UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
FIVE PRIME THERAPEUTICS, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
33830X 104
(CUSIP Number)
December 31, 2014
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 33830X 104 | Page 2 of 17 Pages |
1. | Name of Reporting Persons Advanced Technology Ventures VI, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by Advanced Technology Ventures VI, L.P. (“ATV VI”), Advanced Technology Ventures VII, L.P. (“ATV VII”), Advanced Technology Ventures VII (B), L.P. (“ATV VII-B”), Advanced Technology Ventures VII(C), L.P. (“ATV VII-C”), ATV Entrepreneurs VI, L.P. (“ATVE VI”), ATV Entrepreneurs VII, L.P. (“ATVE VII”), ATV Alliance 2003, L.P. (“ATV Alliance”), ATV Associates VI, L.L.C. (the general partner of ATV VI and ATVE VI) (“ATVA VI”), ATV Associates VII, L.L.C. (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII) (“ATVA VII”), and ATV Alliance Associates, L.L.C. (the general partner of ATV Alliance) (“ATVAA” and collectively with ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI and ATVA VII, the “ATV Entities”). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Issuer’s public offering in January 2015 (the “Public Offering”), as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended (the “Act”), on January 7, 2015. |
CUSIP No. 33830X 104 | Page 3 of 17 Pages |
1. | Name of Reporting Persons Advanced Technology Ventures VII, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 4 of 17 Pages |
1. | Name of Reporting Persons Advanced Technology Ventures VII (B), L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 5 of 17 Pages |
1. | Name of Reporting Persons Advanced Technology Ventures VII(C), L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 6 of 17 Pages |
1. | Name of Reporting Persons ATV Entrepreneurs VI, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 7 of 17 Pages |
1. | Name of Reporting Persons ATV Entrepreneurs VII, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 8 of 17 Pages |
1. | Name of Reporting Persons ATV Alliance 2003, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 9 of 17 Pages |
1. | Name of Reporting Persons ATV Associates VI, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 10 of 17 Pages |
1. | Name of Reporting Persons ATV Associates VII, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 11 of 17 Pages |
1. | Name of Reporting Persons ATV Alliance Associates, L.L.C. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒1 | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 0 | ||||
6. | Shared Voting Power 1,053,6822 | |||||
7. | Sole Dispositive Power 0 | |||||
8. | Shared Dispositive Power 1,053,6822 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,053,6822 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐ | |||||
11. | Percent of Class Represented by Amount in Row (9) 4.2%3 | |||||
12. | Type of Reporting Person (See Instructions) PN |
1 | This Schedule 13G is filed by ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI (the general partner of ATV VI and ATVE VI), ATVA VII (the general partner of ATV VII, ATV VII-B, ATV VII-C and ATVE VII), and ATVAA (the general partner of ATV Alliance). The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. |
2 | Consists of (i) 136,330 shares of common stock owned by ATV VI, (ii) 850,190 shares of common stock owned by ATV VII, (iii) 34,116 shares of common stock owned by ATV VII-B, (iv) 16,396 shares of common stock owned by ATV VII-C, (v) 5,099 shares of common stock owned by ATVE VII, (vi) 8,699 shares of common stock owned by ATVE VI and (vii) 2,852 shares of common stock owned by ATV Alliance. |
3 | This percentage is calculated based upon 24,938,566 shares of the Issuer’s common stock outstanding as of the closing of the Public Offering, as set forth in the Issuer’s prospectus supplement dated January 6, 2015 filed with the SEC pursuant to Rule 424(b)(5) under the Act on January 7, 2015. |
CUSIP No. 33830X 104 | Page 12 of 17 Pages |
Introductory Note: This Statement on Schedule 13G/A is filed on behalf of Advanced Technology Ventures VI, L.P., a limited partnership organized under the laws of the State of Delaware (“ATV VI”), Advanced Technology Ventures VII, L.P., a limited partnership organized under the laws of the State of Delaware (“ATV VII”), Advanced Technology Ventures VII (B), L.P., a limited partnership organized under the laws of the State of Delaware (“ATV VII-B”), Advanced Technology Ventures VII(C), L.P., a limited partnership organized under the laws of the State of Delaware (“ATV VII-C”), ATV Entrepreneurs VI, L.P., a limited partnership organized under the laws of the State of Delaware (“ATVE VI”): ATV Entrepreneurs VII, L.P, a limited partnership organized under the laws of the State of Delaware (“ATVE VII”), ATV Alliance 2003, L.P., a limited partnership organized under the laws of the State of Delaware (“ATV Alliance”), ATV Associates VI, L.L.C., a limited liability company organized under the laws of the State of Delaware (“ATVA VI”), ATV Associates VII, L.L.C., a limited liability company organized under the laws of the State of Delaware (“ATVA VII”) and ATV Alliance Associates, L.L.C., a limited liability company organized under the laws of the State of Delaware (“ATVAA” and collectively with ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII, ATV Alliance, ATVA VI and ATVA VII, the “ATV Entities”) in respect of shares of common stock of Five Prime Therapeutics, Inc. The ATV Entities expressly disclaim status as a “group” for purposes of this Schedule 13G/A.
