FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-10373
______________
TH Lee, Putnam Investment Trust (exact name of registrant as specified in charter)
______________
One Post Office Square
Boston, Massachusetts 02109
(Address of principal executive offices)
____________________
Registrant’s telephone number, including area code: (617) 292-1000
____________________
Name and address of agent for service:
Charles A. Ruys de Perez, Vice President
TH Lee, Putnam Investment Trust
One Post Office Square
Boston, Massachusetts 02109
With copies to:
John E. Baumgardner, Jr., Esq.
Sullivan & Cromwell LLP
125 Broad Street
New York, NY 10004
Francis J. McNamara, III, Esq.
Putnam Investments
One Post Office Square
Boston, Massachusetts 02109
_______________________
Date of fiscal year end: October 31
_______________________
Date of reporting period: July 1, 2005 through June 30, 2006
_______________________
Item 1. Proxy Voting Record
=============== TH LEE, PUTNAM EMERGING OPPORTUNITIES PORTFOLIO ================ |
AEROPOSTALE, INC | ||||||
Ticker: | ARO | Security ID: | 007865108 | |||
Meeting Date: JUN 14, 2006 | Meeting Type: Annual | |||||
Record Date: APR 28, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Julian R. Geiger | For | For | Management | ||
1.2 | Elect Director Bodil Arlander | For | For | Management | ||
1.3 | Elect Director Ronald Beegle | For | For | Management | ||
1.4 | Elect Director Mary Elizabeth Burton | For | For | Management | ||
1.5 | Elect Director Robert B. Chavez | For | For | Management | ||
1.6 | Elect Director David Edwab | For | For | Management | ||
1.7 | Elect Director John D. Howard | For | Withhold | Management | ||
1.8 | Elect Director David B. Vermylen | For | For | Management | ||
1.9 | Elect Director Karin Hirtler-Garvey | For | For | Management | ||
2 | Amend Stock Option Plan | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
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AGNICO-EAGLE MINES LTD. | ||||||
Ticker: | AEM. | Security ID: | 008474108 | |||
Meeting Date: MAY 12, 2006 | Meeting Type: Annual/Special | |||||
Record Date: MAR 27, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Leanne M. Baker | For | For | Management | ||
1.2 | Elect Director Douglas R. Beaumont | For | For | Management | ||
1.3 | Elect Director Sean Boyd | For | For | Management | ||
1.4 | Elect Director Bernard Kraft | For | For | Management | ||
1.5 | Elect Director Mel Leiderman | For | For | Management | ||
1.6 | Elect Director James D. Nasso | For | For | Management | ||
1.7 | Elect Director Eberhard Scherkus | For | For | Management | ||
1.8 | Elect Director Howard R. Stockford | For | For | Management | ||
1.9 | Elect Director Pertti Voutilainen | For | For | Management | ||
2 | Approve Ernst & Young LLP as Auditors and For | For | Management |
Authorize Board to Fix Remuneration of | ||||||
Auditors | ||||||
3 | Amend Stock Option Plan | For | For | Management | ||
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AMERICAN EAGLE OUTFITTERS, INC. | ||||||
Ticker: | AEOS | Security ID: | 02553E106 | |||
Meeting Date: JUN 13, 2006 | Meeting Type: Annual | |||||
Record Date: APR 21, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Janice E. Page | For | For | Management | ||
1.2 | Elect Director J. Thomas Presby | For | For | Management | ||
1.3 | Elect Director Gerald E. Wedren | For | For | Management | ||
1.4 | Elect Director Larry M. Wolf | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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AMERICAN GREETINGS CORP. | ||||||
Ticker: | AM | Security ID: | 026375105 | |||
Meeting Date: JUN 23, 2006 | Meeting Type: Annual | |||||
Record Date: MAY 1, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Joseph S. Hardin, Jr. | For | Withhold | Management | ||
1.2 | Elect Director Jerry Sue Thornton | For | Withhold | Management | ||
1.3 | Elect Director Jeffrey Weiss | For | Withhold | Management | ||
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AMERISTAR CASINOS, INC. | ||||||
Ticker: | ASCA | Security ID: | 03070Q101 | |||
Meeting Date: JUN 9, 2006 | Meeting Type: Annual | |||||
Record Date: MAY 1, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Leslie Nathanson Juris | For | Withhold | Management | ||
1.2 | Elect Director Thomas M. Steinbauer | For | Withhold | Management | ||
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AMERUS GROUP CO. | ||||||
Ticker: | AMH | Security ID: | 03072M108 | |||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 8, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David A. Arledge | For | For | Management | |||
1.2 | Elect Director John W. Norris, Jr. | For | For | Management | |||
1.3 | Elect Director John A. Wing | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management | |||
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AMPHENOL CORP. | |||||||
Ticker: | APH | Security ID: | 032095101 | ||||
Meeting Date: MAY 24, | 2006 | Meeting Type: Annual | |||||
Record Date: | MAR 27, | 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Edward G. Jepsen | For | Withhold | Management | |||
1.2 | Elect Director John R. Lord | For | Withhold | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Stock Option Plan | For | Against | Management | |||
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ARAMARK CORP | |||||||
Ticker: | RMK | Security ID: | 038521100 | ||||
Meeting Date: FEB 7, 2006 | Meeting Type: Annual | ||||||
Record Date: | DEC 12, | 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect | Director Patricia C. Barron | For | For | Management | ||
1.2 | Elect | Director Ronald R. Davenport | For | For | Management | ||
1.3 | Elect | Director Ronald L. Sargent | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | |||
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ARMOR HOLDINGS, INC. | |||||||
Ticker: | AH | Security ID: | 042260109 | ||||
Meeting Date: JUN 20, | 2006 | Meeting Type: Annual | |||||
Record Date: | APR 26, | 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Warren B. Kanders | For | For | Management | |||
1.2 | Elect Director Burtt R. Ehrlich | For | For | Management | |||
1.3 | Elect Director David R. Haas | For | For | Management | |||
1.4 | Elect Director Robert R. Schiller | For | For | Management | |||
1.5 | Elect Director Nicholas Sokolow | For | For | Management | |||
1.6 | Elect Director Deborah A. Zoullas | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
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AVNET, INC. | ||||||
Ticker: | AVT | Security ID: | 053807103 | |||
Meeting Date: NOV 10, 2005 | Meeting Type: Annual | |||||
Record Date: SEP 12, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Eleanor Baum | For | For | Management | ||
1.2 | Elect Director J. Veronica Biggins | For | For | Management | ||
1.3 | Elect Director Lawrence W. Clarkson | For | For | Management | ||
1.4 | Elect Director Ehud Houminer | For | For | Management | ||
1.5 | Elect Director James A. Lawrence | For | For | Management | ||
1.6 | Elect Director Frank R. Noonan | For | For | Management | ||
1.7 | Elect Director Ray M. Robinson | For | Withhold | Management | ||
1.8 | Elect Director Peter M. Smitham | For | For | Management | ||
1.9 | Elect Director Gary L. Tooker | For | For | Management | ||
1.10 | Elect Director Roy Vallee | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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BARR PHARMACEUTICALS INC | ||||||
Ticker: | BRL | Security ID: | 068306109 | |||
Meeting Date: NOV 3, 2005 | Meeting Type: Annual | |||||
Record Date: SEP 9, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Bruce L. Downey | For | For | Management | ||
1.2 | Elect Director Paul M. Bisaro | For | For | Management | ||
1.3 | Elect Director Carole S. Ben-Maimon | For | For | Management | ||
1.4 | Elect Director George P. Stephan | For | For | Management | ||
1.5 | Elect Director Jack M. Kay | For | For | Management | ||
1.6 | Elect Director Harold N. Chefitz | For | For | Management | ||
1.7 | Elect Director Richard R. Frankovic | For | For | Management | ||
1.8 | Elect Director Peter R. Seaver | For | For | Management | ||
1.9 | Elect Director James S. Gilmore, III | For | For | Management | ||
2 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
3 | Ratify Auditors | For | For | Management | ||
4 | Eliminate Animal Testing | Against | Against | Shareholder | ||
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BIO-RAD LABORATORIES, INC. | ||||||
Ticker: | BIO | Security ID: | 090572207 | |||
Meeting Date: APR 25, 2006 | Meeting Type: Annual | |||||
Record Date: FEB 27, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Albert J. Hillman | For | Withhold | Management | ||
1.2 | Elect Director Philip L. Padou | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management |
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BLACKBOARD INC | ||||||
Ticker: | BBBB | Security ID: 091935502 | ||||
Meeting Date: JUN 14, 2006 | Meeting Type: Annual | |||||
Record Date: | APR 17, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Michael L. Chasen | For | For | Management | ||
1.2 | Elect Director Steven B. Gruber | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management | ||
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BLYTH INC. | ||||||
Ticker: | BTH | Security ID: 09643P108 | ||||
Meeting Date: JUN 7, 2006 | Meeting Type: Annual | |||||
Record Date: | APR 13, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Roger A. Anderson | For | For | Management | ||
1.2 | Elect Director Pamela M. Goergen | For | For | Management | ||
1.3 | Elect Director Carol J. Hochman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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BROOKS AUTOMATION, INC. | ||||||
Ticker: | BRKS | Security ID: 114340102 | ||||
Meeting Date: MAR 7, 2006 | Meeting Type: Annual | |||||
Record Date: | JAN 20, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director A. Clinton Allen | For | For | Management | |
1.2 | Elect | Director Roger D. Emerick | For | For | Management | |
1.3 | Elect | Director Edward C. Grady | For | For | Management | |
1.4 | Elect | Director Amin J. Khoury | For | For | Management | |
1.5 | Elect | Director Robert J. Lepofsky | For | For | Management | |
1.6 | Elect | Director Joseph R. Martin | For | For | Management | |
1.7 | Elect | Director John K. Mcgillicuddy | For | For | Management | |
1.8 | Elect | Director Krishna G. Palepu | For | For | Management | |
1.9 | Elect | Director Alfred Woollacott, III | For | For | Management | |
1.10 | Elect | Director Mark S. Wrighton | For | For | Management | |
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | For | Management | ||
4 | Amend Qualified Employee Stock Purchase | For | For | Management | ||
Plan | ||||||
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BROOKS AUTOMATION, INC. | |||||||
Ticker: | BRKS | Security ID: | 114340102 | ||||
Meeting Date: OCT 26, 2005 | Meeting Type: Special | ||||||
Record Date: SEP 21, 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Issue Shares in Connection with an | For | For | Management | |||
Acquisition | |||||||
2 | Increase Authorized Common Stock | For | For | Management | |||
3 | Adjourn Meeting | For | For | Management | |||
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BRUNSWICK CORP. | |||||||
