The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D
Notice of Exempt Offering of Securities
| | OMB APPROVAL | | OMB Number: | 3235-0076 | | Estimated average burden | | hours per response: | 4.00 |
|
|
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001145460 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| INVERNESS MEDICAL INNOVATIONS INC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| INVERNESS MEDICAL INNOVATIONS INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-647-3900 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460638 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Redwood Toxicology Laboratory, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| CALIFORNIA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Redwood Toxicology Laboratory, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001035734 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| ALERE MEDICAL INC |
| Jurisdiction of Incorporation/Organization |
|---|
| CALIFORNIA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| ALERE MEDICAL INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460788 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Ameditech Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| CALIFORNIA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Ameditech Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001141899 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| APPLIED BIOTECH INC / |
| Jurisdiction of Incorporation/Organization |
|---|
| WISCONSIN |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| APPLIED BIOTECH INC / |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460657 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Alere Health Improvement Co |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Alere Health Improvement Co |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001461390 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Alere Health Systems, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Alere Health Systems, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460933 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Alere LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2008 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Alere LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460931 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Alere Wellology, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Alere Wellology, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460641 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Alere Women's & Children's Health LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Alere Women's & Children's Health LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0000833652 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| BINAX INC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2005 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| BINAX INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0000834306 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| BIOSITE INC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| BIOSITE INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Roard | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0000887227 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| CHOLESTECH CORPORATION |
| Jurisdiction of Incorporation/Organization |
|---|
| CALIFORNIA |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2007 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| CHOLESTECH CORPORATION |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460861 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| First Check Diagnostics Corp. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2007 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| First Check Diagnostics Corp. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460637 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| First Check Ecom, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| MASSACHUSETTS |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| First Check Ecom, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001468885 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| GeneCare Medical Genetics Center, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| NORTH CAROLINA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| GeneCare Medical Genetics Center, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001127393 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| HEMOSENSE INC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| HEMOSENSE INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460802 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| IM US Holdings, LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2007 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| IM US Holdings, LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001461096 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Innovacon, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Innovacon, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001295610 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| INNOVATIONS RESEARCH, LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2004 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| INNOVATIONS RESEARCH, LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001461395 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Innovative Mobility, LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| FLORIDA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Innovative Mobility, LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460639 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Inverness Medical - Biostar Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Inverness Medical - Biostar Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460636 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Inverness Medical Innovations North America, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2007 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Inverness Medical Innovations North America, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001295608 | | Inverness Medical International Holding Corp. II |
| | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| INVERNESS MEDICAL INTERNATIONAL HOLDING CORP. II |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| INVERNESS MEDICAL INTERNATIONAL HOLDING CORP. II |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460787 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Inverness Medical, LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Inverness Medical, LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001125977 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| ISCHEMIA TECHNOLOGIES INC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| ISCHEMIA TECHNOLOGIES INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0000916614 | | INTERNATIONAL VITAMIN CORP |
| | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| IVC INDUSTRIES INC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| IVC INDUSTRIES INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001156286 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| MATRIA OF NEW YORK INC |
| Jurisdiction of Incorporation/Organization |
|---|
| NEW YORK |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| MATRIA OF NEW YORK INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001461388 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Matritech, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2007 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Matritech, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001162506 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| QUALITY ASSURED SERVICES INC |
| Jurisdiction of Incorporation/Organization |
|---|
| FLORIDA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| QUALITY ASSURED SERVICES INC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001461391 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| RTL Holdings, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| | Over Five Years Ago | | X | Within Last Five Years (Specify Year) | 2006 | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| RTL Holdings, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001295604 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| SELFCARE TECHNOLOGY, INC. |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| SELFCARE TECHNOLOGY, INC. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001295602 | | | | Corporation | | | Limited Partnership | | X | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| WAMPOLE LABORATORIES, LLC |
| Jurisdiction of Incorporation/Organization |
|---|
| DELAWARE |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| WAMPOLE LABORATORIES, LLC |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460656 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Alere Healthcare Of Illinois |
| Jurisdiction of Incorporation/Organization |
|---|
| GEORGIA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Alere Healthcare Of Illinois |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0000932631 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| OSTEX INTERNATIONAL INC /WA/ |
| Jurisdiction of Incorporation/Organization |
|---|
| WASHINGTON |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| OSTEX INTERNATIONAL INC /WA/ |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001460606 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| Instant Technologies, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| VIRGINIA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| Instant Technologies, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
1. Issuer's Identity
| CIK (Filer ID Number) | Previous Names | | Entity Type |
|---|
| 0001471711 | | | X | Corporation | | | Limited Partnership | | | Limited Liability Company | | | General Partnership | | | Business Trust | | | Other (Specify) |
|
| Name of Issuer |
|---|
| ZyCare, Inc. |
| Jurisdiction of Incorporation/Organization |
|---|
| NORTH CAROLINA |
| Year of Incorporation/Organization |
|---|
| X | Over Five Years Ago | | | Within Last Five Years (Specify Year) | | | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
| Name of Issuer |
|---|
| ZyCare, Inc. |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
|---|
| Waltham | MA | 02453 | 781-314-4000 |
3. Related Persons
| Last Name | First Name | Middle Name |
|---|
| Zwanziger | Ron |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Inverness Medical Innovations, Inc., and Inverness Medical, LLC and Director of IVC Industries, Inc. and Selfcare Technology, Inc.
