| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| |||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol COLUMBUS MCKINNON CORP [ CMCO ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| ||||||||||||||||||||||||
| 3. Date of Earliest Transaction (Month/Day/Year) 07/20/2020 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
| |||||||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 47,698 | D | ||||||||
| Common Stock | 07/20/2020 | A | 1,801(1) | A | $33.32 | 49,499 | D | |||
| Common Stock | 07/20/2020 | A | 1,500(2) | A | $0 | 50,999 | D | |||
| Common Stock | 07/20/2020 | M | 381(3) | A | $0 | 51,380 | D | |||
| Common Stock | 07/20/2020 | M | 760(4) | A | $0 | 52,140 | D | |||
| Common Stock | 07/20/2020 | M | 1,509(5) | A | $0 | 53,649 | D | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (6) | 07/20/2020 | M | 381.8182 | (3) | (3) | Common Stock | 381.8182 | $0 | 0 | D | ||||
| Restricted Stock Units | (6) | 07/20/2020 | M | 760.0066 | (4) | (4) | Common Stock | 760.0066 | $0 | 0 | D | ||||
| Restricted Stock Units | (6) | 07/20/2020 | M | 1,511.3935 | (5) | (5) | Common Stock | 1,511.3935 | $0 | 0 | D | ||||
| Explanation of Responses: |
| 1. Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019. |
| 2. Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019. These units were granted with immediate vesting on July 20, 2020. |
| 3. 381.8182 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 20, 2020 of which 381 shares were issued as common stock and .8182 was issued in cash of $27.26 |
| 4. 760.0066 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 20, 2020 of which 760 shares were issued as common stock and .0066 was issued in cash of $.22. |
| 5. 1511.3935 restricted stock units became fully vested upon reporting persons retirement as a director of issuer on July 20, 2020 of which 1509 shares were issued as common stock and 2.3935. was issued in cash of $79.75. |
| 6. Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock. |
| Remarks: |
| Mary C. O'Connor, Power of Attorney for Ernest R. Verebelyi | 07/22/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