Ticker: | BC | Security ID: | 117043109 | ||||
Meeting Date: MAY 3, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 2, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Michael J. Callahan | For | For | Management | |||
1.2 | Elect Director Manuel A. Fernandez | For | For | Management | |||
1.3 | Elect Director Peter B. Hamilton | For | For | Management | |||
1.4 | Elect Director Roger W. Schipke | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management | |||
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C. R. BARD, INC. | |||||||
Ticker: | BCR | Security ID: | 067383109 | ||||
Meeting Date: APR 19, 2006 | Meeting Type: Annual | ||||||
Record Date: FEB 27, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Marc C. Breslawsky | For | For | Management | |||
1.2 | Elect Director Herbert L. Henkel | For | For | Management | |||
1.3 | Elect Director Timothy M. Ring | For | For | Management | |||
1.4 | Elect Director Tommy G. Thompson | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | Against | Management | |||
3 | Amend Non-Employee Director Stock Option | For | Against | Management | |||
Plan | |||||||
4 | Amend Qualified Employee Stock Purchase | For | For | Management | |||
Plan | |||||||
5 | Ratify Auditors | For | For | Management | |||
6 | Adopt ILO Standards | Against | Against | Shareholder | |||
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CADENCE DESIGN SYSTEMS, INC. |
Ticker: | CDNS | Security ID: | 127387108 | |||
Meeting Date: MAY 10, 2006 | Meeting Type: Annual | |||||
Record Date: | MAR 22, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Michael J. Fister | For | For | Management | ||
1.2 | Elect Director Donald L. Lucas | For | For | Management | ||
1.3 | Elect Director Alberto | For | Withhold | Management | ||
Sangiovanni-Vincentelli | ||||||
1.4 | Elect Director George M. Scalise | For | For | Management | ||
1.5 | Elect Director John B. Shoven | For | For | Management | ||
1.6 | Elect Director Roger S. Siboni | For | For | Management | ||
1.7 | Elect Director Lip-Bu Tan | For | Withhold | Management | ||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
3 | Amend Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
4 | Ratify Auditors | For | For | Management | ||
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CALAMOS ASSET MGMT INC | ||||||
Ticker: | CLMS | Security ID: | 12811R104 | |||
Meeting Date: JUN 1, 2006 | Meeting Type: Annual | |||||
Record Date: | APR 21, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Arthur L. Knight | For | For | Management | ||
1.2 | Elect Director G. Bradford Bulkley | For | For | Management | ||
1.3 | Elect Director Richard W. Gilbert | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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CAMECO CORP. | ||||||
Ticker: | CCO. | Security ID: | 13321L108 | |||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual/Special | |||||
Record Date: | MAR 31, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director John S. Auston | For | Withhold | Management | |
1.2 | Elect | Director John H. Clappison | For | Withhold | Management | |
1.3 | Elect | Director Joe F. Colvin | For | Withhold | Management | |
1.4 | Elect | Director Harry D. Cook | For | Withhold | Management | |
1.5 | Elect | Director James R. Curtiss | For | Withhold | Management | |
1.6 | Elect | Director George S. Dembroski | For | Withhold | Management | |
1.7 | Elect | Director Gerald W. Grandey | For | Withhold | Management | |
1.8 | Elect | Director Nancy E. Hopkins | For | Withhold | Management | |
1.9 | Elect | Director Oyvind Hushovd | For | Withhold | Management | |
1.10 | Elect | Director J.W. George Ivany | For | Withhold | Management | |
1.11 | Elect | Director A. Neil McMillan | For | Withhold | Management | |
1.12 | Elect | Director Robert W. Peterson | For | Withhold | Management | |
1.13 | Elect | Director Victor J. Zaleschuk | For | Withhold | Management |
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||
3 | Amend Stock Option Plan | For | For | Management | ||
4 | The Undersigned Holder of Record of | None | Abstain | Management | ||
Shares Declares that all Shares are Held, | ||||||
Beneficially owned or Controlled by One | ||||||
or More Canadian Residents (Residents | ||||||
mark the FOR Box; One or more | ||||||
Non-Residents mark the ABSTAIN box) | ||||||
5 | If you are unable to complete Item #4 | None | Abstain | Management | ||
then please complete this item. The | ||||||
Undersigned Holder of Shares Declares | ||||||
that the Undersigned is a Canadian | ||||||
Resident (Residents mark the FOR Box; | ||||||
Non-Residents mark the ABSTAIN Box) | ||||||
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CAMERON INTERNATIONAL CORP | ||||||
Ticker: | CAM | Security ID: 216640102 | ||||
Meeting Date: MAY 5, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 10, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Nathan M. Avery | For | For | Management | ||
1.2 | Elect Director C. Baker Cunningham | For | For | Management | ||
1.3 | Elect Director Sheldon R. Erikson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Change Company Name | For | For | Management | ||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||
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CAREER EDUCATION CORP. | ||||||
Ticker: | CECO | Security ID: 141665109 | ||||
Meeting Date: MAY 18, 2006 | Meeting Type: Proxy Contest | |||||
Record Date: MAR 21, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Patrick W. Gross | For | None | Management | ||
1.2 | Elect Director Steven H. Lesnik | For | None | Management | ||
1.3 | Elect Director Keith K. Ogata | For | None | Management | ||
2 | Declassify the Board of Directors | For | None | Management | ||
3 | Amend Articles/To Permit Stockholder to | For | None | Management | ||
Call A Special Meeting | ||||||
4 | Ratify Auditors | For | None | Management | ||
1.1 | Elect Director R. Steven Bostic | For | For | Management | ||
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management | ||
1.3 | Elect Director R. William Ide | For | For | Management | ||
2 | Declassify the Board of Directors | For | For | Management | ||
3 | Amend Articles/To Permit Stockholder to | For | For | Management | ||
Call A Special Meeting | ||||||
4 | Ratify Auditors | For | For | Management |
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CB RICHARD ELLIS GROUP INC | ||||||||
Ticker: | CBG | Security ID: | 12497T101 | |||||
Meeting Date: JUN 1, 2006 | Meeting Type: Annual | |||||||
Record Date: APR 10, | 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Blum | For | For | Management | ||||
1.2 | Elect Director Jeffrey A. Cozad | For | For | Management | ||||
1.3 | Elect Director Patrice Marie Daniels | For | For | Management | ||||
1.4 | Elect Director Senator Thomas A. Daschle | For | For | Management | ||||
1.5 | Elect Director Bradford M. Freeman | For | For | Management | ||||
1.6 | Elect Director Michael Kantor | For | Withhold | Management | ||||
1.7 | Elect Director Frederic V. Malek | For | For | Management | ||||
1.8 | Elect Director John G. Nugent | For | For | Management | ||||
1.9 | Elect Director Brett White | For | For | Management | ||||
1.10 | Elect Director Gary L. Wilson | For | For | Management | ||||
1.11 | Elect Director Ray Wirta | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
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CENTENE CORP. | ||||||||
Ticker: | CNC | Security ID: | 15135B101 | |||||
Meeting Date: JUL 22, | 2005 | Meeting Type: Special | ||||||
Record Date: JUN 9, 2005 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Omnibus Stock Plan | For | Against | Management | ||||
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CERNER CORP. | ||||||||
Ticker: | CERN | Security ID: | 156782104 | |||||
Meeting Date: MAY 26, | 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 31, | 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Clifford W. Illig | For | Withhold | Management | ||||
1.2 | Elect Director William B. Neaves, Ph.D. | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
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CHARLES RIVER LABORATORIES INTERNATIONAL, INC. | ||||||||
Ticker: | CRL | Security ID: | 159864107 |
Meeting Date: MAY 9, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 13, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James C. Foster | For | For | Management | ||
1.2 | Elect Director Stephen D. Chubb | For | For | Management | ||
1.3 | Elect Director George E. Massaro | For | For | Management | ||
1.4 | Elect Director Linda Mcgoldrick | For | For | Management | ||
1.5 | Elect Director George M. Milne, Jr. | For | For | Management | ||
1.6 | Elect Director Douglas E. Rogers | For | For | Management | ||
1.7 | Elect Director Samuel O. Thier | For | For | Management | ||
1.8 | Elect Director William H. Waltrip | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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COMMERCE BANCORP, INC. | ||||||
Ticker: | CBH | Security ID: 200519106 | ||||
Meeting Date: MAY 16, 2006 | Meeting Type: Annual | |||||
Record Date: APR 3, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Vernon W. Hill, II | For | Withhold | Management | ||
1.2 | Elect Director Jack R. Bershad | For | Withhold | Management | ||
1.3 | Elect Director Joseph E. Buckelew | For | Withhold | Management | ||
1.4 | Elect Director Donald T. DiFrancesco | For | Withhold | Management | ||
1.5 | Elect Director Morton N. Kerr | For | Withhold | Management | ||
1.6 | Elect Director Steven M. Lewis | For | Withhold | Management | ||
1.7 | Elect Director John K. Lloyd | For | Withhold | Management | ||
1.8 | Elect Director George E. Norcross, III | For | Withhold | Management | ||
1.9 | Elect Director Daniel J. Ragone | For | Withhold | Management | ||
1.10 | Elect Director William A. Schwartz, Jr. | For | Withhold | Management | ||
1.11 | Elect Director Joseph T. Tarquini, Jr. | For | Withhold | Management | ||
1.12 | Elect Director Joseph S. Vassalluzzo | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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COMTECH TELECOMMUNICATIONS CORP. | ||||||
Ticker: | CMTL | Security ID: 205826209 | ||||
Meeting Date: DEC 6, 2005 | Meeting Type: Annual | |||||
Record Date: OCT 7, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Gerard R. Nocita | For | For | Management | ||
1.2 | Elect Director Ira Kaplan | For | For | Management | ||
2 | Increase Authorized Common Stock | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Ratify Auditors | For�� | For | Management | ||
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CORPORATE EXECUTIVE BOARD CO. (THE) | ||||||
Ticker: | EXBD | Security ID: 21988R102 | ||||
Meeting Date: JUN 23, 2006 | Meeting Type: Annual | |||||
Record Date: MAY 3, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James J. Mcgonigle | For | For | Management | ||
1.2 | Elect Director Thomas L. Monahan III | For | For | Management | ||
1.3 | Elect Director Russell P. Fradin | For | For | Management | ||
1.4 | Elect Director Robert C. Hall | For | For | Management | ||
1.5 | Elect Director Nancy J. Karch | For | For | Management | ||
1.6 | Elect Director David W. Kenny | For | For | Management | ||
