COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1ST CONSTITUTION BANCORP | COMM | 31986N102 | 237 | 10,000 | SH | | SOLE | | 237 | 0 | 0 |
51JOB INC | SPONSORED ADS | 316827104 | 1,599 | 23,000 | SH | | SOLE | | 1,599 | 0 | 0 |
ACCELERON PHARMA INC | COMM | 00434H108 | 2,582 | 15,000 | SH | | SOLE | | 2,582 | 0 | 0 |
ALTABANCORP | COMM | 021347109 | 1,891 | 42,813 | SH | | SOLE | | 1,891 | 0 | 0 |
ALTICE USA INC- A | COMM | 02156K103 | 477 | 23,000 | SH | | SOLE | | 477 | 0 | 0 |
AMC NETWORKS INC | COMM | 00164V103 | 885 | 18,988 | SH | | SOLE | | 885 | 0 | 0 |
APPLE COMPUTER INC | COMM | 037833100 | 1,476 | 10,428 | SH | | SOLE | | 1,476 | 0 | 0 |
ARCOS DORADOS HOLDINGS INC-A | COMM | G0457F107 | 1,428 | 278,991 | SH | | SOLE | | 1,428 | 0 | 0 |
ASSOCIATED CAPITAL GROUP | COMM | 045528106 | 1,427 | 38,155 | SH | | SOLE | | 1,427 | 0 | 0 |
AT&T INC | COMM | 00206R102 | 540 | 20,000 | SH | | SOLE | | 540 | 0 | 0 |
ATHENE HOLDING LTD-CLASS A | COMM | G0684D107 | 689 | 10,000 | SH | | SOLE | | 689 | 0 | 0 |
ATOTECH LTD | COMM | G0625A105 | 1,433 | 59,351 | SH | | SOLE | | 1,433 | 0 | 0 |
AUTOZONE INC | COMM | 053332102 | 3,551 | 2,091 | SH | | SOLE | | 3,551 | 0 | 0 |
BANK OF COMMERCE HOLDINGS | COMM | 06424J103 | 455 | 30,000 | SH | | SOLE | | 455 | 0 | 0 |
BERKSHIRE HATHAWAY INC CL A | COMM | 084670108 | 1,234 | 3 | SH | | SOLE | | 1,234 | 0 | 0 |
CADENCE BANCORP | COMM | 12739A100 | 329 | 15,000 | SH | | SOLE | | 329 | 0 | 0 |
CAI INTERNATIONAL INC | COMM | 12477X106 | 839 | 15,000 | SH | | SOLE | | 839 | 0 | 0 |
CIMAREX ENERGY CO | COMM | 171798101 | 2,180 | 25,000 | SH | | SOLE | | 2,180 | 0 | 0 |
CIT GROUP INC | COMM | 125581801 | 254 | 4,887 | SH | | SOLE | | 254 | 0 | 0 |
CLOUDERA INC | COMM | 18914U100 | 1,757 | 110,000 | SH | | SOLE | | 1,757 | 0 | 0 |
COHERENT INC | COMM | 192479103 | 3,001 | 12,000 | SH | | SOLE | | 3,001 | 0 | 0 |
COMMUNITY BANKERS TRUST CORP | COMM | 203612106 | 136 | 12,000 | SH | | SOLE | | 136 | 0 | 0 |
CORNERSTONE ONDEMAND INC | COMM | 21925Y103 | 1,145 | 20,000 | SH | | SOLE | | 1,145 | 0 | 0 |
DISCOVERY COMMUNICATIONS-A | COMM | 25470F104 | 452 | 17,821 | SH | | SOLE | | 452 | 0 | 0 |
DISCOVERY INC | COMM | 25470F302 | 1,000 | 41,192 | SH | | SOLE | | 1,000 | 0 | 0 |
DMY TECHNOLOGY GR III-CL A | COMM | 233278100 | 281 | 27,000 | SH | | SOLE | | 281 | 0 | 0 |