| Last Name | First Name | Middle Name |
|---|
| Scott | David |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Inverness Medical Innovations, Inc., Innovations Research, LLC, and Ischemia Technologies, Inc.
| Last Name | First Name | Middle Name |
|---|
| McAleer | Jerry |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Teitel | David |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer of Inverness Medical Innovations, Inc. and an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Toohey | David |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Eylenbosch | Hilde |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Russell | Jon |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of Inverness Medical Innovations, Inc.,Director of Biosite Incorporated, and Executive Officer and Director of ZyCare, Inc.
| Last Name | First Name | Middle Name |
|---|
| Mitchell | Brian |
| Street Address 1 | Street Address 2 |
|---|
| 9975 Summers Ridge Road |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| San Diego | CA | 92121 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Applied Biotech, Inc.
| Last Name | First Name | Middle Name |
|---|
| Yonkin | John |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer of Inverness Medical Innovations, Inc. and an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Buchanan | Philip |
| Street Address 1 | Street Address 2 |
|---|
| 201 Sage Road | Suite 300 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Chapel Hill | NC | 27514 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of GeneCare Medical Genetics Center, Inc.
| Last Name | First Name | Middle Name |
|---|
| Bridgen | John |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer of Inverness Medical Innovations, Inc. and an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Bresson | Michael |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Hempel | Paul |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer of Inverness Medical Innovations, Inc. and an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Malkani | Sanjay |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Ameditech Inc., Director of Innovacon, Inc., and Executive Officer of Instant Technologies, Inc.
| Last Name | First Name | Middle Name |
|---|
| Walton | David |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Chiniara | Ellen |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer or Inverness Medical Innovations, Inc. and an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Goldberg | Carol |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Levy | John |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Khederian | Robert |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Townsend | Peter |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Quelch | John |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Roosevelt | James |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Adashi | Eli |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Geraty | Ron |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Hart | Emanuel |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of Inverness Medical Innovations, Inc.
| Last Name | First Name | Middle Name |
|---|
| Wu | John (Zhiqiang) |
| Street Address 1 | Street Address 2 |
|---|
| 1030 Camino Santa Fe | Suite F |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| San Diego | CA | 92121 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Ameditech Inc.
| Last Name | First Name | Middle Name |
|---|
| Liu | Jinying |
| Street Address 1 | Street Address 2 |
|---|
| 1030 Camino Santa Fe | Suite F |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| San Diego | CA | 92121 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Ameditech Inc.
| Last Name | First Name | Middle Name |
|---|
| Scheu | Peter |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Cholestech Corporation, Hemosense, Inc., and Matritech, Inc.
| Last Name | First Name | Middle Name |
|---|
| Shaffer | Doug |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
The individual is an executive officer and/or director of several of Inverness' subsidiaries that are listed on this Form D as co-Issuers.
| Last Name | First Name | Middle Name |
|---|
| Underwood | Tom |
| Street Address 1 | Street Address 2 |
|---|
| 19-02 Whitestone Expressway |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Whitestone | NY | 11357 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Matria of New York, Inc.
| Last Name | First Name | Middle Name |
|---|
| Delaney | Dan |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer and Director of Innovative Mobility, LLC, Ostex International, Inc., and Quality Assured Services, Inc. Executive Officer of Wampole Laboratories, LLC
| Last Name | First Name | Middle Name |
|---|
| Leisenring | Steven |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Instant Technologies, Inc., Redwood Toxicology Laboratory, Inc., and RTL Holdings, Inc.
| Last Name | First Name | Middle Name |
|---|
| Berger | Albert |
| Street Address 1 | Street Address 2 |
|---|
| 3650 Westwind Boulevard |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Santa Rosa | CA | 95403 |
| Relationship: | | Executive Officer | X | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Director of Redwood Toxicology Laboratory, Inc. and RTL Holdings, Inc.
| Last Name | First Name | Middle Name |
|---|
| Flakne | Carla |
| Street Address 1 | Street Address 2 |
|---|
| 51 Sawyer Road | Suite 200 |
| City | State/Province/Country | ZIP/PostalCode |
|---|
| Waltham | MA | 02453 |
| Relationship: | X | Executive Officer | | Director | | Promoter |
|---|
Clarification of Response (if Necessary):
Executive Officer of IM US Holdings, LLC and Inverness Medical International Holding Corp.