1.7 | Elect Director Daniel O. Leemon | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
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CORUS BANKSHARES, INC. | ||||||
Ticker: | CORS | Security ID: | 220873103 | |||
Meeting Date: APR 18, 2006 | Meeting Type: Annual | |||||
Record Date: FEB 21, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Joseph C. Glickman | For | For | Management | ||
1.2 | Elect Director Robert J. Glickman | For | For | Management | ||
1.3 | Elect Director Robert J. Buford | For | For | Management | ||
1.4 | Elect Director Kevin R. Callahan | For | For | Management | ||
1.5 | Elect Director Rodney D. Lubeznik | For | For | Management | ||
1.6 | Elect Director Michael J. Mcclure | For | For | Management | ||
1.7 | Elect Director Peter C. Roberts | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Increase Authorized Common Stock | For | For | Management | ||
4 | Amend Omnibus Stock Plan | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
COVANSYS CORPORATION | ||||||
Ticker: | CVNS | Security ID: 22281W103 | ||||
Meeting Date: JUN 20, 2006 | Meeting Type: Annual | |||||
Record Date: APR 24, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Frank Sanchez | For | Withhold | Management | ||
1.2 | Elect Director Rajendra B. Vattikuti | For | Withhold | Management | ||
1.3 | Elect Director James E. Barlett | For | Withhold | Management | ||
2 | Approve Stock Option Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management | ||
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CROWN HOLDINGS, INC. |
Ticker: | CCK | Security ID: | 228368106 | |||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 14, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Jenne K. Britell | For | For | Management | ||
1.2 | Elect Director John W. Conway | For | For | Management | ||
1.3 | Elect Director Arnold W. Donald | For | For | Management | ||
1.4 | Elect Director Marie L. Garibaldi | For | For | Management | ||
1.5 | Elect Director William G. Little | For | For | Management | ||
1.6 | Elect Director Hans J. Loliger | For | For | Management | ||
1.7 | Elect Director Thomas A. Ralph | For | Withhold | Management | ||
1.8 | Elect Director Hugues du Rouret | For | For | Management | ||
1.9 | Elect Director Alan W. Rutherford | For | For | Management | ||
1.10 | Elect Director Harold A. Sorgenti | For | For | Management | ||
1.11 | Elect Director Jim L. Turner | For | For | Management | ||
1.12 | Elect Director William S. Urkiel | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
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CSG SYSTEMS INTERNATIONAL, INC. | ||||||
Ticker: | CSGS | Security ID: | 126349109 | |||
Meeting Date: MAY 26, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 28, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Frank V. Sica | For | For | Management | ||
1.2 | Elect Director James A. Unruh | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
CUMMINS , INC. | ||||||
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: MAY 9, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert J. Darnall | For | For | Management | ||
1.2 | Elect Director John M. Deutch | For | Withhold | Management | ||
1.3 | Elect Director Alexis M. Herman | For | For | Management | ||
1.4 | Elect Director F. Joseph Loughrey | For | For | Management | ||
1.5 | Elect Director William I. Miller | For | Withhold | Management | ||
1.6 | Elect Director Georgia R. Nelson | For | For | Management | ||
1.7 | Elect Director Theodore M. Solso | For | For | Management | ||
1.8 | Elect Director Carl Ware | For | For | Management | ||
1.9 | Elect Director J. Lawrence Wilson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management |
-------------------------------------------------------------------------------- | ||||||
DADE BEHRING HOLDINGS, INC. | ||||||
Ticker: | DADE | Security ID: 23342J206 | ||||
Meeting Date: MAY 24, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director J. W. P. Reid-Anderson | For | For | Management | ||
1.2 | Elect Director Jeffrey D. Benjamin | For | For | Management | ||
1.3 | Elect Director Alan S. Cooper | For | For | Management | ||
1.4 | Elect Director Beverly A. Huss | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
DARDEN RESTAURANTS, INC. | ||||||
Ticker: | DRI | Security ID: 237194105 | ||||
Meeting Date: SEP 21, 2005 | Meeting Type: Annual | |||||
Record Date: JUL 25, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||
1.3 | Elect Director David H. Hughes | For | For | Management | ||
1.4 | Elect Director Charles A. Ledsinger, Jr. | For | For | Management | ||
1.5 | Elect Director Joe R. Lee | For | For | Management | ||
1.6 | Elect Director William M. Lewis, Jr. | For | For | Management | ||
1.7 | Elect Director Connie Mack, III | For | For | Management | ||
1.8 | Elect Director Andrew H. (Drew) Madsen | For | For | Management | ||
1.9 | Elect Director Clarence Otis, Jr. | For | For | Management | ||
1.10 | Elect Director Michael D. Rose | For | Withhold | Management | ||
1.11 | Elect Director Maria A. Sastre | For | For | Management | ||
1.12 | Elect Director Jack A. Smith | For | For | Management | ||
1.13 | Elect Director Blaine Sweatt, III | For | For | Management | ||
1.14 | Elect Director Rita P. Wilson | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
DOMINOS PIZZA INC. | ||||||
Ticker: | DPZ.2 | Security ID: 25754A201 | ||||
Meeting Date: MAY 3, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 24, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director David A. Brandon | For | For | Management | ||
1.2 | Elect Director Mark E. Nunnelly | For | For | Management | ||
1.3 | Elect Director Diana F. Cantor | For | For | Management | ||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Ratify Auditors | For | For | Management |
-------------------------------------------------------------------------------- | |||||||
DOVER CORP. | |||||||
Ticker: | DOV | Security ID: | 260003108 | ||||
Meeting Date: APR 18, | 2006 | Meeting Type: Annual | |||||
Record Date: | FEB 28, | 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director D.H. Benson | For | For | Management | |||
1.2 | Elect Director R.W. Cremin | For | For | Management | |||
1.3 | Elect Director J-P.M. Ergas | For | For | Management | |||
1.4 | Elect Director K.C. Graham | For | For | Management | |||
1.5 | Elect Director R.L. Hoffman | For | For | Management | |||
1.6 | Elect Director J.L. Koley | For | For | Management | |||
1.7 | Elect Director R.K. Lochridge | For | For | Management | |||
1.8 | Elect Director T.L. Reece | For | For | Management | |||
1.9 | Elect Director B.G. Rethore | For | For | Management | |||
1.10 | Elect Director M.B. Stubbs | For | For | Management | |||
1.11 | Elect Director M.A. Winston | For | For | Management | |||
2 | Other Business | For | Against | Management | |||
-------------------------------------------------------------------------------- | |||||||
DRS TECHNOLOGIES, INC. | |||||||
Ticker: | DRS | Security ID: 23330X100 | |||||
Meeting Date: AUG 4, 2005 | Meeting Type: Annual | ||||||
Record Date: | JUN 23, | 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect | Director Mark S. Newman | For | For | Management | ||
1.2 | Elect | Director Donald C. Fraser | For | For | Management | ||
1.3 | Elect | Director Steven S. Honigman | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | |||
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DRS TECHNOLOGIES, INC. | |||||||
Ticker: | DRS | Security ID: 23330X100 | |||||
Meeting Date: JAN 30, | 2006 | Meeting Type: Special | |||||
Record Date: | DEC 20, | 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Issue Shares in Connection with an | For | For | Management | |||
Acquisition | |||||||
2 | Increase Authorized Common Stock | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
EDUCATION MANAGEMENT CORP. |
Ticker: | EDMC | Security ID: | 28139T101 | ||||
Meeting Date: NOV 10, | 2005 | Meeting Type: Annual | |||||
Record Date: | SEP 23, | 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect | Director Thomas J. Colligan | For | For | Management | ||
1.2 | Elect | Director Robert B. Knutson | For | For | Management | ||
1.3 | Elect | Director John R. McKernan, Jr. | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
EMULEX CORP. | |||||||
Ticker: | ELX | Security ID: | 292475209 | ||||
Meeting Date: DEC 1, 2005 | Meeting Type: Annual | ||||||
Record Date: | OCT 10, | 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Fred B. Cox | For | For | Management | |||
1.2 | Elect Director Michael P. Downey | For | For | Management | |||
1.3 | Elect Director Bruce C. Edwards | For | For | Management | |||
1.4 | Elect Director Paul F. Folino | For | For | Management | |||
1.5 | Elect Director Robert H. Goon | For | For | Management | |||
1.6 | Elect Director Don M. Lyle | For | For | Management | |||
1.7 | Elect Director Dean A. Yoost | For | For | Management | |||
2 | Approve Omnibus Stock Plan | For | Against | Management | |||
3 | Amend Non-Employee Director Omnibus Stock For | Against | Management | ||||
Plan | |||||||
4 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
EPICOR SOFTWARE CORPORATION | |||||||
Ticker: | EPIC | Security ID: | 29426L108 | ||||
Meeting Date: MAY 30, | 2006 | Meeting Type: Annual | |||||
Record Date: | APR 17, | 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director L. George Klaus | For | For | Management | |||
1.2 | Elect Director Michael Kelly | For | For | Management | |||
1.3 | Elect Director Thomas F. Kelly | For | For | Management | |||
1.4 | Elect Director Harold D. Copperman | For | For | Management | |||
1.5 | Elect Director Robert H. Smith | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
FAIR ISAAC CORP. | |||||||
Ticker: | FIC | Security ID: | 303250104 | ||||
Meeting Date: FEB 6, 2006 | Meeting Type: Annual |
Record Date: | DEC 9, 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director A. George Battle | For | For | Management | |
1.2 | Elect | Director Andrew Cecere | For | For | Management | |
1.3 | Elect | Director Tony J. Christianson | For | For | Management | |
1.4 | Elect | Director Thomas G. Grudnowski | For | For | Management | |
1.5 | Elect | Director Alex W. Hart | For | For | Management | |
1.6 | Elect | Director Guy R. Henshaw | For | For | Management | |
1.7 | Elect | Director William J. Lansing | For | For | Management | |
1.8 | Elect | Director Margaret L. Taylor | For | For | Management | |
2 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
FILENET CORP. | ||||||
Ticker: | FILE | Security ID: | 316869106 | |||
Meeting Date: JUN 15, 2006 | Meeting Type: Annual | |||||
Record Date: | APR 19, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Lee D. Roberts | For | For | Management | ||
1.2 | Elect Director John C. Savage | For | For | Management | ||
1.3 | Elect Director Roger S. Siboni | For | For | Management | ||
1.4 | Elect Director Theodore J. Smith | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||
Ticker: | FCX | Security ID: 35671D857 | ||||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||
Record Date: | MAR 7, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||
1.2 | Elect Director Robert A. Day | For | For | Management | ||
1.3 | Elect Director Gerald J. Ford | For | For | Management | ||
1.4 | Elect Director H.Devon Graham, Jr. | For | For | Management | ||
