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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10405
Alpine Series Trust
(Exact name of registrant as specified in charter)
615 East Michigan Street
3rd Floor
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)
Samuel A. Lieber
Alpine Woods Capital Investros, LLC
2500 Westchester Avenue, Suite 215
Purchase, NY 10577
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-888-785-5578
Date of fiscal year end: October 31
Date of reporting period: June 30, 2006
Item 1. Proxy Voting Record.
Vote Summary Report (Short)
07/01/05 to 06/30/06
In All Markets, for all statuses, for Alpine Dynamic Balance Fund, Alpine Dynamic Financial Services Fund, Alpine Dynamic Dividend Fund.
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | ||
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | ||
| 05/09/06 AGM | 3M CO | 88579Y101 | 03/10/06 | 65,000 | ||||
| Elect Director Linda G. Alvarado | Mgmt | For | For | |||||
| Elect Director Edward M. Liddy | Mgmt | For | For | |||||
| Elect Director Robert S. Morrison | Mgmt | For | For | |||||
| Elect Director Aulana L. Peters | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Declassify the Board of Directors | Mgmt | For | For | |||||
| Performance-Based | ShrHoldr | Against | For | |||||
| Adopt Animal Welfare Policy | ShrHoldr | Against | Against | |||||
| Implement China Principles | ShrHoldr | Against | Against | |||||
| 05/23/06 AGM | Aarhuskarlshamn AB. (formerly BNS Industrier AB) | W2170P109 | 05/17/06 | 60,000 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive President's Report | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income, Ordinary Dividends of SEK 4 per Share, and Special Dividends of SEK 25 per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Determine Number of Members (8) and Deputy Members (0) of Board | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 1.7 Million | Mgmt | For | For | |||||
| Reelect Melker Schoerling (Chairman), Carl Bek-Nielsen, Martin Bek-Nielsen, John Goodwin, and Mikael Ekdahl as Directors; Elect Ebbe Simonsen, Maerit Beckeman, and Jerker Hartwall as New Directors | Mgmt | For | For | |||||
| Reelect Melker Schoerling, Carl Bek-Nielsen, Henrik Didner, and Jan-Erik Erenius as Members of Nominating Committee | Mgmt | For | For | |||||
| Amend Articles Re: Various Change to Comply with New Swedish Companies Act | Mgmt | For | For | |||||
| Approve SEK 5.2 Million Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Mgmt | For | For | |||||
| Close Meeting | ||||||||
| 06/26/06 EGM | AB Lindex | W0166N104 | 06/19/06 | 271,000 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Approve Special Dividend of SEK 4.75 per Share | Mgmt | For | For | |||||
| Approve Stock Option Plan for Senior Executives; Approve Creation of Up to 2.25 Million Shares to Guarantee Conversion Rights | Mgmt | For | For | |||||
| Close Meeting | ||||||||
| 04/27/06 AGM | ABG Sundal Collier ASA (frmly ASKIA INVEST) | R00006107 | N/A | 1,400,000 | ||||
| Open Meeting; Registration of Shareholders | ||||||||
| Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Approve Remuneration of Directors | Mgmt | For | For | |||||
| Elect Directors | Mgmt | For | Against | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Approve Creation of NOK 12.7 Million Pool of Capital without Preemptive Rights | Mgmt | For | Against | |||||
| 05/18/06 EGM | ABG Sundal Collier ASA (frmly ASKIA INVEST) | R00006107 | N/A | 1,400,000 | ||||
| Open Meeting and Registration of Shareholders | ||||||||
| Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Approve Dividends of NOK 1.4 Per Share | Mgmt | For | For | |||||
| Elect Directors | Mgmt | For | Against | |||||
| 05/18/06 AGM | Ace Ltd. | G0070K103 | 03/31/06 | 50,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Michael G. Atieh | Mgmt | For | For | |||||