Item 1. |
(a) | Name of Issuer |
Five Prime Therapeutics, Inc.
(b) | Address of Issuer’s Principal Executive Offices |
Two Corporate Drive
South San Francisco, CA 94080
Item 2. |
(a) | Name of Person Filing |
Advanced Technology Ventures VI, L.P.
Advanced Technology Ventures VII, L.P.
Advanced Technology Ventures VII (B), L.P.
Advanced Technology Ventures VII(C), L.P.
ATV Entrepreneurs VI, L.P.
ATV Entrepreneurs VII, L.P.
ATV Alliance 2003, L.P.
ATV Associates VI, L.L.C.
ATV Associates VII, L.L.C.
ATV Alliance Associates, L.L.C.
(b) | Address of Principal Business Office or, if none, Residence |
500 Boylston Street, Suite 1380, Boston, Massachusetts 02116 |
CUSIP No. 33830X 104 | Page 13 of 17 Pages |
(c) | Citizenship |
Each of ATV VI, ATV VII, ATV VII-B, ATV VII-C, ATVE VI, ATVE VII and ATV Alliance are limited partnerships organized in the State of Delaware. Each of ATVA VI, ATVA VII and ATVAA are limited liability companies organized in the State of Delaware.
(d) | Title of Class of Securities |
Common Stock
(e) | CUSIP Number |
00434H108
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable
Item 4. | Ownership |
(a) Amount Beneficially Owned as of December 31, 2014:
Advanced Technology Ventures VI, L.P. | 1,053,682(1) |
Advanced Technology Ventures VII, L.P | 1,053,682(1) |
Advanced Technology Ventures VII (B), L.P. | 1,053,682(1) |
Advanced Technology Ventures VII(C), L.P. | 1,053,682(1) |
ATV Entrepreneurs VII, L.P. | 1,053,682(1) |
ATV Entrepreneurs VI, L.P. | 1,053,682(1) |
ATV Alliance 2003, L.P. | 1,053,682(1) |
ATV Associates VI, L.L.C. | 1,053,682(1) |
ATV Associates VII, L.L.C. | 1,053,682(1) |
ATV Alliance Associates, L.L.C. | 1,053,682(1) |
(b) Percent of Class as of December 31, 2014:
Advanced Technology Ventures VI, L.P. | 4.2% |
Advanced Technology Ventures VII, L.P | 4.2% |
Advanced Technology Ventures VII (B), L.P. | 4.2% |
Advanced Technology Ventures VII(C), L.P. | 4.2% |
ATV Entrepreneurs VII, L.P. | 4.2% |
ATV Entrepreneurs VI, L.P. | 4.2% |
ATV Alliance 2003, L.P. | 4.2% |
ATV Associates VI, L.L.C. | 4.2% |
ATV Associates VII, L.L.C. | 4.2% |
ATV Alliance Associates, L.L.C. | 4.2% |
CUSIP No. 33830X 104 | Page 14 of 17 Pages |
(c) Number of shares as to which the person has, as of December 31, 2013:
(i) Sole power to vote or to direct the vote
Advanced Technology Ventures VI, L.P. | 0 | |
Advanced Technology Ventures VII, L.P | 0 | |
Advanced Technology Ventures VII (B), L.P. | 0 | |
Advanced Technology Ventures VII(C), L.P. | 0 | |
ATV Entrepreneurs VII, L.P. | 0 | |
ATV Entrepreneurs VI, L.P. | 0 | |
ATV Alliance 2003, L.P. | 0 | |
ATV Associates VI, L.L.C. | 0 | |
ATV Associates VII, L.L.C. | 0 | |
ATV Alliance Associates, L.L.C. | 0 |
(ii) Shared power to vote or to direct the vote
Advanced Technology Ventures VI, L.P. | 1,053,682(1) | |
Advanced Technology Ventures VII, L.P | 1,053,682(1) | |
Advanced Technology Ventures VII (B), L.P. | 1,053,682(1) | |
Advanced Technology Ventures VII(C), L.P. | 1,053,682(1) | |
ATV Entrepreneurs VII, L.P. | 1,053,682(1) | |
ATV Entrepreneurs VI, L.P. | 1,053,682(1) | |
ATV Alliance 2003, L.P. | 1,053,682(1) | |
ATV Associates VI, L.L.C. | 1,053,682(1) | |
ATV Associates VII, L.L.C. | 1,053,682(1) | |
ATV Alliance Associates, L.L.C. | 1,053,682(1) |
(IV) Sole power to dispose or to direct the disposition of