1.5 | Elect Director J. Bennett Johnston | For | Withhold | Management | ||
1.6 | Elect Director Bobby Lee Lackey | For | For | Management | ||
1.7 | Elect Director Gabrielle K. McDonald | For | Withhold | Management | ||
1.8 | Elect Director James R. Moffet | For | For | Management | ||
1.9 | Elect Director B.M. Rankin, Jr. | For | Withhold | Management | ||
1.10 | Elect Director J. Stapleton Roy | For | Withhold | Management | ||
1.11 | Elect Director J. Taylor Wharton | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||
4 | Review Payment Policy to Indonesian | Against | Against | Shareholder | ||
Military |
-------------------------------------------------------------------------------- | |||||||
FREESCALE SEMICONDUCTOR, INC. | |||||||
Ticker: | FSL | Security ID: | 35687M107 | ||||
Meeting Date: APR 21, | 2006 | Meeting Type: Annual | |||||
Record Date: FEB 21, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Kenin Kennedy | For | For | Management | |||
1.2 | Elect Director Michael Mayer | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
GENERAL CABLE CORP. | |||||||
Ticker: | BGC | Security ID: | 369300108 | ||||
Meeting Date: MAY 18, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 20, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Gregory E. Lawton | For | For | Management | |||
1.2 | Elect Director Craig P. Omlvedt | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
GIANT INDUSTRIES, INC. | |||||||
Ticker: | GI | Security ID: | 374508109 | ||||
Meeting Date: APR 10, | 2006 | Meeting Type: Annual | |||||
Record Date: FEB 24, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Fred L. Holliger | For | For | Management | |||
1.2 | Elect Director Brooks J. Klimley | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
GLOBAL IMAGING SYSTEMS INC. | |||||||
Ticker: | GISX | Security ID: | 37934A100 | ||||
Meeting Date: AUG 8, 2005 | Meeting Type: Annual | ||||||
Record Date: JUL 8, 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Mark A. Harris | For | For | Management | |||
1.2 | Elect Director Edward N. Patrone | For | For | Management | |||
1.3 | Elect Director Michael E. Shea, Jr. | For | For | Management | |||
1.4 | Elect Director Edward J. Smith | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | Against | Management |
-------------------------------------------------------------------------------- | ||||||
GLOBAL PAYMENTS, INC. | ||||||
Ticker: | GPN | Security ID: 37940X102 | ||||
Meeting Date: SEP 21, 2005 | Meeting Type: Annual | |||||
Record Date: | AUG 5, 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Paul R. Garcia | For | For | Management | ||
1.2 | Elect Director Michael W. Trapp | For | For | Management | ||
1.3 | Elect Director Gerald J. Wilkins | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
GOLDCORP INC. | ||||||
Ticker: | G. | Security ID: 380956409 | ||||
Meeting Date: APR 19, 2006 | Meeting Type: Annual/Special | |||||
Record Date: | MAR 20, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Fix Number of Directors at Nine | For | For | Management | ||
2.1 | Elect Director David R. Beatty | For | Withhold | Management | ||
2.2 | Elect Director John P. Bell | For | For | Management | ||
2.3 | Elect Director Lawrence I. Bell | For | For | Management | ||
2.4 | Elect Director Bev Briscoe | For | For | Management | ||
2.5 | Elect Director Douglas M. Holtby | For | For | Management | ||
2.6 | Elect Director Antonio Madero | For | Withhold | Management | ||
2.7 | Elect Director Donald R.M. Quick | For | For | Management | ||
2.8 | Elect Director Michael L. Stein | For | For | Management | ||
2.9 | Elect Director Ian W. Telfer | For | For | Management | ||
3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||
and Authorize Board to Fix Remuneration | ||||||
of Auditors | ||||||
4 | Adopt New By-laws | For | For | Management | ||
5 | Approve Issuance of Warrants Upon the | For | For | Management | ||
Early Exercise of Five Series of | ||||||
Outstanding Share Warrants | ||||||
-------------------------------------------------------------------------------- | ||||||
GTECH HOLDINGS CORP. | ||||||
Ticker: | GTK | Security ID: 400518106 | ||||
Meeting Date: AUG 1, 2005 | Meeting Type: Annual | |||||
Record Date: | JUN 10, 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director Paget L. Alves | For | For | Management | |
1.2 | Elect | Director The Rt. Hon. Sir Jeremy | For | For | Management | |
Hanley | ||||||
1.3 | Elect | Director Anthony Ruys | For | Withhold | Management | |
2 | Ratify Auditors | For | For | Management |
-------------------------------------------------------------------------------- | ||||||
HEALTHSPRING INC | ||||||
Ticker: | HS | Security ID: 42224N101 | ||||
Meeting Date: JUN 6, 2006 | Meeting Type: Annual | |||||
Record Date: APR 24, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Herbert A. Fritch | For | Withhold | Management | ||
1.2 | Elect Director Joseph P. Nolan | For | Withhold | Management | ||
1.3 | Elect Director Bruce M. Fried | For | Withhold | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
HELIX ENERGY SOLUTIONS INC | ||||||
Ticker: | HLX | Security ID: 42330P107 | ||||
Meeting Date: MAY 8, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 21, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director T. William Porter, III | For | For | Management | ||
1.2 | Elect Director William L. Transier | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
HENRY SCHEIN, INC. | ||||||
Ticker: | HSIC | Security ID: 806407102 | ||||
Meeting Date: MAY 18, 2006 | Meeting Type: Annual | |||||
Record Date: APR 7, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Stanley M. Bergman | For | For | Management | ||
1.2 | Elect Director Gerald A. Benjamin | For | For | Management | ||
1.3 | Elect Director James P. Breslawski | For | For | Management | ||
1.4 | Elect Director Mark E. Mlotek | For | For | Management | ||
1.5 | Elect Director Steven Paladino | For | For | Management | ||
1.6 | Elect Director Barry J. Alperin | For | For | Management | ||
1.7 | Elect Director Paul Brons | For | For | Management | ||
1.8 | Elect Director Dr. Margaret A. Hamburg | For | For | Management | ||
1.9 | Elect Director Donald J. Kabat | For | For | Management | ||
1.10 | Elect Director Philip A. Laskawy | For | For | Management | ||
1.11 | Elect Director Norman S. Matthews | For | For | Management | ||
1.12 | Elect Director Marvin H. Schein | For | Withhold | Management | ||
1.13 | Elect Director Dr. Louis W. Sullivan | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- |
HERCULES OFFSHORE, INC. | |||||||
Ticker: | HERO | Security ID: | 427093109 | ||||
Meeting Date: APR 26, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 17, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Randall D. Stilley | For | For | Management | |||
1.2 | Elect Director Steven A. Webster | For | Withhold | Management | |||
2 | Amend Omnibus Stock Plan | For | Against | Management | |||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
HORNBECK OFFSHORE SERVICES, INC. | |||||||
Ticker: | HOS | Security ID: | 440543106 | ||||
Meeting Date: MAY 2, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 23, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Larry D. Hornbeck | For | For | Management | |||
1.2 | Elect Director Steven W. Krablin | For | For | Management | |||
1.3 | Elect Director David A. Trice | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | Against | Management | |||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
HOSPIRA INC | |||||||
Ticker: | HSP | Security ID: | 441060100 | ||||
Meeting Date: MAY 17, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 20, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Ronald A. Matricaria | For | For | Management | |||
1.2 | Elect Director Christopher B. Begley | For | For | Management | |||
1.3 | Elect Director John C. Staley | For | For | Management | |||
1.4 | Elect Director Mark F. Wheeler | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
INTERLINE BRANDS, INC. | |||||||
Ticker: | IBI | Security ID: | 458743101 | ||||
Meeting Date: MAY 11, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 24, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Barry J. Goldstein | For | For | Management | |||
1.2 | Elect Director Charles W. Santoro | For | For | Management | |||
1.3 | Elect Director Drew T. Sawyer | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management | ||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
INTERNET SECURITY SYSTEMS, INC. | ||||||
Ticker: | ISSX | Security ID: 46060X107 | ||||
Meeting Date: MAY 26, 2006 | Meeting Type: Annual | |||||
Record Date: APR 7, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Thomas E. Noonan | For | For | Management | ||
1.2 | Elect Director Sam Nunn | For | For | Management | ||
1.3 | Elect Director David N. Strohm | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
INVITROGEN CORP. | ||||||
Ticker: | IVGN | Security ID: 46185R100 | ||||
Meeting Date: APR 21, 2006 | Meeting Type: Annual | |||||
Record Date: FEB 24, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Gregory T. Lucier | For | For | Management | ||
1.2 | Elect Director Donald W. Grimm | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||
Plan | ||||||
4 | Increase Authorized Common Stock | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
IVAX CORP. | ||||||
Ticker: | IVX | Security ID: 465823102 | ||||
Meeting Date: AUG 3, 2005 | Meeting Type: Annual | |||||
Record Date: JUN 10, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Betty G. Amos | For | For | Management | ||
1.2 | Elect Director Mark Andrews | For | For | Management | ||
1.3 | Elect Director Jack Fishman Ph.D. | For | For | Management | ||
1.4 | Elect Director Neil Flanzraich | For | For | Management | ||
1.5 | Elect Director Phillip Frost M.D. | For | Withhold | Management | ||
1.6 | Elect Director Jane Hsiao Ph.D. | For | For | Management | ||
1.7 | Elect Director Richard M. Krasno Ph.D. | For | For | Management | ||
1.8 | Elect Director David A. Lieberman | For | For | Management | ||
1.9 | Elect Director Richard C. Pfenniger Jr. | For | For | Management | ||
1.10 | Elect Director Bertram Pitt M.D. | For | For | Management | ||
1.11 | Elect Director Z.P. Zachariah M.D. | For | For | Management |
-------------------------------------------------------------------------------- | |||||||
J. B. HUNT TRANSPORT SERVICES, INC. | |||||||
Ticker: | JBHT | Security ID: | 445658107 | ||||
Meeting Date: APR 20, 2006 | Meeting Type: Annual | ||||||
Record Date: JAN 31, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Thomas L. Hardeman | For | For | Management | |||
1.2 | Elect Director Coleman H. Peterson | For | For | Management | |||
1.3 | Elect Director James L. Robo | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
JLG INDUSTRIES, INC. | |||||||
Ticker: | JLG | Security ID: | 466210101 | ||||
Meeting Date: NOV 17, 2005 | Meeting Type: Annual | ||||||
Record Date: SEP 30, 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director R.V. Armes | For | For | Management | |||
1.2 | Elect Director T.P. Capo | For | For | Management | |||
1.3 | Elect Director W.K. Foster | For | For | Management | |||
1.4 | Elect Director W.M. Lasky | For | For | Management | |||
1.5 | Elect Director J.A. Mezera | For | For | Management | |||
