COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC-ADR | ADRS | 316827104 | 1,011 | 13,000 | SH | | SOLE | | 1,011 | 0 | 0 |
ALASKA COMM SYSTEMS GROUP | COMM | 01167P101 | 791 | 237,596 | SH | | SOLE | | 791 | 0 | 0 |
ALEXION PHARMACEUTICALS INC | COMM | 015351109 | 4,409 | 24,000 | SH | | SOLE | | 4,409 | 0 | 0 |
AMC NETWORKS INC | COMM | 00164V103 | 1,268 | 18,988 | SH | | SOLE | | 1,268 | 0 | 0 |
APPLE COMPUTER INC | COMM | 037833100 | 1,428 | 10,428 | SH | | SOLE | | 1,428 | 0 | 0 |
ASSOCIATED CAPITAL GROUP | COMM | 045528106 | 1,483 | 38,155 | SH | | SOLE | | 1,483 | 0 | 0 |
AT HOME GROUP INC | COMM | 04650Y100 | 921 | 25,000 | SH | | SOLE | | 921 | 0 | 0 |
ATHENE HOLDING LTD-CLASS A | COMM | G0684D107 | 675 | 10,000 | SH | | SOLE | | 675 | 0 | 0 |
AUTOZONE INC | COMM | 053332102 | 3,120 | 2,091 | SH | | SOLE | | 3,120 | 0 | 0 |
BANK OF COMMERCE HOLDINGS | COMM | 06424J103 | 451 | 30,000 | SH | | SOLE | | 451 | 0 | 0 |
BERKSHIRE HATHAWAY INC CL A | COMM | 084670108 | 1,256 | 3 | SH | | SOLE | | 1,256 | 0 | 0 |
CADENCE BANCORP | COMM | 12739A100 | 313 | 15,000 | SH | | SOLE | | 313 | 0 | 0 |
CAI INTERNATIONAL INC | COMM | 12477X106 | 840 | 15,000 | SH | | SOLE | | 840 | 0 | 0 |
CHANGE HEALTHCARE INC | COMM | 15912K100 | 691 | 30,000 | SH | | SOLE | | 691 | 0 | 0 |
CHIASMA INC | COMM | 16706W102 | 449 | 94,989 | SH | | SOLE | | 449 | 0 | 0 |
CINCINNATI BELL INC | COMM | 171871502 | 1,611 | 104,490 | SH | | SOLE | | 1,611 | 0 | 0 |
CIT GROUP INC | COMM | 125581801 | 232 | 4,500 | SH | | SOLE | | 232 | 0 | 0 |
CLOUDERA INC | COMM | 18914U100 | 317 | 20,000 | SH | | SOLE | | 317 | 0 | 0 |
COHERENT INC | COMM | 192479103 | 3,172 | 12,000 | SH | | SOLE | | 3,172 | 0 | 0 |
COMMUNITY BANKERS TRUST CORP | COMM | 203612106 | 136 | 12,000 | SH | | SOLE | | 136 | 0 | 0 |
CONSTELLATION PHARMACEUTICAL | COMM | 210373106 | 3,549 | 105,000 | SH | | SOLE | | 3,549 | 0 | 0 |
CYRUSONE INC | REIT | 23283R100 | 243 | 3,400 | SH | | SOLE | | 243 | 0 | 0 |
DIAMOND S SHIPPING INC | COMM | Y20676105 | 111 | 11,099 | SH | | SOLE | | 111 | 0 | 0 |
DISCOVERY COMMUNICATIONS-A | COMM | 25470F104 | 547 | 17,821 | SH | | SOLE | | 547 | 0 | 0 |
DISCOVERY INC | COMM | 25470F302 | 1,194 | 41,192 | SH | | SOLE | | 1,194 | 0 | 0 |
ELANCO ANIMAL HEALTH INCORPORATED COMMON | COMM | 28414H103 | 1,041 | 30,000 | SH | | SOLE | | 1,041 | 0 | 0 |
EQUINIX INC | COMM | 29444U700 | 4,080 | 5,083 | SH | | SOLE | | 4,080 | 0 | 0 |
FERRO CORP | COMM | 315405100 | 431 | 20,000 | SH | | SOLE | | 431 | 0 | 0 |
FLAGSTAR BANCORP INC | COMM | 337930705 | 338 | 8,000 | SH | | SOLE | | 338 | 0 | 0 |
FORTUNE BRANDS HOME & SECURI | COMM | 34964C106 | 856 | 8,591 | SH | | SOLE | | 856 | 0 | 0 |
FOX CORP - CLASS A | COMM | 35137L105 | 223 | 6,000 | SH | | SOLE | | 223 | 0 | 0 |
G&P ACQUISITION CORP | UNIT | 36146G202 | 401 | 40,000 | SH | | SOLE | | 401 | 0 | 0 |
GAMCO INVESTORS INC-A | COMM | 361438104 | 3,740 | 148,998 | SH | | SOLE | | 3,740 | 0 | 0 |