| Elect Director Mary A. Cirillo | Mgmt | For | For | |||||
| Elect Director Bruce L. Crockett | Mgmt | For | For | |||||
| Elect Director Thomas J. Neff | Mgmt | For | For | |||||
| Elect Director Gary M. Stuart | Mgmt | For | For | |||||
| APPROVAL OF AMENDMENT TO ACE LIMITED EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | |||||
| RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Mgmt | For | For | |||||
| 03/24/06 AGM | ACTA HOLDING | R0388P107 | N/A | 665,500 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Approve Financial Statements, Allocation of Income and Dividends of NOK 2 per Share | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Amount of NOK 250,000 for Chairman and NOK 150,000 for Other Board Members | Mgmt | For | For | |||||
| Approve Remuneration of Auditors in the Amount of NOK 99,000 | Mgmt | For | For | |||||
| Reelect Stein Aukner and Petter Berge as Directors; Elect Nina Lie and Karla Smith as New Directors | Mgmt | For | For | |||||
| Approve Creation of NOK 4.5 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | |||||
| 05/03/06 AGM | AGL Resources Inc. | 001204106 | With | 02/24/06 | 50,000 | |||
| Elect Director Charles R. Crisp | Mgmt | For | For | |||||
| Elect Director Wyck A. Knox, Jr. | Mgmt | For | For | |||||
| Elect Director Dennis M. Love | Mgmt | For | For | |||||
| Elect Director Dean R. O'Hare | Mgmt | For | For | |||||
| Elect Director John W. Somerhalder, II | Mgmt | For | For | |||||
| Elect Director Henry C. Wolf | Mgmt | For | For | |||||
| Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 03/22/06 AGM | AKER YARDS ASA | N/A | 62,000 | |||||
| Open Meeting and Recording of Shareholders Represented At Meeting | ||||||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Receive Presentation of Business Activities | ||||||||
| Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 15.50 Per Share | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Amount of NOK 325,000 for Chairman, NOK 275,000 for Vice Chairman, and NOK 225,000 for Other Board Members | Mgmt | For | For | |||||
| Approve Remuneration of Nominating Committee in the Amount of NOK 10,000 Per Member | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Reelect Leif-Arne Langoey, Svein Sivertsen, Rebekka Glasser, Yngve Haagensen, Ole Melberg, and Martinus Brandal as Directors; Elect Carola Teir-Lehtinen as New Director | Mgmt | For | For | |||||
| Reelect Members of Nominating Committee (Kjell Inge Roekke [Chairman], Rune Bjerke, and Gerhard Heiberg) | Mgmt | For | For | |||||
| Approve NOK 3 Billion Transfer From Share Premium Account to Unrestricted Shareholders' Equity | Mgmt | For | For | |||||
| Approve Creation of NOK 200 Million Pool of Capital without Preemptive Rights | Mgmt | For | Against | |||||
| Authorize Repurchase of Shares Up to Aggregate Nominal Value of NOK 40 Million | Mgmt | For | For | |||||
| Consent to Amended Bond Agreement With Respect to Convertible Loan of NOK 236 Million | Mgmt | For | Against | |||||
| 05/22/06 AGM | AKTIV KAPITAL ASA | R0188V106 | N/A | 40,000 | ||||
| Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Receive President's Report | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of NOK 4.50 per Share | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Amount of NOK 500,000 for Chairman and NOK 175,000 for Other Directors; Approve Remuneration of Auditors in the Amount of NOK 1 Million for 2005 | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Approve Creation of NOK 2.4 Million Pool of Capital without Preemptive Rights | Mgmt | For | Against | |||||
| Elect Directors | Mgmt | For | Against | |||||
| 05/25/06 EGM | Albemarle First Bank (VA) | 012684106 | With | 03/17/06 | 1,400 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 05/30/06 EGM | Albertson | 013104104 | With | 04/24/06 | 40,000 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 05/18/06 AGM | Aldila, Inc. | 014384200 | 03/31/06 | 147,400 | ||||