DMY TECHNOLOGY GR III-CL A | COMM | 233278100 | 520 | 50,000 | SH | | SOLE | | 520 | 0 | 0 |
DOMTAR CORP | COMM | 257559203 | 938 | 17,195 | SH | Call | SOLE | | 938 | 0 | 0 |
ELANCO ANIMAL HEALTH INCORPORATED COMMON | COMM | 28414H103 | 957 | 30,000 | SH | | SOLE | | 957 | 0 | 0 |
EQUINIX INC | COMM | 29444U700 | 3,621 | 4,583 | SH | | SOLE | | 3,621 | 0 | 0 |
FERRO CORP | COMM | 315405100 | 509 | 25,000 | SH | | SOLE | | 509 | 0 | 0 |
FLAGSTAR BANCORP INC | COMM | 337930705 | 406 | 8,000 | SH | | SOLE | | 406 | 0 | 0 |
FORTUNE BRANDS HOME & SECURI | COMM | 34964C106 | 768 | 8,591 | SH | | SOLE | | 768 | 0 | 0 |
FOX CORP - CLASS A | COMM | 35137L105 | 241 | 6,000 | SH | | SOLE | | 241 | 0 | 0 |
G&P ACQUISITION CORP | UNIT 02/28/2028 | 36146G202 | 400 | 40,000 | SH | | SOLE | | 400 | 0 | 0 |
GAMCO INVESTORS INC-A | COMM | 361438104 | 3,256 | 123,411 | SH | | SOLE | | 3,256 | 0 | 0 |
GENUINE PARTS CO | COMM | 372460105 | 2,703 | 22,300 | SH | | SOLE | | 2,703 | 0 | 0 |
GP STRATEGIES CORP | COMM | 36225V104 | 414 | 20,000 | SH | | SOLE | | 414 | 0 | 0 |
HILL ROM HOLDINGS INC | COMM | 431475102 | 1,050 | 7,000 | SH | | SOLE | | 1,050 | 0 | 0 |
IAA INC | COMM | 449253103 | 382 | 7,000 | SH | | SOLE | | 382 | 0 | 0 |
IEC ELECTRONICS CORP | COMM | 44949L105 | 519 | 33,825 | SH | | SOLE | | 519 | 0 | 0 |
IHS MARKIT LTD | COMM | G47567105 | 1,283 | 11,000 | SH | | SOLE | | 1,283 | 0 | 0 |
INOVALON HOLDINGS INC - A | COMM | 45781D101 | 604 | 15,000 | SH | | SOLE | | 604 | 0 | 0 |
INTERSECT ENT INC | COMM | 46071F103 | 680 | 25,000 | SH | | SOLE | | 680 | 0 | 0 |
J. ALEXANDERS CORPORATION | COMM | 46609J106 | 420 | 30,000 | SH | | SOLE | | 420 | 0 | 0 |
KADMON HOLDINGS LLC | COMM | 48283N106 | 504 | 57,886 | SH | | SOLE | | 504 | 0 | 0 |
KANSAS CITY SOUTHERN | COMM | 485170302 | 1,624 | 6,000 | SH | | SOLE | | 1,624 | 0 | 0 |
KAR AUCTION SERVICES INC | COMM | 48238T109 | 2,003 | 122,221 | SH | | SOLE | | 2,003 | 0 | 0 |
KEURIG DR PEPPER INC | COMM | 49271V100 | 205 | 6,000 | SH | | SOLE | | 205 | 0 | 0 |
KRATON PERFORMANCE POLYMERS | COMM | 50077C106 | 913 | 20,000 | SH | | SOLE | | 913 | 0 | 0 |
LGL GROUP INC | COMM | 50186A108 | 438 | 31,777 | SH | | SOLE | | 438 | 0 | 0 |
LGL GROUP INC | WRNT | 50186A108 | 449 | 32,577 | SH | | SOLE | | 449 | 0 | 0 |
LIBERTY BROADBAND-C | COMM | 530307305 | 230 | 1,332 | SH | | SOLE | | 230 | 0 | 0 |
LIBERTY SIRIUSXM GROUP | COMM | 531229409 | 439 | 9,302 | SH | | SOLE | | 439 | 0 | 0 |
