The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEGION CORP | COMM | 00770F104 | 299 | 10,400 | SH | SOLE | 299 | 0 | 0 | ||
AH BELO CORP-A | COMM | 001282102 | 25 | 11,874 | SH | SOLE | 25 | 0 | 0 | ||
ALASKA COMM SYSTEMS GROUP | COMM | 01167P101 | 717 | 220,722 | SH | SOLE | 717 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COMM | 015351109 | 3,670 | 24,000 | SH | SOLE | 3,670 | 0 | 0 | ||
AMC NETWORKS INC | COMM | 00164V103 | 1,009 | 18,988 | SH | SOLE | 1,009 | 0 | 0 | ||
APPLE COMPUTER INC | COMM | 037833100 | 1,274 | 10,428 | SH | SOLE | 1,274 | 0 | 0 | ||
ASSOCIATED CAPITAL GROUP | COMM | 045528106 | 1,368 | 38,155 | SH | SOLE | 1,368 | 0 | 0 | ||
ATLANTIC POWER CORP | COMM | 04878Q863 | 1,521 | 526,550 | SH | SOLE | 1,521 | 0 | 0 | ||
AUTOZONE INC | COMM | 053332102 | 2,936 | 2,091 | SH | SOLE | 2,936 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC CL A | COMM | 084670108 | 1,157 | 3 | SH | SOLE | 1,157 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COMM | 15912K100 | 663 | 30,000 | SH | SOLE | 663 | 0 | 0 | ||
CINCINNATI BELL INC | COMM | 171871502 | 1,604 | 104,490 | SH | SOLE | 1,604 | 0 | 0 | ||
CIT GROUP INC | COMM | 125581801 | 232 | 4,500 | SH | SOLE | 232 | 0 | 0 | ||
COHERENT INC | COMM | 192479103 | 1,770 | 7,000 | SH | SOLE | 1,770 | 0 | 0 | ||
CORELOGIC INC | COMM | 21871D103 | 2,381 | 30,050 | SH | SOLE | 2,381 | 0 | 0 | ||
CRH MEDICAL CORP | COMM | 12626F105 | 2,152 | 544,909 | SH | SOLE | 2,152 | 0 | 0 | ||
CYRUSONE INC | COMM | 23283R100 | 230 | 3,400 | SH | SOLE | 230 | 0 | 0 | ||
DISCOVERY COMMUNICATIONS-A | COMM | 25470F104 | 775 | 17,821 | SH | SOLE | 775 | 0 | 0 | ||
DISCOVERY INC | COMM | 25470F302 | 1,520 | 41,192 | SH | SOLE | 1,520 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INCORPORATED COMMON | COMM | 28414H103 | 884 | 30,000 | SH | SOLE | 884 | 0 | 0 | ||
EQUINIX INC | COMM | 29444U700 | 3,454 | 5,083 | SH | SOLE | 3,454 | 0 | 0 | ||
FIVEPRIME THERAPEUTICS INC | COMM | 33830X104 | 753 | 20,000 | SH | SOLE | 753 | 0 | 0 | ||
FLIR SYSTEMS INC | COMM | 302445101 | 565 | 10,000 | SH | SOLE | 565 | 0 | 0 | ||
FORTUNE BRANDS HOME & SECURI | COMM | 34964C106 | 823 | 8,591 | SH | SOLE | 823 | 0 | 0 | ||
FOX CORP - CLASS A | COMM | 35137L105 | 217 | 6,000 | SH | SOLE | 217 | 0 | 0 | ||
G&P ACQUISITION CORP | UNIT 02/28/2028 | 36146G202 | 397 | 40,000 | SH | SOLE | 397 | 0 | 0 | ||
GAMCO INVESTORS INC-A | COMM | 361438104 | 2,764 | 148,998 | SH | SOLE | 2,764 | 0 | 0 | ||
GENUINE PARTS CO | COMM | 372460105 | 2,809 | 24,300 | SH | SOLE | 2,809 | 0 | 0 | ||
GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 701 | 200,807 | SH | SOLE | 701 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,386 | 11,000 | SH | SOLE | 2,386 | 0 | 0 | ||
IAA INC | COMM | 449253103 | 386 | 7,000 | SH | SOLE | 386 | 0 | 0 | ||
IMAX CORP | COMM | 45245E109 | 587 | 29,212 | SH | SOLE | 587 | 0 | 0 | ||
INPHI CORP | COMM | 45772F107 | 2,676 | 15,000 | SH | SOLE | 2,676 | 0 | 0 | ||
KAR AUCTION SERVICES INC | COMM | 48238T109 | 1,833 | 122,221 | SH | SOLE | 1,833 | 0 | 0 | ||
KEURIG DR PEPPER INC | COMM | 49271V100 | 206 | 6,000 | SH | SOLE | 206 | 0 | 0 | ||
LGL GROUP INC | COMM | 50186A108 | 358 | 32,577 | SH | SOLE | 358 | 0 | 0 | ||
LGL GROUP INC | WRNT | 50186A108 | 358 | 32,577 | SH | SOLE | 358 | 0 | 0 | ||
LIBERTY SIRIUSXM GROUP | COMM | 531229409 | 410 | 9,302 | SH | SOLE | 410 | 0 | 0 | ||
LUBYS INC | COMM | 549282101 | 290 | 88,000 | SH | SOLE | 290 | 0 | 0 | ||
LUMEN TECHNOLOGIES INC | COMM | 550241103 | 252 | 18,850 | SH | SOLE | 252 | 0 | 0 | ||
MADISON SQUARE GARD-A/NEW | COMM | 553573106 | 760 | 50,503 | SH | SOLE | 760 | 0 | 0 | ||
