UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 24, 2009
TIDEWATER FUTURES FUND L.P.
(Exact name of registrant as specified in its charter)
New York | 000-52604 | 13-3811113 |
(State or other (Commission File (IRS Employer
jurisdiction of | Number) | Identification No.) |
incorporation)
c/o Ceres Managed Futures LLC
55 East 59th Street - 10th Floor
New York, New York 10022
(Address and Zip Code of principal executive offices)
Registrant’s telephone number, including area code: (212) 559-2011
Smith Barney Tidewater Futures Fund L.P.
c/o Citigroup Managed Futures LLC
55 East 59th Street - 10th Floor
New York, New York 10022
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
Change to the Registrant’s and the General Partner’s Name
The Registrant's name was changed from “Smith Barney Tidewater Futures Fund L.P.” to “Tidewater Futures Fund L.P.” on September 28, 2009.
The name of the general partner of the Registrant changed from “Citigroup Managed Futures LLC” to “Ceres Managed Futures LLC” on September 24, 2009.
The general partner of the Registrant filed with the Secretary of State of the State of New York a Certificate of Amendment to the Certificate of Limited Partnership for the Registrant noting each of the change in name of the general partner and the change in name of the Registrant, on September 28, 2009.
Item 9.01 | Financial Statements and Exhibits. |
| (d) | Exhibits. |
| |
Exhibit No. | Description | |||
99.1 | Amendment to the Certificate of Limited Partnership of Smith Barney Tidewater Futures Fund L.P. dated September 28, 2009. | |||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
TIDEWATER FUTURES FUND L.P.
By: Ceres Managed Futures LLC, General Partner
By /s/ Jerry Pascucci
| Jerry Pascucci |
| President and Director |
By /s/ Jennifer Magro
| Jennifer Magro |
| Chief Financial Officer and Director |
Date: September 29, 2009