| Elect Director Thomas A. Brand | Mgmt | For | For | |||||
| Elect Director Peter R. Mathewson | Mgmt | For | For | |||||
| Elect Director Lloyd I. Miller, III | Mgmt | For | For | |||||
| Elect Director Bryant R. Riley | Mgmt | For | For | |||||
| Elect Director Andrew M. Leitch | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
| 05/11/06 AGM | Allegheny Energy, Inc. | 017361106 | 03/16/06 | 61,000 | ||||
| Elect Director H. Furlong Baldwin | Mgmt | For | For | |||||
| Elect Director Eleanor Baum | Mgmt | For | For | |||||
| Elect Director Paul J. Evanson | Mgmt | For | For | |||||
| Elect Director Cyrus F. Freidheim, Jr. | Mgmt | For | For | |||||
| Elect Director Julia L. Johnson | Mgmt | For | For | |||||
| Elect Director Ted J. Kleisner | Mgmt | For | For | |||||
| Elect Director Steven H. Rice | Mgmt | For | For | |||||
| Elect Director Gunnar E. Sarsten | Mgmt | For | For | |||||
| Elect Director Michael H. Sutton | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Stock Retention | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | |||||
| Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||||
| Performance-Based/Indexed Options | ShrHoldr | Against | For | |||||
| Eliminate or Restrict Severance Agreements (Change-in-Control) | ShrHoldr | Against | For | |||||
| Claw-back of Payments under Restatements | ShrHoldr | Against | For | |||||
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | ShrHoldr | Against | Against | |||||
| 04/27/06 AGM | Altria Group, Inc. | 02209S103 | With | 03/06/06 | 72,000 | |||
| Elect Director Elizabeth E. Bailey | Mgmt | For | For | |||||
| Elect Director Harold Brown | Mgmt | For | For | |||||
| Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||||
| Elect Director Louis C. Camilleri | Mgmt | For | For | |||||
| Elect Director J. Dudley Fishburn | Mgmt | For | For | |||||
| Elect Director Robert E. R. Huntley | Mgmt | For | For | |||||
| Elect Director Thomas W. Jones | Mgmt | For | For | |||||
| Elect Director George Munoz | Mgmt | For | For | |||||
| Elect Director Lucio A. Noto | Mgmt | For | For | |||||
| Elect Director John S. Reed | Mgmt | For | For | |||||
| Elect Director Stephen M. Wolf | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
| Adopt ILO Standards | ShrHoldr | Against | Against | |||||
| Inform African Americans of Health Risks Associated with Menthol Cigarettes | ShrHoldr | Against | Against | |||||
| Establish Fire Safety Standards for Cigarettes | ShrHoldr | Against | Against | |||||
| Adopt Animal Welfare Policy | ShrHoldr | Against | Against | |||||
| Support Legislation to Reduce Smoking | ShrHoldr | Against | Against | |||||
| Provide Information on Second Hand Smoke | ShrHoldr | Against | Against | |||||
| 05/02/06 AGM | Ambac Financial Group, Inc. | 023139108 | With | 03/06/06 | 10,000 | |||
| Elect Director Phillip B. Lassiter | Mgmt | For | For | |||||
| Elect Director Michael A. Callen | Mgmt | For | For | |||||
| Elect Director Jill M. Considine | Mgmt | For | For | |||||
| Elect Director Robert J. Genader | Mgmt | For | For | |||||
| Elect Director W. Grant Gregory | Mgmt | For | For | |||||
| Elect Director Thomas C. Theobald | Mgmt | For | For | |||||
| Elect Director Laura S. Unger | Mgmt | For | For | |||||
| Elect Director Henry D.G. Wallace | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 06/01/06 AGM | AmCOMP Incorporated | 02342J101 | With | 04/20/06 | 13,000 | |||
| Elect Director Fred R. Lowe | Mgmt | For | For | |||||
| Elect Director Debra Cerre-Ruedisili | Mgmt | For | For | |||||
| Elect Director Sam A. Stephens | Mgmt | For | For | |||||
| Elect Director Paul B. Queally | Mgmt | For | For | |||||
| Elect Director Sean M. Traynor | Mgmt | For | For | |||||
| Elect Director Donald C. Stewart | Mgmt | For | For | |||||
