The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1ST CONSTITUTION BANCORP | COMM | 31986N102 | 256 | 10,000 | SH | SOLE | 256 | 0 | 0 | ||
ALTICE USA INC- A | COMM | 02156K103 | 322 | 19,900 | SH | SOLE | 322 | 0 | 0 | ||
AMC NETWORKS INC | COMM | 00164V103 | 654 | 18,988 | SH | SOLE | 654 | 0 | 0 | ||
APPLE COMPUTER INC | COMM | 037833100 | 1,852 | 10,428 | SH | SOLE | 1,852 | 0 | 0 | ||
ARCOS DORADOS HOLDINGS INC-A | COMM | G0457F107 | 1,860 | 318,991 | SH | SOLE | 1,860 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COMM | 040047607 | 1,580 | 17,000 | SH | SOLE | 1,580 | 0 | 0 | ||
ASSOCIATED CAPITAL GROUP | COMM | 045528106 | 1,641 | 38,155 | SH | SOLE | 1,641 | 0 | 0 | ||
AT&T INC | COMM | 00206R102 | 492 | 20,000 | SH | SOLE | 492 | 0 | 0 | ||
ATHENE HOLDING LTD-CLASS A | COMM | G0684D107 | 833 | 10,000 | SH | SOLE | 833 | 0 | 0 | ||
ATOTECH LTD | COMM | G0625A105 | 1,515 | 59,351 | SH | SOLE | 1,515 | 0 | 0 | ||
AUTOZONE INC | COMM | 053332102 | 4,384 | 2,091 | SH | SOLE | 4,384 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC CL A | COMM | 084670108 | 1,352 | 3 | SH | SOLE | 1,352 | 0 | 0 | ||
CASPER SLEEP INC | COMM | 147626105 | 1,452 | 217,407 | SH | SOLE | 1,452 | 0 | 0 | ||
COHERENT INC | COMM | 192479103 | 3,198 | 12,000 | SH | SOLE | 3,198 | 0 | 0 | ||
COREPOINT LODGING INC | COMM | 21872L104 | 314 | 20,000 | SH | SOLE | 314 | 0 | 0 | ||
CYRUSONE INC | COMM | 23283R100 | 637 | 7,100 | SH | SOLE | 637 | 0 | 0 | ||
DISCOVERY COMMUNICATIONS-A | COMM | 25470F104 | 420 | 17,821 | SH | SOLE | 420 | 0 | 0 | ||
DISCOVERY INC | COMM | 25470F302 | 943 | 41,192 | SH | SOLE | 943 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INCORPORATED COMMON | COMM | 28414H103 | 851 | 30,000 | SH | SOLE | 851 | 0 | 0 | ||
EQUINIX INC | COMM | 29444U700 | 3,643 | 4,307 | SH | SOLE | 3,643 | 0 | 0 | ||
FARMER BROS CO | COMM | 307675108 | 162 | 21,709 | SH | SOLE | 162 | 0 | 0 | ||
FERRO CORP | COMM | 315405100 | 1,070 | 49,000 | SH | SOLE | 1,070 | 0 | 0 | ||
FLAGSTAR BANCORP INC | COMM | 337930705 | 384 | 8,000 | SH | SOLE | 384 | 0 | 0 | ||
FORTERRA INC | COMM | 34960W106 | 713 | 30,000 | SH | SOLE | 713 | 0 | 0 | ||
FORTUNE BRANDS HOME & SECURI | COMM | 34964C106 | 918 | 8,591 | SH | SOLE | 918 | 0 | 0 | ||
FOX CORP - CLASS A | COMM | 35137L105 | 221 | 6,000 | SH | SOLE | 221 | 0 | 0 | ||
G&P ACQUISITION CORP | UNIT 02/28/2028 | 36146G202 | 401 | 40,000 | SH | SOLE | 401 | 0 | 0 | ||
GAMCO INVESTORS INC-A | COMM | 361438104 | 3,078 | 123,211 | SH | Call | SOLE | 3,078 | 0 | 0 | |
GARRETT MOTION INC PFD CONV SR A | COMM | 366505204 | 1,539 | 183,600 | SH | SOLE | 1,539 | 0 | 0 | ||
GARRETT MOTION INC PFD CONV SR A | PFD CONV SER A | 366505204 | 691 | 82,427 | SH | SOLE | 691 | 0 | 0 | ||
