |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SONIC CORP.
Ticker: | SONC | Security ID: | 835451105 |
Meeting Date: | JAN 21, 2004 | Meeting Type: | Annual |
Record Date: | NOV 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Clifford Hudson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Rosenberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Federico F. Pena |
| For |
| For |
| Management |
|
2 |
| Other Business |
| For |
| Against |
| Management |
|
SOVEREIGN BANCORP, INC.
Ticker: | SOV | Security ID: | 845905108 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andrew C. Hove, Jr. |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Daniel K. Rothermel |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Approve Stock Plan and Employee Stock Purchase Plan |
| For |
| Against |
| Management |
|
5 |
| Approve Bonus Plan |
| For |
| Against |
| Management |
|
SPRINT CORP.
Ticker: | FON | Security ID: | 852061506 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gordon M. Bethune |
| For |
| For |
| Management |
|
1.2 |
| Elect Director E. Linn Draper, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Deborah A. Henretta |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Linda Koch Lorimer |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Foreign Outsourcing |
| Against |
| Against |
| Shareholder |
|
30
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A203 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eric Hippeau |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Daniel Yih |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kneeland Youngblood |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
STERIS CORP.
Ticker: | STE | Security ID: | 859152100 |
Meeting Date: | JUL 25, 2003 | Meeting Type: | Annual |
Record Date: | MAY 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen R. Hardis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raymond A. Lancaster |
| For |
| For |
| Management |
|
1.3 |
| Elect Director J.B. Richey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Les C. Vinney |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
SYMANTEC CORP.
Ticker: | SYMC | Security ID: | 871503108 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Tania Amochaev |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr. Per-Kristian Halvorsen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David Mahoney |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bill Owens |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George Reyes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Schulman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John W. Thompson |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
31
TEMPLE-INLAND INC.
Ticker: | TIN | Security ID: | 879868107 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald M. Carlton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director E. Linn Draper, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jeffrey M. Heller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth M. Jastrow, II |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James A. Johnson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TENET HEALTHCARE CORP.
Ticker: | THC | Security ID: | 88033G100 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Trevor Fetter |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Van B. Honeycutt |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John C. Kane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Edward A. Kangas |
| For |
| For |
| Management |
|
1.5 |
| Elect Director J. Robert Kerrey |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard R. Pettingill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TIDEWATER INC.
Ticker: | TDW | Security ID: | 886423102 |
Meeting Date: | JUL 31, 2003 | Meeting Type: | Annual |
Record Date: | JUN 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arthur R. Carlson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jon C. Madonna |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William C. O’Malley |
| For |
| For |
| Management |
|
TRANSOCEAN INC.
Ticker: | RIG | Security ID: | G90078109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert L. Long |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Martin B. Mcnamara |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert M. Sprague |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Michael Talbert |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE AMENDMENT OF OUR LONG-TERM INCENTIVE PLAN AS DESCRIBED IN THE PROXY STATEMENT. |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
32
UNUMPROVIDENT CORPORATION
Ticker: | UNM | Security ID: | 91529Y106 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald E. Goldsberry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hugh O. Maclellan, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C. William Pollard |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. Rowe |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Require Affirmative Vote of the Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Other Board Committee |
| Against |
| Against |
| Shareholder |
|
UTSTARCOM, INC.
Ticker: | UTSI | Security ID: | 918076100 |
Meeting Date: | SEP 24, 2003 | Meeting Type: | Special |
Record Date: | AUG 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
VALASSIS COMMUNICATIONS, INC.
Ticker: | VCI | Security ID: | 918866104 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Patrick F. Brennan |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Kenneth V. Darish |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Seth Goldstein |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Barry P. Hoffman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Walter H. Ku |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert L. Recchia |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Marcella A. Sampson |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Alan F. Schultz |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Faith Whittlesey |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
33
VALERO ENERGY CORP.
Ticker: | VLO | Security ID: | 91913Y100 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E. Glenn Biggs |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ruben M. Escobedo |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bob Marbut |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
WATSON PHARMACEUTICALS, INC.
Ticker: | WPI | Security ID: | 942683103 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Allen Chao, Ph.D. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michel J. Feldman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Fred G. Weiss |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Review Executive Compensation |
| Against |
| Against |
| Shareholder |
|
WENDY’S INTERNATIONAL, INC.
Ticker: | WEN | Security ID: | 950590109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Janet Hill |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul D. House |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John R. Thompson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Randolph Lewis |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
WISCONSIN ENERGY CORP.
Ticker: | WEC | Security ID: | 976657106 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Cornog |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gale E. Klappa |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frederick P. Stratton, Jr. |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
34
XTO ENERGY CORP
Ticker: | XTO | Security ID: | 98385X106 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip R. Kevil |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Scott G. Sherman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bob R. Simpson |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
YELLOW ROADWAY CORP.
Ticker: | YELL | Security ID: | 985509108 |
Meeting Date: | DEC 9, 2003 | Meeting Type: | Special |
Record Date: | OCT 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
3 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Special |
Record Date: | JUN 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
35
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Morgan Stanley Mid-Cap Value Fund | ||
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By (Signature and Title)* | /s/ Ronald E. Robison | ||
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| Principal Executive Officer | ||
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Date | August 27, 2004 | ||
* Print the name and title of each signing officer under his or her signature.
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