Advanced Technology Ventures VI, L.P. | 0 | |
Advanced Technology Ventures VII, L.P | 0 | |
Advanced Technology Ventures VII (B), L.P. | 0 | |
Advanced Technology Ventures VII(C), L.P. | 0 | |
ATV Entrepreneurs VII, L.P. | 0 | |
ATV Entrepreneurs VI, L.P. | 0 | |
ATV Alliance 2003, L.P. | 0 | |
ATV Associates VI, L.L.C. | 0 | |
ATV Associates VII, L.L.C. | 0 | |
ATV Alliance Associates, L.L.C. | 0 |
CUSIP No. 33830X 104 | Page 15 of 17 Pages |
(iv) Shared power to dispose or to direct the disposition of
Advanced Technology Ventures VI, L.P. | 1,053,682(1) | |
Advanced Technology Ventures VII, L.P | 1,053,682(1) | |
Advanced Technology Ventures VII (B), L.P. | 1,053,682(1) | |
Advanced Technology Ventures VII(C), L.P. | 1,053,682(1) | |
ATV Entrepreneurs VII, L.P. | 1,053,682(1) | |
ATV Entrepreneurs VI, L.P. | 1,053,682(1) | |
ATV Alliance 2003, L.P. | 1,053,682(1) | |
ATV Associates VI, L.L.C. | 1,053,682(1) | |
ATV Associates VII, L.L.C. | 1,053,682(1) | |
ATV Alliance Associates, L.L.C. | 1,053,682(1) |
(1) | These shares are owned directly as follows: 136,330 shares of common stock are owned by ATV VI, 850,190 shares of common stock are owned by ATV VII, 34,116 shares of common stock are owned by ATV VII-B, 16,396 shares of common stock are owned by ATV VII-C, 5,099 shares of common stock are owned by ATVE VII, 8,699 shares of common stock are owned by ATVE VI, and 2,852 shares of common stock are owned by ATV Alliance. | ||
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not Applicable
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable
Item 8. | Identification and Classification of Members of the Group |
Not Applicable
Item 9. | Notice of Dissolution of a Group |
Not Applicable
Item 10. | Certification |
Not Applicable
CUSIP No. 33830X 104 | Page 16 of 17 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Dated: February 10, 2015
Advanced Technology Ventures VI, L.P. | ATV Entrepreneurs VII, L.P. | |||
By: ATV Associates VI, L.L.C., its General Partner | By: | ATV Associates VII, L.L.C., its General Partner | ||
By: | /s/ William Wiberg | By: | /s/ Jean George | |
Authorized Signatory | Authorized Signatory | |||
Advanced Technology Ventures VII, L.P. | ATV Alliance 2003, L.P. | |||
By: | ATV Associates VII, L.L.C., its General Partner | By: | ATV Alliance Associates, L.L.C., its General Partner | |
By: | /s/ Jean George | By: | /s/ Jean George | |
Authorized Signatory | Authorized Signatory | |||
Advanced Technology Ventures VII (B), L.P. | ATV Associates VI, L.L.C. | |||
By: | ATV Associates VII, L.L.C., its General Partner | By: | /s/ William Wiberg | |
By: | /s/ Jean George | Authorized Signatory | ||
Authorized Signatory | ||||
Advanced Technology Ventures VII(C), L.P. | ATV Associates VII, L.L.C. | |||
By: | ATV Associates VI, L.L.C., its General Partner | By: | /s/ Jean George | |
By: | /s/ Jean George | Authorized Signatory | ||
Authorized Signatory | ||||
ATV Entrepreneurs VI, L.P. | ATV Alliance Associates, L.L.C. | |||
By: | ATV Associates VI, L.L.C., its General Partner | By: | /s/ Jean George | |
By: | /s/ William Wiberg | Authorized Signatory | ||
Authorized Signatory |
CUSIP No. 33830X 104 | Page 17 of 17 Pages |
EXHIBITS
A: | Joint Filing Agreement (Incorporated by reference from Exhibit A to Schedule 13G filed on February 13, 2014). |