GENUINE PARTS CO | COMM | 372460105 | 3,126 | 22,300 | SH | SOLE | 3,126 | 0 | 0 | ||
GREAT WESTERN BANCORP INC | COMM | 391416104 | 847 | 24,943 | SH | SOLE | 847 | 0 | 0 | ||
GREENSKY INC-CLASS A | COMM | 39572G100 | 1,818 | 160,000 | SH | SOLE | 1,818 | 0 | 0 | ||
HOWARD BANCORP INC | COMM | 442496105 | 1,090 | 50,000 | SH | SOLE | 1,090 | 0 | 0 | ||
IAA INC | COMM | 449253103 | 354 | 7,000 | SH | SOLE | 354 | 0 | 0 | ||
IHS MARKIT LTD | COMM | G47567105 | 2,791 | 21,000 | SH | SOLE | 2,791 | 0 | 0 | ||
INTERSECT ENT INC | COMM | 46071F103 | 683 | 25,000 | SH | SOLE | 683 | 0 | 0 | ||
KAR AUCTION SERVICES INC | COMM | 48238T109 | 1,909 | 122,221 | SH | SOLE | 1,909 | 0 | 0 | ||
KEURIG DR PEPPER INC | COMM | 49271V100 | 221 | 6,000 | SH | SOLE | 221 | 0 | 0 | ||
KRATON PERFORMANCE POLYMERS | COMM | 50077C106 | 926 | 20,000 | SH | SOLE | 926 | 0 | 0 | ||
LGL GROUP INC | COMM | 50186A108 | 362 | 31,777 | SH | SOLE | 362 | 0 | 0 | ||
LGL GROUP INC | WRNT | 50186A108 | 371 | 32,577 | SH | SOLE | 371 | 0 | 0 | ||
LIBERTY BROADBAND-C | COMM | 530307305 | 215 | 1,332 | SH | SOLE | 215 | 0 | 0 | ||
LIBERTY SIRIUSXM GROUP | COMM | 531229409 | 473 | 9,302 | SH | SOLE | 473 | 0 | 0 | ||
LUBYS INC | COMM | 549282101 | 252 | 88,000 | SH | SOLE | 252 | 0 | 0 | ||
LUMEN TECHNOLOGIES INC | COMM | 550241103 | 237 | 18,850 | SH | SOLE | 237 | 0 | 0 | ||
MADISON SQUARE GARDEN ENTERT | COMM | 55826T102 | 369 | 5,245 | SH | SOLE | 369 | 0 | 0 | ||
Madison Square Garden Sports C | COMM | 55825T103 | 869 | 5,000 | SH | SOLE | 869 | 0 | 0 | ||
MAGNACHIP SEMICONDUCT-DEP SH | COMM | 55933J203 | 2,087 | 99,520 | SH | SOLE | 2,087 | 0 | 0 | ||
MAGNACHIP SEMICONDUCT-DEP SH | COMM | 55933J203 | 9,437 | 450,000 | SH | Call | SOLE | 9,437 | 0 | 0 | |
MAGNUM OPUS ACQUISITION LTD | UNIT 06/03/2026 | G5S70A120 | 520 | 50,000 | SH | SOLE | 520 | 0 | 0 | ||
MARCUS CORPORATION | COMM | 566330106 | 765 | 42,810 | SH | SOLE | 765 | 0 | 0 | ||
MARLIN BUSINESS SERVICES | COMM | 571157106 | 2,121 | 91,105 | SH | SOLE | 2,121 | 0 | 0 | ||
MCAFEE CORP - CLASS A | COMM | 579063108 | 516 | 20,000 | SH | SOLE | 516 | 0 | 0 | ||
MCDONALDS CORP | COMM | 580135101 | 483 | 1,800 | SH | SOLE | 483 | 0 | 0 | ||
MICROSOFT CORP | COMM | 594918104 | 1,931 | 5,743 | SH | SOLE | 1,931 | 0 | 0 | ||
MIMECAST LTD | COMM | G14838109 | 318 | 4,000 | SH | SOLE | 318 | 0 | 0 | ||
MONMOUTH REIT -CL A | CL A | 609720107 | 420 | 20,000 | SH | SOLE | 420 | 0 | 0 | ||
NETWORK-1 SECURITY SOLUTIONS | COMM | 64121N109 | 1,319 | 467,808 | SH | SOLE | 1,319 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | COMM | G6461G106 | 1,146 | 100,000 | SH | SOLE | 1,146 | 0 | 0 | ||