| Elect Director Spencer L. Cullen, Jr. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/03/06 AGM | Amerada Hess Corp. | 023551104 | With | 03/13/06 | 35,000 | |||
| Elect Director J.B. Hess | Mgmt | For | For | |||||
| Elect Director C.G. Matthews | Mgmt | For | For | |||||
| Elect Director R. Lavizzo Mourey | Mgmt | For | For | |||||
| Elect Director E.H. von Metzsch | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Change Company Name | Mgmt | For | For | |||||
| Increase Authorized Common Stock | Mgmt | For | For | |||||
| Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| 08/11/05 AGM | American International Group, Inc. | 026874107 | 06/24/05 | 13,000 | ||||
| Elect Director M. Aidinoff | Mgmt | For | For | |||||
| Elect Director P. Chia | Mgmt | For | For | |||||
| Elect Director M. Cohen | Mgmt | For | Withhold | |||||
| Elect Director W. Cohen | Mgmt | For | For | |||||
| Elect Director M. Feldstein | Mgmt | For | For | |||||
| Elect Director E. Futter | Mgmt | For | For | |||||
| Elect Director S. Hammerman | Mgmt | For | For | |||||
| Elect Director C. Hills | Mgmt | For | For | |||||
| Elect Director R. Holbrooke | Mgmt | For | For | |||||
| Elect Director D. Kanak | Mgmt | For | For | |||||
| Elect Director G. Miles, Jr | Mgmt | For | For | |||||
| Elect Director M. Offit | Mgmt | For | For | |||||
| Elect Director M. Sullivan | Mgmt | For | For | |||||
| Elect Director E. Tse | Mgmt | For | For | |||||
| Elect Director F. Zarb | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/17/06 AGM | American International Group, Inc. | 026874107 | With | 03/24/06 | 26,000 | |||
| Elect Director Pei-yuan Chia | Mgmt | For | For | |||||
| Elect Director Marshall A. Cohen | Mgmt | For | For | |||||
| Elect Director Martin S. Feldstein | Mgmt | For | For | |||||
| Elect Director Ellen V. Futter | Mgmt | For | For | |||||
| Elect Director Stephen L. Hammerman | Mgmt | For | For | |||||
| Elect Director Richard C. Holbrooke | Mgmt | For | For | |||||
| Elect Director Fred H. Langhammer | Mgmt | For | For | |||||
| Elect Director George L. Miles, Jr. | Mgmt | For | For | |||||
| Elect Director Morris W. Offit | Mgmt | For | For | |||||
| Elect Director James F. Orr, III | Mgmt | For | For | |||||
| Elect Director Martin J. Sullivan | Mgmt | For | For | |||||
| Elect Director Michael H. Sutton | Mgmt | For | For | |||||
| Elect Director Edmund S.W. Tse | Mgmt | For | For | |||||
| Elect Director Robert B. Willumstad | Mgmt | For | For | |||||
| Elect Director Frank G. Zarb | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| 06/08/06 AGM | American Power Conversion Corp. | 029066107 | With | 04/13/06 | 105,000 | |||
| Fix Number of Directors | Mgmt | For | For | |||||
| Elect Director Rodger B. Dowdell, Jr. | Mgmt | For | For | |||||
| Elect Director Neil E. Rasmussen | Mgmt | For | For | |||||
| Elect Director Ervin F. Lyon | Mgmt | For | For | |||||
| Elect Director James D. Gerson | Mgmt | For | For | |||||
| Elect Director John G. Kassakian | Mgmt | For | For | |||||
| Elect Director Ellen B. Richstone | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
| 01/04/06 EGM | Ameritrade Holdings Corp. | 03074K100 | 11/16/05 | 300,000 | ||||
| Issue Shares in Connection with an Acquisition | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Charter to Include Antitakeover Provision(s) | Mgmt | For | For | |||||
| Increase Authorized Common Stock | Mgmt | For | For | |||||
| Eliminate Right to Act by Written Consent | Mgmt | For | For | |||||
| Approve Increase in Size of Board | Mgmt | For | For | |||||
| Amend Nomination Procedures for the Board | Mgmt | For | For | |||||
| Approve A Position Which Allocates Corporate Opportunities | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | Against | |||||
| Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | Against | |||||