1.6 | Elect Director D.L. Pugh | For | For | Management | |||
1.7 | Elect Director S. Rabinowitz | For | For | Management | |||
1.8 | Elect Director R.C. Stark | For | For | Management | |||
1.9 | Elect Director T.C. Wajnert | For | For | Management | |||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
3 | Approve Omnibus Stock Plan | For | Against | Management | |||
4 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
JOHN H. HARLAND CO. | |||||||
Ticker: | JH | Security ID: | 412693103 | ||||
Meeting Date: APR 27, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 9, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director S. William Antle III | For | For | Management | |||
1.2 | Elect Director Robert J. Clanin | For | For | Management | |||
1.3 | Elect Director John Johns | For | For | Management | |||
1.4 | Elect Director Eileen Rudden | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Omnibus Stock Plan | For | For | Management | |||
-------------------------------------------------------------------------------- |
KINETIC CONCEPTS, INC. | |||||||
Ticker: | KCI | Security ID: | 49460W208 | ||||
Meeting Date: MAY 23, | 2006 | Meeting Type: Annual | |||||
Record Date: APR 24, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Woodrin Grossman | For | For | Management | |||
1.2 | Elect Director N. Colin Lind | For | For | Management | |||
1.3 | Elect Director C. Thomas Smith | For | For | Management | |||
1.4 | Elect Director Donald E. Steen | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
L-3 | COMMUNICATIONS HOLDINGS, INC. | ||||||
Ticker: | LLL | Security ID: | 502424104 | ||||
Meeting Date: APR 25, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 17, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Peter A. Cohen | For | For | Management | |||
1.2 | Elect Director Robert B. Millard | For | For | Management | |||
1.3 | Elect Director Arthur L. Simon | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Qualified Employee Stock Purchase For | For | Management | ||||
Plan | |||||||
-------------------------------------------------------------------------------- | |||||||
LABOR READY, INC. | |||||||
Ticker: | LRW | Security ID: | 505401208 | ||||
Meeting Date: MAY 17, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 29, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Steven C. Cooper | For | For | Management | |||
1.2 | Elect Director Keith D. Grinstein | For | For | Management | |||
1.3 | Elect Director Thomas E. Mcchesney | For | For | Management | |||
1.4 | Elect Director Gates Mckibbin | For | For | Management | |||
1.5 | Elect Director J.P. Sambataro, Jr. | For | For | Management | |||
1.6 | Elect Director William W. Steele | For | For | Management | |||
1.7 | Elect Director Robert J. Sullivan | For | For | Management | |||
1.8 | Elect Director Craig E. Tall | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
LABORATORY CORPORATION OF AMERICA HOLDINGS | |||||||
Ticker: | LH | Security ID: | 50540R409 |
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||
1.2 | Elect Director Kerrii B. Anderson | For | For | Management | ||
1.3 | Elect Director Jean-Luc Belingard | For | For | Management | ||
1.4 | Elect Director Wendy E. Lane | For | For | Management | ||
1.5 | Elect Director Robert E. Mittelstaedt, | For | For | Management | ||
Jr. | ||||||
1.6 | Elect Director Arthur H. Rubenstein | For | For | Management | ||
1.7 | Elect Director Andrew G. Wallace, M.D. | For | For | Management | ||
1.8 | Elect Director M. Keith Weikel, Ph.D. | For | For | Management | ||
2 | Amend Non-Employee Director Stock Option | For | For | Management | ||
Plan | ||||||
3 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
LAM RESEARCH CORP. | ||||||
Ticker: | LRCX | Security ID: 512807108 | ||||
Meeting Date: NOV 3, 2005 | Meeting Type: Annual | |||||
Record Date: SEP 9, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director James W. Bagley | For | For | Management | ||
1.2 | Elect Director David G. Arscott | For | For | Management | ||
1.3 | Elect Director Robert M. Berdahl | For | For | Management | ||
1.4 | Elect Director Richard J. Elkus, Jr. | For | For | Management | ||
1.5 | Elect Director Jack R. Harris | For | For | Management | ||
1.6 | Elect Director Grant M. Inman | For | For | Management | ||
1.7 | Elect Director Stephen G. Newberry | For | For | Management | ||
1.8 | Elect Director Seiichi Watanabe | For | For | Management | ||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||
3 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
LCA-VISION INC. | ||||||
Ticker: | LCAV | Security ID: 501803308 | ||||
Meeting Date: JUN 12, 2006 | Meeting Type: Annual | |||||
Record Date: APR 21, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William F. Bahl | For | For | Management | ||
1.2 | Elect Director Thomas G. Cody | For | For | Management | ||
1.3 | Elect Director John H. Gutfreund | For | Withhold | Management | ||
1.4 | Elect Director John C. Hassan | For | For | Management | ||
1.5 | Elect Director Craig P.R. Joffe | For | For | Management | ||
1.6 | Elect Director David W. Whiting, M.D. | For | For | Management | ||
1.7 | Elect Director E. Anthony Woods | For | For | Management | ||
2 | Increase Authorized Common Stock | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | Against | Management |
4 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
LINCOLN ELECTRIC HOLDINGS, INC. | |||||||
Ticker: | LECO | Security ID: 533900106 | |||||
Meeting Date: APR 28, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 20, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Harold L. Adams | For | For | Management | |||
1.2 | Elect Director Robert J. Knoll | For | For | Management | |||
1.3 | Elect Director John M. Stropki, Jr. | For | For | Management | |||
2 | Approve Omnibus Stock Plan | For | For | Management | |||
3 | Approve Non-Employee Director Restricted | For | For | Management | |||
Stock Plan | |||||||
4 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
MANPOWER INC. | |||||||
Ticker: | MAN | Security ID: 56418H100 | |||||
Meeting Date: APR 25, | 2006 | Meeting Type: Annual | |||||
Record Date: FEB 14, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Jeffrey A. Joerres | For | For | Management | |||
1.2 | Elect Director John R. Walter | For | For | Management | |||
1.3 | Elect Director Marc J. Bolland | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Omnibus Stock Plan | For | For | Management | |||
4 | Implement MacBride Principles | Against | Against | Shareholder | |||
-------------------------------------------------------------------------------- | |||||||
MEDIMMUNE, INC. | |||||||
Ticker: | MEDI | Security ID: 584699102 | |||||
Meeting Date: MAY 25, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 31, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Wayne T. Hockmeyer | For | For | Management | |||
1.2 | Elect Director David M. Mott | For | For | Management | |||
1.3 | Elect Director David Baltimore | For | For | Management | |||
1.4 | Elect Director M. James Barrett | For | For | Management | |||
1.5 | Elect Director James H. Cavanaugh | For | For | Management | |||
1.6 | Elect Director Barbara Hackman Franklin | For | For | Management | |||
1.7 | Elect Director Gordon S. Macklin | For | For | Management | |||
1.8 | Elect Director George M. Milne, Jr. | For | For | Management | |||
1.9 | Elect Director Elizabeth H.S. Wyatt | For | For | Management | |||
2 | Amend Non-Employee Director Stock Option | For | Against | Management |
Plan | ||||||
3 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
MENTOR CORP. | ||||||
Ticker: | MNT | Security ID: 587188103 | ||||
Meeting Date: SEP 14, 2005 | Meeting Type: Annual | |||||
Record Date: JUL 18, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1 | Approve Decrease in Size of Board | For | For | Management | ||
2.1 | Elect Director Joseph E. Whitters | For | For | Management | ||
2.2 | Elect Director Michael L. Emmons | For | For | Management | ||
2.3 | Elect Director Walter W. Faster | For | For | Management | ||
2.4 | Elect Director Eugene G. Glover | For | For | Management | ||
2.5 | Elect Director Michael Nakonechny | For | For | Management | ||
2.6 | Elect Director Ronald J. Rossi | For | For | Management | ||
2.7 | Elect Director Jeffrey W. Ubben | For | For | Management | ||
2.8 | Elect Director Dr. Richard W. Young | For | For | Management | ||
2.9 | Elect Director Joshua H. Levine | For | For | Management | ||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||
4 | Approve Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
5 | Amend Articles/Bylaws/Charter General | For | For | Management | ||
Matters | ||||||
6 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
MENTOR GRAPHICS CORP. | ||||||
Ticker: | MENT | Security ID: 587200106 | ||||
Meeting Date: MAY 18, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 20, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Peter L. Bonfield | For | For | Management | ||
1.2 | Elect Director Marsha B. Congdon | For | For | Management | ||
1.3 | Elect Director James R. Fiebiger | For | For | Management | ||
1.4 | Elect Director Gregory K. Hinckley | For | For | Management | ||
1.5 | Elect Director Kevin C. McDonough | For | For | Management | ||
1.6 | Elect Director Patrick B. McManus | For | For | Management | ||
1.7 | Elect Director Walden C. Rhines | For | For | Management | ||
1.8 | Elect Director Fontaine K. Richardson | For | For | Management | ||
2 | Amend Non-Employee Director Stock Option | For | Against | Management | ||
Plan | ||||||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||
Plan | ||||||
4 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- |
NCR CORPORATION | ||||||
Ticker: | NCR | Security ID: 62886E108 | ||||
Meeting Date: APR 26, 2006 | Meeting Type: Annual | |||||
Record Date: FEB 13, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director William R. Nuti | For | For | Management | ||
1.2 | Elect Director James M. Ringler | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
4 | Approve Omnibus Stock Plan | For | For | Management | ||
5 | Approve Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
-------------------------------------------------------------------------------- | ||||||
NETGEAR INC | ||||||
Ticker: | NTGR | Security ID: 64111Q104 | ||||
Meeting Date: MAY 23, 2006 | Meeting Type: Annual | |||||
Record Date: APR 11, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Patrick C.S. Lo | For | For | Management | ||
1.2 | Elect Director Ralph E. Faison | For | For | Management | ||
1.3 | Elect Director A. Timothy Godwin | For | For | Management | ||
1.4 | Elect Director Jef Graham | For | For | Management | ||
1.5 | Elect Director Linwood A. Lacy, Jr. | For | For | Management | ||
1.6 | Elect Director Gregory Rossmann | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||
3 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
NEW YORK & CO INC | ||||||
Ticker: | NWY | Security ID: 649295102 | ||||
Meeting Date: JUN 21, 2006 | Meeting Type: Annual | |||||
Record Date: MAY 9, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Bodil M. Arlander | For | Withhold | Management | ||
1.2 | Elect Director Philip M. Carpenter, III | For | Withhold | Management | ||
1.3 | Elect Director Richard P. Crystal | For | Withhold | Management | ||