4. Industry Group
| | Agriculture | | Banking & Financial Services | | | | Commercial Banking | | | Insurance | | | Investing | | | Investment Banking | | | Pooled Investment Fund | | | | Is the issuer registered as
an investment company under
the Investment Company
Act of 1940? | | | | | Other Banking & Financial Services |
| | | Business Services | | Energy | | | | | | | | | | | | |
| | Health Care | | | | | | | | | | | | | Manufacturing | | Real Estate | | | | | | | | | | |
| | Retailing | | Restaurants | | Technology | | | | | | | | Travel | | | | | | | | Tourism & Travel Services |
| | | | Other |
|
5. Issuer Size
| Revenue Range | OR | Aggregate Net Asset Value Range |
|---|
| | No Revenues | | No Aggregate Net Asset Value |
| | $1 - $1,000,000 | | $1 - $5,000,000 |
| | $1,000,001 - $5,000,000 | | $5,000,001 - $25,000,000 |
| | $5,000,001 - $25,000,000 | | $25,000,001 - $50,000,000 |
| | $25,000,001 - $100,000,000 | | $50,000,001 - $100,000,000 |
| X | Over $100,000,000 | | Over $100,000,000 |
| | Decline to Disclose | | Decline to Disclose |
| | Not Applicable | | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| | Rule 504(b)(1) (not (i), (ii) or (iii)) | | Rule 505 |
| | Rule 504 (b)(1)(i) | X | Rule 506 |
| | Rule 504 (b)(1)(ii) | | Securities Act Section 4(5) |
| | Rule 504 (b)(1)(iii) | | Investment Company Act Section 3(c) |
| | | Section 3(c)(1) | | Section 3(c)(9) |
| | | Section 3(c)(2) | | Section 3(c)(10) |
| | | Section 3(c)(3) | | Section 3(c)(11) |
| | | Section 3(c)(4) | | Section 3(c)(12) |
| | | Section 3(c)(5) | | Section 3(c)(13) |
| | | Section 3(c)(6) | | Section 3(c)(14) |
| |
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7. Type of Filing
| X | New Notice | | Date of First Sale | 2009-09-28 | | | First Sale Yet to Occur |
| | Amendment |
8. Duration of Offering
| Does the Issuer intend this offering to last more than one year? | | |
9. Type(s) of Securities Offered (select all that apply)
| | Equity | | Pooled Investment Fund Interests |
| X | Debt | | Tenant-in-Common Securities |
| | Option, Warrant or Other Right to Acquire Another Security | | Mineral Property Securities |
| | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) |
| Subsidiary Guarantees |
10. Business Combination Transaction
| Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | | |
Clarification of Response (if Necessary):
11. Minimum Investment
| Minimum investment accepted from any outside investor | $2,000 | USD |
12. Sales Compensation
| Recipient | | Recipient CRD Number | X | None |
|
| (Associated) Broker or Dealer | X | None |
| | (Associated) Broker or Dealer CRD Number | X | None |
|
| Street Address 1 | Street Address 2 |
|---|
| City | State/Province/Country | ZIP/Postal Code |
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States | | All States |
| |
13. Offering and Sales Amounts
| Total Offering Amount | $100,000,000 | USD | |
| Total Amount Sold | $100,000,000 | USD |
| Total Remaining to be Sold | $0 | USD | |
Clarification of Response (if Necessary):
Amount shown represents principal amount of notes. The notes were sold to the initial purchasers for $96,500,000.14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | |
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
| Sales Commissions | $0 | USD | |
| Finders' Fees | $0 | USD | |
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
| In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
- Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
| X | I also am a duly authorized representative of the other issuer(s) identified in Item 1 above and authorized to sign on their behalf. |
| Issuer | Signature | Name of Signer | Title | Date |
|---|
| Inverness Medical Innovations Inc | /s/ Jay McNamara | Jay McNamara | Assistant Secretary | 2009-10-13 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.