| 04/25/06 AGM | AMETEK, Inc. | 031100100 | With | 03/10/06 | 26,000 | |||
| Elect Director Steven W. Kohlhagen | Mgmt | For | For | |||||
| Elect Director James R. Malone | Mgmt | For | For | |||||
| Elect Director Elizabeth R. Varet | Mgmt | For | For | |||||
| Elect Director Dennis K. Williams | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/18/06 AGM | Anixter International Inc. | 035290105 | With | 03/31/06 | 71,000 | |||
| Elect Director Lord James Blyth | Mgmt | For | For | |||||
| Elect Director Linda Walker Bynoe | Mgmt | For | For | |||||
| Elect Director Robert L. Crandall | Mgmt | For | For | |||||
| Elect Director Robert W. Grubbs Jr. | Mgmt | For | For | |||||
| Elect Director F. Philip Handy | Mgmt | For | For | |||||
| Elect Director Melvyn N. Klein | Mgmt | For | For | |||||
| Elect Director George Munoz | Mgmt | For | For | |||||
| Elect Director Stuart M. Sloan | Mgmt | For | For | |||||
| Elect Director Thomas C. Theobald | Mgmt | For | For | |||||
| Elect Director Matthew Zell | Mgmt | For | For | |||||
| Elect Director Samuel Zell | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/25/06 AGM | ARIES MARITIME TRANSPORT LTD | G0474B105 | 04/21/06 | 259,700 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Mons S. Bolin | Mgmt | For | Withhold | |||||
| Elect Director Richard J.H. Coxall | Mgmt | For | Withhold | |||||
| Elect Director Per Olav Karlsen | Mgmt | For | For | |||||
| Elect Director Henry S. Marcus | Mgmt | For | For | |||||
| Elect Director Panagiotis Skiadas | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 07/22/05 AGM | ARLINGTON TANKERS LTD | G04899103 | 06/10/05 | 80,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Stephen O. Jaeger | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| INCREASE AUTHORIZED SHARE CAPITAL BY CREATION OF ADDITIONAL 40,000,000 COMMON SHARES OF PAR VALUE US$0.01 EACH. | Mgmt | For | For | |||||
| REDUCTION OF SHARE PREMIUM ACCOUNT FOR BERMUDA CORPORATE LAW PURPOSES BY TRANSFERRING US$309,845,000 TO CONTRIBUTED SURPLUS ACCOUNT. | Mgmt | For | For | |||||
| 04/26/06 AGM | Arrow Financial Corp. | 042744102 | 03/03/06 | 11,730 | ||||
| Elect Director John J. Carusone, Jr. | Mgmt | For | Withhold | |||||
| Elect Director Michael B. Clarke | Mgmt | For | For | |||||
| Elect Director David G. Kruczlnicki | Mgmt | For | For | |||||
| Elect Director David L. Moynehan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/06/06 AGM | Ascom Holding AG | H0309F189 | N/A | 170,507 | ||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends | Mgmt | For | For | |||||
| Approve Discharge of Board and Senior Management | Mgmt | For | For | |||||
| Approve CHF 180 Million Reduction in Share Capital; Approve Capital Repayment of CHF 5 per Share | Mgmt | For | For | |||||
| Amend Articles Re: Establish Annual Board Elections | Mgmt | For | For | |||||
| Elect Pierre Roy and Adrian Schmassmann as Directors | Mgmt | For | For | |||||
| Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |||||
| Transact Other Business (Non-Voting) | ||||||||
| 05/17/06 AGM | Attica Holdings (frmely Attica Enterprises S.A.) | X02602104 | With | N/A | 170,000 | |||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Discharge of Board and Auditors | Mgmt | For | For | |||||
| Approve Dividends | Mgmt | For | For | |||||
| Approve Remuneration of Directors | Mgmt | For | For | |||||
| Elect Auditors and Determination of Their Remuneration | Mgmt | For | For | |||||
| Elect Directors and Appointment of Independent Non Executive Directors | Mgmt | For | For | |||||
| Authorize Capitalization of Reserves for Increase in Par Value; Approve Reduction in Share Capital Via Decrease in Par Value by EUR 0.60 for Cash Payment to Shareholders; Amend Article 5 Accordingly | Mgmt | For | For | |||||
| 05/04/06 AGM | Autoliv Inc. | 052800109 | With | 03/07/06 | 43,000 | |||