1.4 | Elect Director M. Katherine Dwyer | For | Withhold | Management | ||
1.5 | Elect Director David H. Edwab | For | Withhold | Management | ||
1.6 | Elect Director John D. Howard | For | Withhold | Management | ||
1.7 | Elect Director Louis Lipschitz | For | Withhold | Management | ||
1.8 | Elect Director Edward W. Moneypenny | For | Withhold | Management | ||
1.9 | Elect Director Richard L. Perkal | For | Withhold | Management | ||
1.10 | Elect Director Arthur E. Reiner | For | Withhold | Management | ||
1.11 | Elect Director Ronald W. Ristau | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | Against | Management |
-------------------------------------------------------------------------------- | ||||||||
NOBLE ENERGY, INC. | ||||||||
Ticker: | NBL | Security ID: | 655044105 | |||||
Meeting Date: APR 25, | 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 14, | 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey L. Berenson | For | For | Management | ||||
1.2 | Elect Director Michael A. Cawley | For | For | Management | ||||
1.3 | Elect Director Edward F. Cox | For | For | Management | ||||
1.4 | Elect Director Charles D. Davidson | For | For | Management | ||||
1.5 | Elect Director Thomas J. Edelman | For | Withhold | Management | ||||
1.6 | Elect Director Kirby L. Hedrick | For | For | Management | ||||
1.7 | Elect Director Bruce A. Smith | For | For | Management | ||||
1.8 | Elect Director William T. Van Kleef | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
-------------------------------------------------------------------------------- | ||||||||
NUVEEN INVESTMENTS, | INC | |||||||
Ticker: | JNC | Security ID: | 67090F106 | |||||
Meeting Date: MAY 11, | 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 17, | 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John P. Amboian | For | For | Management | ||||
1.2 | Elect Director Willard L. Boyd | For | For | Management | ||||
1.3 | Elect Director Duane R. Kullberg | For | For | Management | ||||
1.4 | Elect Director Roderick A. Palmore | For | For | Management | ||||
1.5 | Elect Director Connie K. Duckworth | For | For | Management | ||||
1.6 | Elect Director Timothy R. Schwertfeger | For | For | Management | ||||
1.7 | Elect Director Pierre E. Leroy | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Other Business | For | Against | Management | ||||
-------------------------------------------------------------------------------- | ||||||||
OSHKOSH TRUCK CORP. | ||||||||
Ticker: | OSK | Security ID: | 688239201 | |||||
Meeting Date: FEB 7, 2006 | Meeting Type: Annual | |||||||
Record Date: DEC 12, | 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. William Andersen | For | For | Management | ||||
1.2 | Elect Director Robert G. Bohn | For | For | Management | ||||
1.3 | Elect Director Robert A. Cornog | For | For | Management | ||||
1.4 | Elect Director Richard M. Donnelly | For | For | Management | ||||
1.5 | Elect Director Donald V. Fites | For | For | Management |
1.6 | Elect Director Frederick M. Franks, Jr | For | For | Management | |||
1.7 | Elect Director Michael W. Grebe | For | For | Management | |||
1.8 | Elect Director Kathleen J. Hempel | For | For | Management | |||
1.9 | Elect Director Harvey N. Medvin | For | For | Management | |||
1.10 | Elect Director J. Peter Mosling, Jr. | For | For | Management | |||
1.11 | Elect Director Richard G. Sim | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
PACIFIC SUNWEAR OF CALIFORNIA, INC. | |||||||
Ticker: | PSUN | Security ID: | 694873100 | ||||
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | ||||||
Record Date: APR 3, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Michael Weiss | For | For | Management | |||
1.2 | Elect Director Seth R. Johnson | For | For | Management | |||
1.3 | Elect Director Sally Frame Kasaks | For | For | Management | |||
1.4 | Elect Director Thomas M. Murnane | For | For | Management | |||
1.5 | Elect Director Peter Starrett | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
PARAMETRIC TECHNOLOGY CORP. | |||||||
Ticker: | PMTC | Security ID: | 699173100 | ||||
Meeting Date: MAR 1, 2006 | Meeting Type: Annual | ||||||
Record Date: JAN 6, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Donald K. Grierson | For | For | Management | |||
1.2 | Elect Director Oscar B. Marx, III | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
PEABODY ENERGY CORP. | |||||||
Ticker: | BTU | Security ID: | 704549104 | ||||
Meeting Date: MAY 5, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 15, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Gregory H. Boyce | For | Withhold | Management | |||
1.2 | Elect Director William E. James | For | Withhold | Management | |||
1.3 | Elect Director Robert B. Karn, III | For | Withhold | Management | |||
1.4 | Elect Director Henry E. Lentz | For | Withhold | Management | |||
1.5 | Elect Director Blanche M. Touhill, Ph.D. For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | |||
3 | Increase Authorized Common Stock | For | For | Management | |||
4 | Establish Other Board Committee | Against | Against | Shareholder |
5 | Require a Majority Vote for the Election | Against | For | Shareholder | ||
of Directors | ||||||
6 | Declassify the Board of Directors | Against | For | Shareholder | ||
7 | Report on Water Pollution Policy | Against | Against | Shareholder | ||
-------------------------------------------------------------------------------- | ||||||
PEDIATRIX MEDICAL GROUP, INC. | ||||||
Ticker: | PDX | Security ID: 705324101 | ||||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 15, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Cesar L. Alvarez | For | Withhold | Management | ||
1.2 | Elect Director Waldemar A. Carlo, M.D. | For | For | Management | ||
1.3 | Elect Director Michael B. Fernandez | For | For | Management | ||
1.4 | Elect Director Roger K. Freeman, M.D. | For | For | Management | ||
1.5 | Elect Director Paul G. Gabos | For | For | Management | ||
1.6 | Elect Director P.J. Goldschmidt, M.D. | For | For | Management | ||
1.7 | Elect Director Roger J. Medel, M.D. | For | For | Management | ||
1.8 | Elect Director Lawrence M. Mullen | For | For | Management | ||
1.9 | Elect Director Enrique J. Sosa, Ph.D. | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
PHILLIPS-VAN HEUSEN CORP. | ||||||
Ticker: | PVH | Security ID: 718592108 | ||||
Meeting Date: JUN 13, 2006 | Meeting Type: Annual | |||||
Record Date: APR 19, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Emanuel Chirico | For | Withhold | Management | ||
1.2 | Elect Director Edward H. Cohen | For | Withhold | Management | ||
1.3 | Elect Director Joseph B. Fuller | For | Withhold | Management | ||
1.4 | Elect Director Joel H. Goldberg | For | Withhold | Management | ||
1.5 | Elect Director Marc Grosman | For | Withhold | Management | ||
1.6 | Elect Director Bruce J. Klatsky | For | Withhold | Management | ||
1.7 | Elect Director Bruce Maggin | For | Withhold | Management | ||
1.8 | Elect Director Henry Nasella | For | Withhold | Management | ||
1.9 | Elect Director Rita M. Rodriguez | For | Withhold | Management | ||
2 | Company Specific --Provides the Holders | For | For | Management | ||
of our Series B Preferred Stock with the | ||||||
Right to Elect up to Three Directors | ||||||
3 | Increase Authorized Common Stock | For | For | Management | ||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||
5 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
PROGRESS SOFTWARE CORP. | ||||||
Ticker: | PRGS | Security ID: 743312100 |
Meeting Date: APR 20, | 2006 | Meeting Type: Annual | |||||
Record Date: FEB 24, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Fix Number of and Elect Directors | For | For | Management | |||
2.1 | Elect Director Joseph W. Alsop | For | For | Management | |||
2.2 | Elect Director Roger J. Heinen, Jr. | For | For | Management | |||
2.3 | Elect Director Michael L. Mark | For | For | Management | |||
2.4 | Elect Director Scott A. Mcgregor | For | Withhold | Management | |||
2.5 | Elect Director Amram Rasiel | For | For | Management | |||
3 | Amend Omnibus Stock Plan | For | Against | Management | |||
-------------------------------------------------------------------------------- | |||||||
PROVIDIAN FINANCIAL CORP. | |||||||
Ticker: | Security ID: | 74406A102 | |||||
Meeting Date: AUG 31, | 2005 | Meeting Type: Special | |||||
Record Date: AUG 1, 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Approve Merger Agreement | For | Against | Management | |||
2 | Adjourn Meeting | For | Against | Management | |||
-------------------------------------------------------------------------------- | |||||||
R.H. DONNELLEY CORP. | |||||||
Ticker: | RHD | Security ID: | 74955W307 | ||||
Meeting Date: JAN 25, | 2006 | Meeting Type: Special | |||||
Record Date: DEC 19, | 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Approve Merger Agreement | For | For | Management | |||
2 | Adjourn Meeting | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
R.H. DONNELLEY CORP. | |||||||
Ticker: | RHD | Security ID: | 74955W307 | ||||
Meeting Date: JUN 1, 2006 | Meeting Type: Annual | ||||||
Record Date: APR 14, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Elect Director Nancy E. Cooper | For | For | Management | |||
2 | Elect Director R. Glenn Hubbard | For | For | Management | |||
3 | Elect Director Robert Kamerschen | For | For | Management | |||
4 | Elect Director David C. Swanson | For | For | Management | |||
5 | Ratify Auditor | For | For | Management | |||
-------------------------------------------------------------------------------- |
RESPIRONICS, INC. | |||||||||
Ticker: | RESP | Security ID: | 761230101 | ||||||
Meeting Date: NOV | 15, | 2005 | Meeting Type: Annual | ||||||
Record Date: OCT | 3, 2005 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1.1 | Elect Director J. Terry Dewberry | For | For | Management | |||||
1.2 | Elect Director Donald H. Jones | For | For | Management | |||||
1.3 | Elect Director James W. Liken | For | For | Management | |||||
1.4 | Elect Director John L. Miclot | For | For | Management | |||||
2 | Ratify Auditors | For | For | Management | |||||
3 | Approve Omnibus Stock Plan | For | Against | Management | |||||
-------------------------------------------------------------------------------- | |||||||||
ROWAN COMPANIES, INC. | |||||||||
Ticker: | RDC | Security ID: | 779382100 | ||||||
Meeting Date: APR | 28, | 2006 | Meeting Type: Annual | ||||||
Record Date: MAR | 1, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1.1 | Elect Director John R. Huff | For | Withhold | Management | |||||
1.2 | Elect Director Federick R. Lausen | For | Withhold | Management | |||||
2 | Ratify Auditors | For | For | Management | |||||
-------------------------------------------------------------------------------- | |||||||||
SAFETY INSURANCE GROUP, INC. | |||||||||
Ticker: | SAFT | Security ID: | 78648T100 | ||||||
Meeting Date: MAY | 19, | 2006 | Meeting Type: Annual | ||||||
Record Date: APR | 3, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1.1 | Elect Director Peter J. Manning | For | For | Management | |||||
1.2 | Elect Director David K. McKown | For | For | Management | |||||
2 | Amend Omnibus Stock Plan | For | For | Management | |||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||||