LUBYS INC | COMM | 549282101 | 368 | 88,000 | SH | | SOLE | | 368 | 0 | 0 |
LUMEN TECHNOLOGIES INC | COMM | 550241103 | 234 | 18,850 | SH | | SOLE | | 234 | 0 | 0 |
LYDALL INC | COMM | 550819106 | 3,105 | 50,000 | SH | | SOLE | | 3,105 | 0 | 0 |
MADISON SQUARE GARDEN ENTERT | COMM | 55826T102 | 506 | 6,965 | SH | | SOLE | | 506 | 0 | 0 |
MADISON SQUARE GRDN SPRT COR | CL A | 55825T103 | 930 | 5,000 | SH | | SOLE | | 930 | 0 | 0 |
MAGNUM OPUS ACQUISITION LTD | UNIT 06/03/2026 | G5S70A120 | 526 | 50,000 | SH | | SOLE | | 526 | 0 | 0 |
MARCUS CORPORATION | COMM | 566330106 | 777 | 44,510 | SH | | SOLE | | 777 | 0 | 0 |
MARLIN BUSINESS SERVICES | COMM | 571157106 | 1,255 | 56,465 | SH | | SOLE | | 1,255 | 0 | 0 |
MCDONALDS CORP | COMM | 580135101 | 555 | 2,300 | SH | | SOLE | | 555 | 0 | 0 |
MEDALLIA INC | COMM | 584021109 | 418 | 12,329 | SH | | SOLE | | 418 | 0 | 0 |
MICROSOFT CORP | COMM | 594918104 | 1,619 | 5,743 | SH | | SOLE | | 1,619 | 0 | 0 |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 746 | 40,000 | SH | | SOLE | | 746 | 0 | 0 |
NETWORK-1 SECURITY SOLUTIONS | COMM | 64121N109 | 1,388 | 467,808 | SH | | SOLE | | 1,388 | 0 | 0 |
NEW FRONTIER HEALTH CORP | COMM | G6461G106 | 674 | 60,000 | SH | | SOLE | | 674 | 0 | 0 |
NEXSTAR BROADCASTING GROUP-A | COMM | 65336K103 | 4,378 | 28,813 | SH | | SOLE | | 4,378 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COMM | 67020Y100 | 3,468 | 63,000 | SH | | SOLE | | 3,468 | 0 | 0 |
NXP SEMICONDUCTORS NV | COMM | N6596X109 | 1,532 | 7,822 | SH | | SOLE | | 1,532 | 0 | 0 |
PACIFIC MERCANTILE BANCORP | COMM | 694552100 | 445 | 48,363 | SH | | SOLE | | 445 | 0 | 0 |
PARKER HANNIFIN CORP | COMM | 701094104 | 280 | 1,000 | SH | | SOLE | | 280 | 0 | 0 |
PHIBRO ANIMAL HEALTH CORP-A | COMM | 71742Q106 | 874 | 40,557 | SH | | SOLE | | 874 | 0 | 0 |
PINE TECHNOLOGY ACQUISITION | UNIT 03/31/2028 | 722850203 | 298 | 30,000 | SH | | SOLE | | 298 | 0 | 0 |
PMV CONSUMER ACQUISITION-A | WRNT | 693486102 | 491 | 50,000 | SH | | SOLE | | 491 | 0 | 0 |
PPD INC | COMM | 69355F102 | 2,807 | 60,000 | SH | | SOLE | | 2,807 | 0 | 0 |
QAD INC-A | COMM | 74727D306 | 612 | 7,000 | SH | | SOLE | | 612 | 0 | 0 |
QURATE RETAIL GROUP | COMM | 74915M100 | 1,284 | 126,038 | SH | | SOLE | | 1,284 | 0 | 0 |
RIVERVIEW FINANCIAL CORP | COMM | 76940Q105 | 866 | 66,241 | SH | | SOLE | | 866 | 0 | 0 |