| Elect Director George A. Lorch | Mgmt | For | For | |||||
| Elect Director James M. Ringler | Mgmt | For | For | |||||
| Elect Director Tetsuo Sekiya | Mgmt | For | For | |||||
| Elect Director Per Welin | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/31/06 AGM | AWD Holding AG | D0460P103 | 05/10/06 | 136,862 | ||||
| Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||||||
| Approve Allocation of Income and Dividends of EUR 1.00 per Share | Mgmt | For | For | |||||
| Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | For | |||||
| Ratify BDO Deutsche Warentreuhand AG as Auditors for Fiscal 2006 | Mgmt | For | For | |||||
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | |||||
| 04/28/06 EGM | Banco Macro Bansud (formerly Banco del Sud) | 05961W105 | 04/10/06 | 3,023 | ||||
| Meeting for Holders of ADRs | ||||||||
| APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE MEETING. | Mgmt | For | For | |||||
| REVIEW OF SUCH DOCUMENTS AS ARE DESCRIBED IN SECTION 234, SUBPARAGRAPH 1ST, OF ARGENTINE LAW 19550. | Mgmt | For | For | |||||
| APPROVAL OF THE ACTION OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE. | Mgmt | For | For | |||||
| CONSIDERATION OF A DIVIDEND DISTRIBUTION IN CASH. | Mgmt | For | For | |||||
| APPLICATION OF RETAINED EARNINGS FOR THE YEAR 2005. | Mgmt | For | For | |||||
| CONSIDERATION OF THE COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS FIXED FOR THE YEAR ENDED DECEMBER 31, 2005. | Mgmt | For | For | |||||
| CONSIDERATION OF THE COMPENSATION OF MEMBERS OF THE SUPERVISORY COMMITTEE. | Mgmt | For | For | |||||
| CONSIDERATION OF THE COMPENSATION OF THE RELEVANT ACCOUNTANT FOR THE YEAR ENDED DECEMBER 31, 2005. | Mgmt | For | For | |||||
| NUMBER AND ELECTION OF REGULAR AND ALTERNATE DIRECTORS PURSUANT TO SECTION 14 OF THE BYLAWS. | Mgmt | For | For | |||||
| NUMBER AND ELECTION OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR A TERM OF ONE YEAR. | Mgmt | For | For | |||||
| APPOINTMENT OF AN ACCOUNTANT FOR THE YEAR TO END DECEMBER 31, 2006. | Mgmt | For | For | |||||
| BUDGET OF THE AUDIT COMMITTEE. DELEGATION TO THE BOARD OF DIRECTORS. | Mgmt | For | For | |||||
| AMENDMENT TO SECTION 1 OF THE BYLAWS. | Mgmt | For | For | |||||
| GRANT POWERS IN ORDER TO HAVE SUCH AMENDMENT TO THE BYLAWS DULY APPROVED AND REGISTERED. | Mgmt | For | For | |||||
| 05/17/06 AGM | Bancorp Rhode Island, Inc. | 059690107 | 03/31/06 | 19,000 | ||||
| Elect Director Karen Adams | Mgmt | For | For | |||||
| Elect Director Meredith A. Curren | Mgmt | For | For | |||||
| Elect Director Bogdan Nowak | Mgmt | For | For | |||||
| Elect Director Cheryl W. Snead | Mgmt | For | For | |||||
| Elect Director John A. Yena | Mgmt | For | For | |||||
| Amend Non-Employee Director Stock Option Plan | Mgmt | For | Against | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 06/08/06 AGM | Bancshares of Florida, Inc. | 05976U102 | 04/06/06 | 6,000 | ||||
| Elect Director Donald R. Barber | Mgmt | For | Withhold | |||||
| Elect Director Joe B. Cox | Mgmt | For | For | |||||
| Elect Director Earl L. Frye | Mgmt | For | Withhold | |||||
| Elect Director H.Wayne Huizenga, Jr. | Mgmt | For | Withhold | |||||
| Elect Director John B. James | Mgmt | For | Withhold | |||||
| Elect Director LaVonne Johnson | Mgmt | For | Withhold | |||||
| Elect Director Edward Kaloust | Mgmt | For | For | |||||
| Elect Director Martin P. Mahan | Mgmt | For | Withhold | |||||
| Elect Director Michael L. McMullan | Mgmt | For | Withhold | |||||
| Elect Director Harry K. Moon, M.D. | Mgmt | For | For | |||||
| Elect Director Michael T. Putziger | Mgmt | For | For | |||||
| Elect Director Richard Rochon | Mgmt | For | Withhold | |||||
| Elect Director Ramon A. Rodriguez | Mgmt | For | Withhold | |||||
| Elect Director Terry W. Stiles | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | Against | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | Against | |||||