-------------------------------------------------------------------------------- | |||||||||
SALIX PHARMACEUTICALS LTD | |||||||||
Ticker: | SLXP | Security ID: | 795435106 | ||||||
Meeting Date: SEP | 30, | 2005 | Meeting Type: Special | ||||||
Record Date: AUG | 23, | 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1 | Issue Shares in Connection with an | For | For | Management | |||||
Acquisition |
-------------------------------------------------------------------------------- | |||||||
SEAGATE TECHNOLOGY | |||||||
Ticker: | STX | Security ID: G7945J104 | |||||
Meeting Date: MAY 17, 2006 | Meeting Type: Special | ||||||
Record Date: APR 11, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | PROPOSAL TO APPROVE THE ISSUANCE OF | For | For | Management | |||
SEAGATE COMMON SHARES PURSUANT TO THE | |||||||
AGREEMENT AND PLAN OF MERGER, DATED AS OF | |||||||
DECEMBER 20, 2005 (AS AMENDED, | |||||||
SUPPLEMENTED OR MODIFIED FROM TIME TO | |||||||
TIME, THE MERGER AGREEMENT ) BY AND | |||||||
AMONG SEAGATE TECHNOLOGY, MD MER | |||||||
2 | PROPOSAL TO APPROVE ADJOURNMENT OF THE | For | For | Management | |||
EXTRAORDINARY GENERAL MEETING TO A LATER | |||||||
DATE OR DATES, IF NECESSARY, TO SOLICIT | |||||||
ADDITIONAL PROXIES IF THERE ARE | |||||||
INSUFFICIENT VOTES AT THE TIME OF THE | |||||||
EXTRAORDINARY GENERAL MEETING TO APPROVE | |||||||
THE ISSUANCE OF SEAGATE | |||||||
-------------------------------------------------------------------------------- | |||||||
SHERWIN-WILLIAMS CO., THE | |||||||
Ticker: | SHW | Security ID: | 824348106 | ||||
Meeting Date: APR 19, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 3, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Fix Number of and Elect Director A.F. | For | For | Management | |||
ANTON | |||||||
1.2 | Elect Director J.C. Boland | For | For | Management | |||
1.3 | Elect Director C.M. Connor | For | For | Management | |||
1.4 | Elect Director D.E. Evans | For | For | Management | |||
1.5 | Elect Director D.F. Hodnik | For | For | Management | |||
1.6 | Elect Director S.J. Kropt | For | For | Management | |||
1.7 | Elect Director R.W. Mahoney | For | For | Management | |||
1.8 | Elect Director G.E. McCullough | For | For | Management | |||
1.9 | Elect Director A.M. Mixon, III | For | For | Management | |||
1.10 | Elect Director C.E. Moll | For | For | Management | |||
1.11 | Elect Director R.K. Smucker | For | For | Management | |||
2 | Approve Omnibus Stock Plan | For | For | Management | |||
3 | Approve Non-Employee Director Omnibus | For | For | Management | |||
Stock Plan | |||||||
4 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
SIERRA HEALTH SERVICES, INC. | |||||||
Ticker: | SIE | Security ID: | 826322109 |
Meeting Date: MAY 23, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 27, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Albert L. Greene | For | For | Management | |||
1.2 | Elect Director Erin E. MacDonald | For | For | Management | |||
1.3 | Elect Director Charles L. Ruthe | For | For | Management | |||
2 | Amend Non-Employee Director Omnibus Stock For | For | Management | ||||
Plan | |||||||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
SIGMATEL INC. | |||||||
Ticker: | SGTL | Security ID: 82661W107 | |||||
Meeting Date: APR 26, | 2006 | Meeting Type: Annual | |||||
Record Date: FEB 28, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director John A. Hime | For | For | Management | |||
1.2 | Elect Director Kenneth P. Lawler | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
SPIRIT FINANCE CORPORATON | |||||||
Ticker: | SFC | Security ID: | 848568101 | ||||
Meeting Date: MAY 19, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 7, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Morton H. Fleischer | For | For | Management | |||
1.2 | Elect Director Christopher H. Volk | For | For | Management | |||
1.3 | Elect Director Willie R. Barnes | For | For | Management | |||
1.4 | Elect Director Linda J. Blessing | For | For | Management | |||
1.5 | Elect Director Dennis E. Mitchem | For | For | Management | |||
1.6 | Elect Director Paul F. Oreffice | For | For | Management | |||
1.7 | Elect Director James R. Parish | For | For | Management | |||
1.8 | Elect Director Kenneth B. Roath | For | For | Management | |||
1.9 | Elect Director Casey J. Sylla | For | For | Management | |||
1.10 | Elect Director Shelby Yastrow | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
SSA GLOBAL TECHNOLOGIES, INC. | |||||||
Ticker: | SSAG | Security ID: 78465P108 | |||||
Meeting Date: MAY 25, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 31, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director John W. Barter | For | Withhold | Management |
1.2 | Elect Director James N. Chapman | For | Withhold | Management | ||
1.3 | Elect Director Howard S. Cohen | For | Withhold | Management | ||
1.4 | Elect Director Michael M. Green | For | Withhold | Management | ||
1.5 | Elect Director Michael Greenough | For | Withhold | Management | ||
1.6 | Elect Director Marcus C. Hansen | For | Withhold | Management | ||
1.7 | Elect Director Pieter Korteweg | For | Withhold | Management | ||
1.8 | Elect Director J. Michael Lawrie | For | Withhold | Management | ||
1.9 | Elect Director Marc F. McMorris | For | Withhold | Management | ||
1.10 | Elect Director Mark A. Neporent | For | Withhold | Management | ||
2 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
STAMPS.COM, INC. | ||||||
Ticker: | STMP | Security ID: | 852857200 | |||
Meeting Date: JUN 7, 2006 | Meeting Type: Annual | |||||
Record Date: APR 14, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director G. Bradford Jones | For | For | Management | ||
1.2 | Elect Director Lloyd I. Miller | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
STEEL DYNAMICS, INC. | ||||||
Ticker: | STLD | Security ID: | 858119100 | |||
Meeting Date: MAY 18, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 28, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Keith E. Busse | For | For | Management | ||
1.2 | Elect Director Mark D. Millett | For | For | Management | ||
1.3 | Elect Director Richard P. Teets, Jr. | For | For | Management | ||
1.4 | Elect Director John C. Bates | For | For | Management | ||
1.5 | Elect Director Frank D. Byrne, M.D. | For | For | Management | ||
1.6 | Elect Director Paul B. Edgerley | For | For | Management | ||
1.7 | Elect Director Richard J. Freeland | For | For | Management | ||
1.8 | Elect Director Jurgen Kolb | For | For | Management | ||
1.9 | Elect Director James C. Marcuccilli | For | For | Management | ||
1.10 | Elect Director Joseph D. Ruffolo | For | For | Management | ||
2 | Ratify Auditors | For | For | Management | ||
3 | Approve Omnibus Stock Plan | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
STEIN MART, INC. | ||||||
Ticker: | SMRT | Security ID: | 858375108 | |||
Meeting Date: JUN 6, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 31, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Alvin R. Carpenter | For | For | Management | ||
1.2 | Elect Director Linda McFarland Farthing | For | For | Management | ||
1.3 | Elect Director Michael D. Fisher | For | For | Management | ||
1.4 | Elect Director Mitchell W. Legler | For | Withhold | Management | ||
1.5 | Elect Director Michael D. Rose | For | For | Management | ||
1.6 | Elect Director Richard L. Sisisky | For | For | Management | ||
1.7 | Elect Director Jay Stein | For | For | Management | ||
1.8 | Elect Director Martin E. Stein, Jr. | For | For | Management | ||
1.9 | Elect Director J. Wayne Weaver | For | For | Management | ||
1.10 | Elect Director John H. Williams, Jr. | For | For | Management | ||
1.11 | Elect Director James H. Winston | For | For | Management | ||
2 | Approve Omnibus Stock Plan | For | For | Management | ||
3 | Approve Qualified Employee Stock Purchase For | For | Management | |||
Plan | ||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
STERIS CORP. | ||||||
Ticker: | STE | Security ID: 859152100 | ||||
Meeting Date: JUL 29, 2005 | Meeting Type: Annual | |||||
Record Date: | JUN 3, 2005 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect | Director Cynthia L. Feldmann | For | For | Management | |
1.2 | Elect | Director Stephen R. Hardis | For | Withhold | Management | |
1.3 | Elect | Director Jacqueline B. Kosecoff | For | For | Management | |
1.4 | Elect | Director Raymond A. Lancaster | For | For | Management | |
1.5 | Elect | Director J.B. Richey | For | For | Management | |
1.6 | Elect | Director Mohsen M. Sohi | For | For | Management | |
1.7 | Elect | Director Les C. Vinney | For | For | Management | |
1.8 | Elect | Director Michael B. Wood | For | For | Management | |
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
SUNOCO, INC. | ||||||
Ticker: | SUN | Security ID: 86764P109 | ||||
Meeting Date: MAY 4, 2006 | Meeting Type: Annual | |||||
Record Date: | FEB 9, 2006 | |||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director R. J. Darnall | For | For | Management | ||
1.2 | Elect Director J. G. Drosdick | For | For | Management | ||
1.3 | Elect Director U. O. Fairbairn | For | For | Management | ||
1.4 | Elect Director T. P. Gerrity | For | Withhold | Management | ||
1.5 | Elect Director R. B. Greco | For | For | Management | ||
1.6 | Elect Director J. G. Kaiser | For | For | Management | ||
1.7 | Elect Director R. A. Pew | For | For | Management | ||
1.8 | Elect Director G. J. Ratcliffe | For | For | Management | ||
1.9 | Elect Director J. W. Rowe | For | For | Management | ||
1.10 | Elect Director J. K. Wulff | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
SYBRON DENTAL SPECIALTIES, INC. | |||||||
Ticker: | Security ID: | 871142105 | |||||
Meeting Date: FEB 8, 2006 | Meeting Type: Annual | ||||||
Record Date: | DEC 16, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Donald N. Ecker | For | For | Management | |||
1.2 | Elect Director Robert W. Klemme | For | For | Management | |||
2 | Approve Executive Incentive Bonus Plan | For | Abstain | Management | |||
3 | Approve Restricted Stock Plan | For | Against | Management | |||
-------------------------------------------------------------------------------- | |||||||
TALX CORPORATION | |||||||
Ticker: | TALX | Security ID: | 874918105 | ||||
Meeting Date: SEP 8, 2005 | Meeting Type: Annual | ||||||
Record Date: | JUL 8, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect | Director William W. Canfield | For | For | Management | ||
1.2 | Elect | Director Richard F. Ford | For | For | Management | ||
2 | Increase Authorized Common Stock | For | For | Management | |||
3 | Approve Omnibus Stock Plan | For | Against | Management | |||
4 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
TIMKEN CO. (THE) | |||||||
Ticker: | TKR | Security ID: | 887389104 | ||||
Meeting Date: APR 18, 2006 | Meeting Type: Annual | ||||||
Record Date: | FEB 21, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Joseph W. Ralston | For | For | Management | |||
1.2 | Elect Director John M. Timken, Jr. | For | For | Management | |||
1.3 | Elect Director Jacqueline F. Woods | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
TRANSACTION SYSTEMS ARCHITECTS, INC. | |||||||
Ticker: | TSAI | Security ID: | 893416107 | ||||
Meeting Date: MAR 7, 2006 | Meeting Type: Annual | ||||||