ROSS STORES INC | COMM | 778296103 | 1,633 | 15,000 | SH | | SOLE | | 1,633 | 0 | 0 |
S&W SEED CO | COMM | 785135104 | 481 | 185,685 | SH | | SOLE | | 481 | 0 | 0 |
SANTANDER CONSUMER USA HOLDI | COMM | 80283M101 | 651 | 15,600 | SH | | SOLE | | 651 | 0 | 0 |
SCORE MEDIA AND GAMING INC | COMM | 80919D202 | 2,396 | 70,000 | SH | | SOLE | | 2,396 | 0 | 0 |
SCOTTS MIRACLE-GRO CO-CL A | COMM | 810186106 | 293 | 2,000 | SH | | SOLE | | 293 | 0 | 0 |
SCRIPPS E W CO OHIO CL A NEW | COMM | 811054402 | 410 | 22,692 | SH | | SOLE | | 410 | 0 | 0 |
SELECT BANCORP INC | COMM | 81617L108 | 259 | 15,000 | SH | | SOLE | | 259 | 0 | 0 |
SELECT INTERIOR CONCEPTS INC CL A | COMM | 816120307 | 2,120 | 147,040 | SH | | SOLE | | 2,120 | 0 | 0 |
SINCLAIR BROADCAST GROUP-A | COMM | 829226109 | 409 | 12,900 | SH | | SOLE | | 409 | 0 | 0 |
SOLITON INC | COMM | 834251100 | 2,138 | 105,000 | SH | | SOLE | | 2,138 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 657 | 4,000 | SH | | SOLE | | 657 | 0 | 0 |
SPORTSMAN`S WAREHOUSE HOLDIN | COMM | 84920Y106 | 211 | 12,000 | SH | | SOLE | | 211 | 0 | 0 |
STAMPS.COM INC | COMM | 852857200 | 4,254 | 12,900 | SH | | SOLE | | 4,254 | 0 | 0 |
TAILWIND TWO ACQUISITION COR | UNIT 03/01/2028 | G86613117 | 201 | 20,000 | SH | | SOLE | | 201 | 0 | 0 |
TEGNA INC | COMM | 87901J105 | 6,654 | 337,400 | SH | Call | SOLE | | 6,654 | 0 | 0 |
TEGNA INC | COMM | 87901J105 | 3,944 | 200,000 | SH | Call | SOLE | | 3,944 | 0 | 0 |
TEGNA INC | COMM | 87901J105 | 3,155 | 160,000 | SH | | SOLE | | 3,155 | 0 | 0 |
THE WALT DISNEY CO. | COMM | 254687106 | 930 | 5,500 | SH | | SOLE | | 930 | 0 | 0 |
T-MOBILE US INC | COMM | 872590104 | 796 | 6,234 | SH | | SOLE | | 796 | 0 | 0 |
TOOTSIE ROLL INDS | COMM | 890516107 | 417 | 13,714 | SH | | SOLE | | 417 | 0 | 0 |
TRILLIUM THERAPEUTICS INC | COMM | 89620X506 | 2,810 | 160,000 | SH | | SOLE | | 2,810 | 0 | 0 |
TRIPLE-S MANAGEMENT CORP-B | COMM | 896749108 | 531 | 15,000 | SH | | SOLE | | 531 | 0 | 0 |
VEONEER INC | COMM | 92336X109 | 341 | 10,000 | SH | | SOLE | | 341 | 0 | 0 |
VIACOMCBS INC | COMM | 92556H206 | 3,049 | 77,163 | SH | | SOLE | | 3,049 | 0 | 0 |
WELBILT INC | COMM | 949090104 | 232 | 10,000 | SH | | SOLE | | 232 | 0 | 0 |
WILLIS TOWERS WATSON PLC | COMM | G96629103 | 1,451 | 6,240 | SH | | SOLE | | 1,451 | 0 | 0 |
XILINX INC | COMM | 983919101 | 1,510 | 10,000 | SH | | SOLE | | 1,510 | 0 | 0 |