GARRETT MOTION INC | COMM | 366505105 | 1,465 | 183,600 | SH | | SOLE | | 1,465 | 0 | 0 |
GARRETT MOTION INC PFD CONV SR A | COMM | 366505204 | 1,579 | 183,600 | SH | | SOLE | | 1,579 | 0 | 0 |
GARRETT MOTION INC PFD CONV SR A | RSTD | 366505204 | 709 | 82,427 | SH | | SOLE | | 709 | 0 | 0 |
GENUINE PARTS CO | COMM | 372460105 | 3,073 | 24,300 | SH | | SOLE | | 3,073 | 0 | 0 |
IAA INC | COMM | 449253103 | 382 | 7,000 | SH | | SOLE | | 382 | 0 | 0 |
IHS MARKIT LTD | COMM | G47567105 | 563 | 5,000 | SH | | SOLE | | 563 | 0 | 0 |
IMAX CORP | COMM | 45245E109 | 628 | 29,212 | SH | | SOLE | | 628 | 0 | 0 |
JUST EAT TAKEAWAY-SPONS ADR | ADRS | 48214T305 | 1,838 | 100,649 | SH | | SOLE | | 1,838 | 0 | 0 |
KAR AUCTION SERVICES INC | COMM | 48238T109 | 2,145 | 122,221 | SH | | SOLE | | 2,145 | 0 | 0 |
KEURIG DR PEPPER INC | COMM | 49271V100 | 211 | 6,000 | SH | | SOLE | | 211 | 0 | 0 |
KNOLL INC | COMM | 498904200 | 543 | 20,900 | SH | | SOLE | | 543 | 0 | 0 |
LGL GROUP INC | COMM | 50186A108 | 339 | 32,577 | SH | | SOLE | | 339 | 0 | 0 |
LGL GROUP INC | WRNT | 50186A108 | 339 | 32,577 | SH | | SOLE | | 339 | 0 | 0 |
LIBERTY BROADBAND-C | COMM | 530307305 | 231 | 1,332 | SH | | SOLE | | 231 | 0 | 0 |
LIBERTY SIRIUSXM GROUP | COMM | 531229409 | 433 | 9,302 | SH | | SOLE | | 433 | 0 | 0 |
LUBYS INC | COMM | 549282101 | 338 | 88,000 | SH | | SOLE | | 338 | 0 | 0 |
LUMEN TECHNOLOGIES INC | COMM | 550241103 | 256 | 18,850 | SH | | SOLE | | 256 | 0 | 0 |
LUMINEX CORP | COMM | 55027E102 | 1,840 | 50,000 | SH | | SOLE | | 1,840 | 0 | 0 |
MACKINAC FINANCIAL CORP | COMM | 554571109 | 395 | 20,000 | SH | | SOLE | | 395 | 0 | 0 |
MADISON SQUARE GARD-A/NEW | COMM | 553573106 | 736 | 50,503 | SH | | SOLE | | 736 | 0 | 0 |
MADISON SQUARE GARDEN ENTERT | COMM | 55826T102 | 420 | 5,000 | SH | | SOLE | | 420 | 0 | 0 |
Madison Square Garden Sports C | COMM | 55825T103 | 863 | 5,000 | SH | | SOLE | | 863 | 0 | 0 |
MAGNACHIP SEMICONDUCT-DEP SH | COMM | 55933J203 | 297 | 12,456 | SH | | SOLE | | 297 | 0 | 0 |
MAGNUM OPUS ACQUISITION LTD | UNIT | G5S70A120 | 500 | 50,000 | SH | | SOLE | | 500 | 0 | 0 |
MARCUS CORPORATION | COMM | 566330106 | 1,076 | 50,710 | SH | | SOLE | | 1,076 | 0 | 0 |
MARLIN BUSINESS SERVICES | COMM | 571157106 | 1,285 | 56,465 | SH | | SOLE | | 1,285 | 0 | 0 |
MAXIM INTEGRATED PRODUCTS | COMM | 57772K101 | 3,477 | 33,000 | SH | | SOLE | | 3,477 | 0 | 0 |
MCDONALDS CORP | COMM | 580135101 | 693 | 3,000 | SH | | SOLE | | 693 | 0 | 0 |
MICROSOFT CORP | COMM | 594918104 | 1,556 | 5,743 | SH | | SOLE | | 1,556 | 0 | 0 |
MMA CAPITAL MANAGEMENT LLC | COMM | 55315D105 | 1,733 | 63,815 | SH | | SOLE | | 1,733 | 0 | 0 |
NAVISTAR INTERNATIONAL | COMM | 63934E108 | 356 | 8,000 | SH | | SOLE | | 356 | 0 | 0 |
NETWORK-1 SECURITY SOLUTIONS | COMM | 64121N109 | 1,527 | 468,408 | SH | | SOLE | | 1,527 | 0 | 0 |
NEW FRONTIER HEALTH CORP | COMM | G6461G106 | 223 | 20,000 | SH | | SOLE | | 223 | 0 | 0 |