| 04/26/06 AGM | Bank of America Corp. | 060505104 | 03/03/06 | 82,041 | ||||
| Elect Director William Barnet, III | Mgmt | For | For | |||||
| Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | |||||
| Elect Director John T. Collins | Mgmt | For | For | |||||
| Elect Director Gary L. Countryman | Mgmt | For | For | |||||
| Elect Director Tommy R. Franks | Mgmt | For | For | |||||
| Elect Director Paul Fulton | Mgmt | For | For | |||||
| Elect Director Charles K. Gifford | Mgmt | For | For | |||||
| Elect Director W. Steven Jones | Mgmt | For | For | |||||
| Elect Director Kenneth D. Lewis | Mgmt | For | For | |||||
| Elect Director Monica C. Lozano | Mgmt | For | For | |||||
| Elect Director Walter E. Massey | Mgmt | For | For | |||||
| Elect Director Thomas J. May | Mgmt | For | For | |||||
| Elect Director Patricia E. Mitchell | Mgmt | For | For | |||||
| Elect Director Thomas M. Ryan | Mgmt | For | For | |||||
| Elect Director O. Temple Sloan, Jr. | Mgmt | For | For | |||||
| Elect Director Meredith R. Spangler | Mgmt | For | For | |||||
| Elect Director Robert L. Tillman | Mgmt | For | For | |||||
| Elect Director Jackie M. Ward | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Publish Political Contributions | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Provide for an Independent Chairman | ShrHoldr | Against | For | |||||
| Exclude Reference to Sexual Orientation from the Company's EEO Statement | ShrHoldr | Against | Against | |||||
| 05/16/06 AGM | BankAtlantic Bancorp, Inc. | 065908501 | With | 03/20/06 | 2,500 | |||
| Elect Director John E. Abdo | Mgmt | For | For | |||||
| Elect Director David A. Lieberman | Mgmt | For | For | |||||
| Elect Director C.C. Winningham Ii | Mgmt | For | For | |||||
| Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| 02/28/06 AGM | Bassett Furniture Industries, Inc. | 070203104 | With | 01/12/06 | 125,658 | |||
| Elect Director Peter W. Brown, M.D. | Mgmt | For | For | |||||
| Elect Director Paul Fulton | Mgmt | For | For | |||||
| Elect Director Howard H. Haworth | Mgmt | For | For | |||||
| Elect Director G.W. Henderson, III | Mgmt | For | For | |||||
| Elect Director Dale C. Pond | Mgmt | For | For | |||||
| Elect Director Robert H. Spilman, Jr. | Mgmt | For | For | |||||
| Elect Director David A. Stonecipher | Mgmt | For | For | |||||
| Elect Director William C. Wampler, Jr. | Mgmt | For | For | |||||
| Elect Director William C. Warden, Jr. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/12/06 AGM | Beckman Coulter, Inc. | 075811109 | With | 02/13/06 | 12,200 | |||
| Elect Director Peter B. Dervan, Ph.D. | Mgmt | For | For | |||||
| Elect Director Scott Garrett | Mgmt | For | For | |||||
| Elect Director R.J. Lavizzo-Mourey, Md | Mgmt | For | For | |||||
| Elect Director Glenn S. Schafer | Mgmt | For | For | |||||
| 05/04/06 AGM | Berkshire Hills Bancorp, Inc. | 084680107 | With | 03/16/06 | 6,000 | |||
| Elect Director Wallace W. Altes | Mgmt | For | For | |||||
| Elect Director Lawrence A. Bossidy | Mgmt | For | For | |||||
| Elect Director D. Jeffrey Templeton | Mgmt | For | For | |||||
| Elect Director Corydon L. Thurston | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/03/06 AGM | Boston Properties Inc. | 101121101 | 03/15/06 | 15,000 | ||||
| Elect Director William M. Daley | Mgmt | For | Withhold | |||||
| Elect Director Edward H. Linde | Mgmt | For | Withhold | |||||
| Elect Director David A. Twardock | Mgmt | For | Withhold | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| Performance-Based | ShrHoldr | Against | For | |||||
| 04/20/06 AGM | BP PLC (Form. Bp Amoco Plc ) | 055622104 | 02/17/06 | 25,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS | Mgmt | For | For | |||||
| TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | For | For | |||||