MADISON SQUARE GARDEN ENTERT | COMM | 55826T102 | 409 | 5,000 | SH | SOLE | 409 | 0 | 0 | ||
MADISON SQUARE GARDEN SPORTS C | COMM | 55825T103 | 897 | 5,000 | SH | SOLE | 897 | 0 | 0 | ||
MAGNUM OPUS ACQUISITION LTD | UNIT 06/03/2026 | G5S70A120 | 500 | 50,000 | SH | SOLE | 500 | 0 | 0 | ||
MARCUS CORPORATION | COMM | 566330106 | 1,014 | 50,710 | SH | SOLE | 1,014 | 0 | 0 | ||
MAXIM INTEGRATED PRODUCTS | COMM | 57772K101 | 1,371 | 15,000 | SH | SOLE | 1,371 | 0 | 0 | ||
MCDONALDS CORP | COMM | 580135101 | 672 | 3,000 | SH | SOLE | 672 | 0 | 0 | ||
MICHAELS STORES INC | COMM | 59408Q106 | 1,755 | 80,000 | SH | SOLE | 1,755 | 0 | 0 | ||
MICROSOFT CORP | COMM | 594918104 | 1,354 | 5,743 | SH | SOLE | 1,354 | 0 | 0 | ||
NAVISTAR INTERNATIONAL | COMM | 63934E108 | 352 | 8,000 | SH | SOLE | 352 | 0 | 0 | ||
NETWORK-1 SECURITY SOLUTIONS | COMM | 64121N109 | 1,472 | 471,908 | SH | SOLE | 1,472 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | COMM | G6461G106 | 226 | 20,000 | SH | SOLE | 226 | 0 | 0 | ||
NEXSTAR BROADCASTING GROUP-A | COMM | 65336K103 | 4,046 | 28,813 | SH | SOLE | 4,046 | 0 | 0 | ||
NXP SEMICONDUCTORS NV | COMM | N6596X109 | 1,776 | 8,822 | SH | SOLE | 1,776 | 0 | 0 | ||
PARKER HANNIFIN CORP | COMM | 701094104 | 757 | 2,400 | SH | SOLE | 757 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORP-A | COMM | 71742Q106 | 1,302 | 53,357 | SH | SOLE | 1,302 | 0 | 0 | ||
PINE TECHNOLOGY ACQUISITION | UNIT 03/31/2028 | 722850203 | 298 | 30,000 | SH | SOLE | 298 | 0 | 0 | ||
PLURALSIGHT INC - A | COMM | 72941B106 | 1,564 | 70,000 | SH | SOLE | 1,564 | 0 | 0 | ||
PMV CONSUMER ACQUISITION-A | WRNT | 693486102 | 485 | 50,000 | SH | SOLE | 485 | 0 | 0 | ||
PRA HEALTH SCIENCES INC | COMM | 69354M108 | 613 | 4,000 | SH | SOLE | 613 | 0 | 0 | ||
REALPAGE INC | COMM | 75606N109 | 3,052 | 35,000 | SH | SOLE | 3,052 | 0 | 0 | ||
RIGNET INC | COMM | 766582100 | 872 | 100,000 | SH | SOLE | 872 | 0 | 0 | ||
ROSS STORES INC | COMM | 778296103 | 1,918 | 16,000 | SH | SOLE | 1,918 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 676 | 185,685 | SH | SOLE | 676 | 0 | 0 | ||
SCOTTS MIRACLE-GRO CO-CL A | COMM | 810186106 | 563 | 2,300 | SH | SOLE | 563 | 0 | 0 | ||
SCRIPPS E W CO OHIO CL A NEW | COMM | 811054402 | 437 | 22,692 | SH | SOLE | 437 | 0 | 0 | ||
SHENANDOAH TELECOMMUN CO | COMM | 82312B106 | 342 | 7,000 | SH | SOLE | 342 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP-A | COMM | 829226109 | 538 | 18,400 | SH | SOLE | 538 | 0 | 0 | ||
SLACK TECHNOLOGIES INC- CL A | COMM | 83088V102 | 3,088 | 76,000 | SH | SOLE | 3,088 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 1,803 | 300,000 | SH | SOLE | 1,803 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 640 | 4,000 | SH | SOLE | 640 | 0 | 0 | ||
STANDARD FINANCIAL CORP | COMM | 85303B100 | 490 | 15,000 | SH | SOLE | 490 | 0 | 0 | ||
TAILWIND TWO ACQUISITION COR | UNIT 03/01/2028 | G86613117 | 198 | 20,000 | SH | SOLE | 198 | 0 | 0 | ||
TEGNA INC | COMM | 87901J105 | 1,412 | 75,000 | SH | SOLE | 1,412 | 0 | 0 | ||
THE WALT DISNEY CO. | COMM | 254687106 | 1,199 | 6,500 | SH | SOLE | 1,199 | 0 | 0 | ||
T-MOBILE US INC | COMM | 872590104 | 781 | 6,234 | SH | SOLE | 781 | 0 | 0 | ||
TOOTSIE ROLL INDS | COMM | 890516107 | 454 | 13,714 | SH | SOLE | 454 | 0 | 0 | ||
VARIAN MEDICAL SYSTEMS INC | COMM | 92220P105 | 1,765 | 10,000 | SH | SOLE | 1,765 | 0 | 0 | ||
VIACOMCBS INC | COMM | 92556H206 | 2,127 | 47,163 | SH | SOLE | 2,127 | 0 | 0 | ||
WATFORD HOLDINGS LTD | COMM | G94787101 | 356 | 10,276 | SH | SOLE | 356 | 0 | 0 | ||
XILINX INC | COMM | 983919101 | 620 | 5,000 | SH | SOLE | 620 | 0 | 0 |