Record Date: | JAN 6, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Roger K. Alexander | For | For | Management | |||
1.2 | Elect Director John D. Curtis | For | For | Management | |||
1.3 | Elect Director Philip G. Heasley | For | For | Management | |||
1.4 | Elect Director Jim D. Kever | For | For | Management | |||
1.5 | Elect Director Harlan F. Seymour | For | For | Management | |||
1.6 | Elect Director John E. Stokely | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
TUPPERWARE BRANDS CORP. | |||||||
Ticker: | TUP | Security ID: | 899896104 | ||||
Meeting Date: MAY 17, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 20, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Kriss Cloninger, III | For | For | Management | |||
1.2 | Elect Director Joe R. Lee | For | For | Management | |||
1.3 | Elect Director Bob Marbut | For | For | Management | |||
1.4 | Elect Director David R. Parker | For | For | Management | |||
1.5 | Elect Director J. Patrick Spainhour | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Amend Non-Employee Director Omnibus Stock For | For | Management | ||||
Plan | |||||||
4 | Approve Omnibus Stock Plan | For | Against | Management | |||
-------------------------------------------------------------------------------- | |||||||
UNIONBANCAL CORP. | |||||||
Ticker: | UB | Security ID: | 908906100 | ||||
Meeting Date: APR 26, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 3, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Aida M. Alvarez | For | For | Management | |||
1.2 | Elect Director David R. Andrews | For | For | Management | |||
1.3 | Elect Director L. Dale Crandall | For | Withhold | Management | |||
1.4 | Elect Director Richard D. Farman | For | For | Management | |||
1.5 | Elect Director Stanley F. Farrar | For | Withhold | Management | |||
1.6 | Elect Director Philip B. Flynn | For | For | Management | |||
1.7 | Elect Director Michael J. Gillfillan | For | For | Management | |||
1.8 | Elect Director Ronald L. Havner, Jr | For | For | Management | |||
1.9 | Elect Director Norimichi Kanari | For | For | Management | |||
1.10 | Elect Director Mary S. Metz | For | For | Management | |||
1.11 | Elect Director Shigemitsu Miki | For | Withhold | Management | |||
1.12 | Elect Director Takashi Morimura | For | For | Management | |||
1.13 | Elect Director J. Fernando Niebla | For | For | Management | |||
1.14 | Elect Director Masashi Oka | For | For | Management | |||
1.15 | Elect Director Tetsuo Shimura | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | |||
4 | Ratify Auditors | For | For | Management |
-------------------------------------------------------------------------------- | |||||||
UNIT CORPORATION | |||||||
Ticker: | UNT | Security ID: | 909218109 | ||||
Meeting Date: MAY 3, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 6, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director John G. Nikkel | For | For | Management | |||
1.2 | Elect Director Gary R. Christopher | For | For | Management | |||
1.3 | Elect Director Robert J. Sullivan, Jr. | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Increase Authorized Common Stock | For | For | Management | |||
4 | Increase Authorized Preferred Stock | For | Against | Management | |||
5 | Approve Omnibus Stock Plan | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
UNIVERSAL COMPRESSION HOLDINGS, INC. | |||||||
Ticker: | UCO | Security ID: | 913431102 | ||||
Meeting Date: APR 19, 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 6, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director William M. Pruellage | For | For | Management | |||
2 | Amend Qualified Employee Stock Purchase For | For | Management | ||||
Plan | |||||||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
VARIAN MEDICAL SYSTEMS INC | |||||||
Ticker: | VAR | Security ID: | 92220P105 | ||||
Meeting Date: FEB 16, 2006 | Meeting Type: Annual | ||||||
Record Date: DEC 19, 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Timothy E. Guertin | For | For | Management | |||
1.2 | Elect Director David W. Martin | For | For | Management | |||
1.3 | Elect Director R Naumann-Etienne | For | For | Management | |||
1.4 | Elect Director Kent J. Thiry | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
VERITAS DGC INC. | |||||||
Ticker: | VTS | Security ID: | 92343P107 |
Meeting Date: DEC 15, | 2005 | Meeting Type: Annual | ||||||
Record Date: OCT 17, | 2005 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Loren K. Carroll | For | For | Management | ||||
1.2 | Elect Director Clayton P. Cormier | For | For | Management | ||||
1.3 | Elect Director James R. Gibbs | For | For | Management | ||||
1.4 | Elect Director Thierry Pilenko | For | For | Management | ||||
1.5 | Elect Director Jan Rask | For | Withhold | Management | ||||
1.6 | Elect Director Yoram Shoham | For | For | Management | ||||
1.7 | Elect Director David F. Work | For | For | Management | ||||
1.8 | Elect Director Terence K. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
-------------------------------------------------------------------------------- | ||||||||
W. R. BERKLEY CORP. | ||||||||
Ticker: | BER | Security ID: | 084423102 | |||||
Meeting Date: MAY 16, | 2006 | Meeting Type: Annual | ||||||
Record Date: MAR 20, | 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William R. Berkley | For | Withhold | Management | ||||
1.2 | Elect Director George G. Daly | For | Withhold | Management | ||||
1.3 | Elect Director Philip J. Ablove | For | Withhold | Management | ||||
1.4 | Elect Director Mary C. Farrell | For | Withhold | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
-------------------------------------------------------------------------------- | ||||||||
WATSON PHARMACEUTICALS, INC. | ||||||||
Ticker: | WPI | Security ID: | 942683103 | |||||
Meeting Date: MAY 5, 2006 | Meeting Type: Annual | |||||||
Record Date: MAR 23, | 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jack Michelson | For | For | Management | ||||
1.2 | Elect Director Ronald R. Taylor | For | For | Management | ||||
1.3 | Elect Director Andrew L. Turner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
-------------------------------------------------------------------------------- | ||||||||
WESCO INTERNATIONAL, INC. | ||||||||
Ticker: | WCC | Security ID: 95082P105 | ||||||
Meeting Date: MAY 17, | 2006 | Meeting Type: Annual | ||||||
Record Date: APR 3, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven A. Raymund | For | For | Management | |||
1.2 | Elect Director Lynn M. Utter, Jr. | For | For | Management | |||
1.3 | Elect Director William J. Vareschi | For | For | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
WEST CORPORATION | |||||||
Ticker: | WSTC | Security ID: | 952355105 | ||||
Meeting Date: MAY 11, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 17, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Thomas B. Barker | For | Withhold | Management | |||
1.2 | Elect Director William E. Fisher | For | Withhold | Management | |||
2 | Ratify Auditors | For | For | Management | |||
3 | Approve Omnibus Stock Plan | For | Against | Management | |||
-------------------------------------------------------------------------------- | |||||||
WESTERN REFINING INC | |||||||
Ticker: | WNR | Security ID: | 959319104 | ||||
Meeting Date: MAY 24, | 2006 | Meeting Type: Annual | |||||
Record Date: MAR 27, | 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Brian J. Hogan | For | Withhold | Management | |||
1.2 | Elect Director Scott D. Weaver | For | Withhold | Management | |||
2 | Ratify Auditors | For | For | Management | |||
-------------------------------------------------------------------------------- | |||||||
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | |||||||
Ticker: | WAB | Security ID: | 929740108 | ||||
Meeting Date: MAY 17, | 2006 | Meeting Type: Annual | |||||
Record Date: APR 7, 2006 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Kim G. Davis | For | For | Management | |||
1.2 | Elect Director Michael W.D. Howell | For | For | Management | |||
1.3 | Elect Director Gary C. Valade | For | For | Management | |||
2 | Amend Omnibus Stock Plan | For | For | Management | |||
3 | Amend Non-Employee Director Omnibus Stock For | For | Management | ||||
Plan | |||||||
-------------------------------------------------------------------------------- | |||||||
ZALE CORP. | |||||||
Ticker: | ZLC | Security ID: | 988858106 |
Meeting Date: NOV 11, 2005 | Meeting Type: Annual | |||||
Record Date: SEP 12, 2005 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Richard C. Marcus | For | For | Management | ||
1.2 | Elect Director Mary L. Forte | For | For | Management | ||
1.3 | Elect Director J. Glen Adams | For | For | Management | ||
1.4 | Elect Director A. David Brown | For | For | Management | ||
1.5 | Elect Director Mary E. Burton | For | For | Management | ||
1.6 | Elect Director Sue E. Gove | For | For | Management | ||
1.7 | Elect Director John B. Lowe, Jr. | For | For | Management | ||
1.8 | Elect Director Thomas C. Shull | For | For | Management | ||
1.9 | Elect Director David M. Szymanski | For | For | Management | ||
2 | Amend Omnibus Stock Plan | For | For | Management | ||
3 | Approve Non-Employee Director Stock | For | For | Management | ||
Option Plan | ||||||
4 | Ratify Auditors | For | For | Management | ||
-------------------------------------------------------------------------------- | ||||||
ZENITH NATIONAL INSURANCE CORP. | ||||||
Ticker: | ZNT | Security ID: | 989390109 | |||
Meeting Date: MAY 24, 2006 | Meeting Type: Annual | |||||
Record Date: MAR 27, 2006 | ||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
1.1 | Elect Director Max M. Kampelman | For | For | Management | ||
1.2 | Elect Director Robert J. Miller | For | For | Management | ||
1.3 | Elect Director Leon E. Panetta | For | For | Management | ||
1.4 | Elect Director Catherine B. Reynolds | For | For | Management | ||
1.5 | Elect Director Alan I. Rothenberg | For | For | Management | ||
1.6 | Elect Director William S. Sessions | For | For | Management | ||
1.7 | Elect Director Gerald Tsai, Jr. | For | For | Management | ||
1.8 | Elect Director Michael Wm. Zavis | For | For | Management | ||
1.9 | Elect Director Stanley R. Zax | For | For | Management | ||
2 | Amend Restricted Stock Plan | For | For | Management | ||
3 | Increase Authorized Common Stock | For | For | Management | ||
4 | Ratify Auditors | For | For | Management | ||
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) TH LEE, PUTNAM INVESTMENT TRUST
By (Signature and Title) /s/ James F. Clark
--------------------------------------
James F. Clark
Vice President and Assistant Clerk
Date August 11, 2006
TH Lee, Putnam Capital Management, LLC
One Post Office Square
Boston, MA 02109
August 11, 2006
Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, DC 20549-1004
Re: TH Lee, Putnam Investment Trust, on behalf of its TH Lee, Putnam Emerging Opportunities Portfolio series (the “Fund”) (File No. 811-1033)
Ladies and Gentlemen:
Pursuant to Rule 30b1-4 under the Investment Company Act of 1940 Act, we are transmitting for filing via the EDGAR system the Fund’s report on Form N-PX for the 12-month period ended June 30, 2006. Please feel free to contact me at 617-760-1168.
Very truly yours,
/s/ Victoria R. Card
----------------------------
Victoria R. Card
Vice President