NEXSTAR BROADCASTING GROUP-A | COMM | 65336K103 | 4,261 | 28,813 | SH | | SOLE | | 4,261 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COMM | 67020Y100 | 2,341 | 43,000 | SH | | SOLE | | 2,341 | 0 | 0 |
NXP SEMICONDUCTORS NV | COMM | N6596X109 | 1,815 | 8,822 | SH | | SOLE | | 1,815 | 0 | 0 |
PACIFIC MERCANTILE BANCORP | COMM | 694552100 | 416 | 48,363 | SH | | SOLE | | 416 | 0 | 0 |
PARKER HANNIFIN CORP | COMM | 701094104 | 737 | 2,400 | SH | | SOLE | | 737 | 0 | 0 |
PHIBRO ANIMAL HEALTH CORP-A | COMM | 71742Q106 | 1,541 | 53,357 | SH | | SOLE | | 1,541 | 0 | 0 |
PINE TECHNOLOGY ACQUISITION | UNIT | 722850203 | 298 | 30,000 | SH | | SOLE | | 298 | 0 | 0 |
PMV CONSUMER ACQUISITION-A | WRNT | 693486102 | 488 | 50,000 | SH | | SOLE | | 488 | 0 | 0 |
PPD INC | COMM | 69355F102 | 2,765 | 60,000 | SH | | SOLE | | 2,765 | 0 | 0 |
PRA HEALTH SCIENCES INC | COMM | 69354M108 | 3,635 | 22,000 | SH | | SOLE | | 3,635 | 0 | 0 |
PREMIER FINANCIAL BANCORP | COMM | 74050M105 | 169 | 10,000 | SH | | SOLE | | 169 | 0 | 0 |
PROCENTURY CORP | COMM | 74349J103 | 255 | 20,000 | SH | | SOLE | | 255 | 0 | 0 |
PROOFPOINT INC | COMM | 743424103 | 4,865 | 28,000 | SH | | SOLE | | 4,865 | 0 | 0 |
QTS REALTY TRUST INC-CL A | REIT | 74736A103 | 683 | 8,834 | SH | | SOLE | | 683 | 0 | 0 |
QURATE RETAIL GROUP | COMM | 74915M100 | 262 | 20,000 | SH | | SOLE | | 262 | 0 | 0 |
ROSS STORES INC | COMM | 778296103 | 1,984 | 16,000 | SH | | SOLE | | 1,984 | 0 | 0 |
S&W SEED CO | COMM | 785135104 | 676 | 185,685 | SH | | SOLE | | 676 | 0 | 0 |
SCOTTS MIRACLE-GRO CO-CL A | COMM | 810186106 | 441 | 2,300 | SH | | SOLE | | 441 | 0 | 0 |
SCRIPPS E W CO OHIO CL A NEW | COMM | 811054402 | 463 | 22,692 | SH | | SOLE | | 463 | 0 | 0 |
SELECT BANCORP INC | COMM | 81617L108 | 242 | 15,000 | SH | | SOLE | | 242 | 0 | 0 |
SHARPSPRING INC | COMM | 820054104 | 618 | 36,607 | SH | | SOLE | | 618 | 0 | 0 |
SHENANDOAH TELECOMMUN CO | COMM | 82312B106 | 340 | 7,000 | SH | | SOLE | | 340 | 0 | 0 |
SINCLAIR BROADCAST GROUP-A | COMM | 829226109 | 611 | 18,400 | SH | | SOLE | | 611 | 0 | 0 |
SLACK TECHNOLOGIES INC- CL A | COMM | 83088V102 | 4,696 | 106,000 | SH | | SOLE | | 4,696 | 0 | 0 |
SOLITON INC | COMM | 834251100 | 2,024 | 90,000 | SH | | SOLE | | 2,024 | 0 | 0 |
SPDR GOLD TRUST | ETF | 78463V107 | 663 | 4,000 | SH | | SOLE | | 663 | 0 | 0 |
TAILWIND TWO ACQUISITION COR | UNIT | G86613117 | 200 | 20,000 | SH | | SOLE | | 200 | 0 | 0 |
TEGNA INC | COMM | 87901J105 | 1,407 | 75,000 | SH | | SOLE | | 1,407 | 0 | 0 |
THE WALT DISNEY CO. | COMM | 254687106 | 1,143 | 6,500 | SH | | SOLE | | 1,143 | 0 | 0 |
T-MOBILE US INC | COMM | 872590104 | 903 | 6,234 | SH | | SOLE | | 903 | 0 | 0 |
TOOTSIE ROLL INDS | COMM | 890516107 | 465 | 13,714 | SH | | SOLE | | 465 | 0 | 0 |
VIACOMCBS INC | COMM | 92556H206 | 2,132 | 47,163 | SH | | SOLE | | 2,132 | 0 | 0 |
WATFORD HOLDINGS LTD | COMM | G94787101 | 360 | 10,276 | SH | | SOLE | | 360 | 0 | 0 |
XILINX INC | COMM | 983919101 | 723 | 5,000 | SH | | SOLE | | 723 | 0 | 0 |