NEXSTAR BROADCASTING GROUP-A | COMM | 65336K103 | 4,350 | 28,813 | SH | SOLE | 4,350 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COMM | 67020Y100 | 4,868 | 88,000 | SH | SOLE | 4,868 | 0 | 0 | ||
NXP SEMICONDUCTORS NV | COMM | N6596X109 | 1,531 | 6,722 | SH | SOLE | 1,531 | 0 | 0 | ||
PAE INCORPORATED - CL A | COMM | 69290Y109 | 996 | 100,302 | SH | SOLE | 996 | 0 | 0 | ||
PHIBRO ANIMAL HEALTH CORP-A | COMM | 71742Q106 | 828 | 40,557 | SH | SOLE | 828 | 0 | 0 | ||
PINE TECHNOLOGY ACQUISI-CL A | COMM | 722850104 | 296 | 30,000 | SH | SOLE | 296 | 0 | 0 | ||
PINE TECHNOLOGY ACQUISI-CL A | WRNT | 722850104 | 99 | 10,000 | SH | SOLE | 99 | 0 | 0 | ||
PMV CONSUMER ACQUISITION-A | WRNT | 693486102 | 492 | 50,000 | SH | SOLE | 492 | 0 | 0 | ||
QURATE RETAIL GROUP | COMM | 74915M100 | 2,121 | 279,115 | SH | SOLE | 2,121 | 0 | 0 | ||
ROGERS CORP | COMM | 775133101 | 273 | 1,000 | SH | SOLE | 273 | 0 | 0 | ||
ROSS STORES INC | COMM | 778296103 | 1,714 | 15,000 | SH | SOLE | 1,714 | 0 | 0 | ||
RR DONNELLEY & SONS CO | COMM | 257867200 | 282 | 25,000 | SH | SOLE | 282 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 507 | 185,685 | SH | SOLE | 507 | 0 | 0 | ||
SCOTTS MIRACLE-GRO CO-CL A | COMM | 810186106 | 322 | 2,000 | SH | SOLE | 322 | 0 | 0 | ||
SCRIPPS E W CO OHIO CL A NEW | COMM | 811054402 | 439 | 22,692 | SH | SOLE | 439 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP-A | COMM | 829226109 | 341 | 12,900 | SH | SOLE | 341 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | COMM | 78462F103 | 130,614 | 275,000 | SH | Call | SOLE | 130,614 | 0 | 0 | |
TAILWIND TWO ACQUISITION COR | UNIT 03/01/2028 | G86613117 | 203 | 20,000 | SH | SOLE | 203 | 0 | 0 | ||
TEGNA INC | COMM | 87901J105 | 6,262 | 337,400 | SH | Call | SOLE | 6,262 | 0 | 0 | |
TEGNA INC | COMM | 87901J105 | 2,227 | 120,000 | SH | SOLE | 2,227 | 0 | 0 | ||
THE WALT DISNEY CO. | COMM | 254687106 | 852 | 5,500 | SH | SOLE | 852 | 0 | 0 | ||
T-MOBILE US INC | COMM | 872590104 | 723 | 6,234 | SH | SOLE | 723 | 0 | 0 | ||
TOOTSIE ROLL INDS | COMM | 890516107 | 497 | 13,714 | SH | SOLE | 497 | 0 | 0 | ||
TRIPLE-S MANAGEMENT CORP-B | COMM | 896749108 | 535 | 15,000 | SH | SOLE | 535 | 0 | 0 | ||
VEONEER INC | COMM | 92336X109 | 1,051 | 29,633 | SH | SOLE | 1,051 | 0 | 0 | ||
VIACOMCBS INC | COMM | 92556H206 | 2,329 | 77,163 | SH | SOLE | 2,329 | 0 | 0 | ||
VIACOMCBS INC | COMM | 92556H206 | 6,036 | 200,000 | SH | Call | SOLE | 6,036 | 0 | 0 | |
WELBILT INC | COMM | 949090104 | 238 | 10,000 | SH | SOLE | 238 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC | COMM | G96629103 | 1,482 | 6,240 | SH | SOLE | 1,482 | 0 | 0 | ||
XILINX INC | COMM | 983919101 | 4,241 | 20,000 | SH | SOLE | 4,241 | 0 | 0 |