FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
Securities Exchange Act of 1934
For the month of June 2007
HOLMES FINANCING (No 4) PLC
HOLMES FUNDING LIMITED
HOLMES TRUSTEES LIMITED
(Translation of registrant's name into English)
Abbey National House, 2 Triton Square, Regent’s
Place, London NW1 3AN, England
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F . . . .X. . . . Form 40-F . . . . . . . .
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes . . . . . . . No . . .X. . . .
HOLMES FINANCING (NO. 4) PLC
CERTIFICATE RELATING TO FINANCIAL INFORMATION
PURSUANT TO SECTION 13(H) OF THE TRUST DEED
Pursuant to Section 13(h) of the Fourth Issuer Trust Deed, dated as of July 5, 2001 between Holmes Financing (No. 4) plc (the “Fourth Issuer”) and the Chase Manhattan Bank, London Branch, as note trustee (the “Note Trustee”), the undersigned officers of the Fourth Issuer, Martin McDermott and Wilmington Trust SP Services (London) Limited, hereby certify, to the best of their knowledge and belief, that:
(1) | as at April 30, 2007, there did not exist and had not existed since the date of the most recent officers’ certificate provided to the Note Trustee pursuant to Section 13(H) of the Fourth Issuer Trust Deed, or since July 5, 2001 if no such certificate has previously been provided, any Note Event of Default (as defined in the Fourth Issuer Trust Deed) and |
(2) | during the period from and including the certification date of the most recent officers’ certificate provided to the Note Trustee pursuant to Section 13(h) of the Fourth Issuer Trust Deed, or since July 5, 2001 if no such certificate has previously been provided, to and including the date of this certificate, to the best of their knowledge and belief, the Fourth Issuer has complied with all its obligations contained in these presents and each of the Transaction Documents (as defined in the Fourth Issuer Trust Deed) to which it is a party. |
Dated as of the 30th day of April 2007
By | /s/ RUTH SAMSON |
| Ruth Samson |
| Director | |
| By | /s/ PAUL WINSHIP |
| Authorised Signatory for and on behalf of Wilmington Trust SP Services (London) Limited Wilmington Trust SP Services (London) Limited Director | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| HOLMES FINANCING (No 4) PLC | ||
| Dated: 27 June 2007 | By / s / Jessica Petrie | ||
| (Authorised Signatory) | |||