| Elect Director Dr D C Allen | Mgmt | For | For | |||||
| Elect Director Lord Browne | Mgmt | For | For | |||||
| Elect Director Mr J H Bryan | Mgmt | For | For | |||||
| Elect Director Mr A Burgmans | Mgmt | For | For | |||||
| Elect Director Mr I C Conn | Mgmt | For | For | |||||
| Elect Director Mr E B Davis, Jr | Mgmt | For | For | |||||
| Elect Director Mr D J Flint | Mgmt | For | For | |||||
| Elect Director Dr B E Grote | Mgmt | For | For | |||||
| Elect Director Dr A B Hayward | Mgmt | For | For | |||||
| Elect Director Dr D S Julius | Mgmt | For | For | |||||
| Elect Director Sir Tom Mckillop | Mgmt | For | For | |||||
| Elect Director Mr J A Manzoni | Mgmt | For | For | |||||
| Elect Director Dr W E Massey | Mgmt | For | For | |||||
| Elect Director Sir Ian Prosser | Mgmt | For | For | |||||
| Elect Director Mr M H Wilson | Mgmt | For | For | |||||
| Elect Director Mr P D Sutherland | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Mgmt | For | For | |||||
| TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Mgmt | For | For | |||||
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS | Mgmt | For | For | |||||
| 10/19/05 AGM | Briggs & Stratton Corp. | 109043109 | With | 08/17/05 | 20,000 | |||
| Elect Director Jay H. Baker | Mgmt | For | For | |||||
| Elect Director Michael E. Batten | Mgmt | For | For | |||||
| Elect Director Brian C. Walker | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/03/06 AGM | Brunswick Corp. | 117043109 | With | 03/02/06 | 10,000 | |||
| Elect Director Michael J. Callahan | Mgmt | For | For | |||||
| Elect Director Manuel A. Fernandez | Mgmt | For | For | |||||
| Elect Director Peter B. Hamilton | Mgmt | For | For | |||||
| Elect Director Roger W. Schipke | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/23/06 AGM | BWC Financial Corp. | 056042104 | With | 03/31/06 | 500 | |||
| Elect Director R. Hill | Mgmt | For | For | |||||
| Elect Director R. Johnson | Mgmt | For | For | |||||
| Elect Director C. Lazzareschi | Mgmt | For | For | |||||
| Elect Director T. Mantor | Mgmt | For | For | |||||
| Elect Director J. Nohr | Mgmt | For | For | |||||
| Elect Director J. Ryan | Mgmt | For | For | |||||
| Elect Director J. Winter | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/27/06 AGM | CapitalSource, Inc | 14055X102 | With | 02/23/06 | 163,673 | |||
| Elect Director William G. Byrnes | Mgmt | For | For | |||||
| Elect Director John K. Delaney | Mgmt | For | For | |||||
| Elect Director Sara L. Grootwassink | Mgmt | For | For | |||||
| Elect Director Thomas F. Steyer | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Amend Stock Ownership Limitations | Mgmt | For | For | |||||
| 04/21/06 AGM | Cardinal Financial Corp. | 14149F109 | 03/07/06 | 3,000 | ||||
| Elect Director Bernard H. Clineburg | Mgmt | For | For | |||||
| Elect Director James D. Russo | Mgmt | For | For | |||||
| Elect Director John H. Rust, Jr. | Mgmt | For | For | |||||
| Elect Director George P. Shafran | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | Against | |||||
| Amend Deferred Compensation Plan | Mgmt | For | Against | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/20/06 AGM | Carnival Corp. | 143658300 | 02/21/06 | 60,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Micky Arison | Mgmt | For | For | |||||
| Elect Director Amb Richard G. Capen Jr | Mgmt | For | For | |||||
| Elect Director Robert H. Dickinson | Mgmt | For | For | |||||
| Elect Director Arnold W. Donald | Mgmt | For | For | |||||
| Elect Director Pier Luigi Foschi | Mgmt | For | For | |||||
| Elect Director Howard S. Frank | Mgmt | For | For | |||||
| Elect Director Richard J. Glasier | Mgmt | For | For | |||||
| Elect Director Baroness Hogg | Mgmt | For | For | |||||
| Elect Director A. Kirk Lanterman | Mgmt | For | For | |||||
| Elect Director Modesto A. Maidique | Mgmt | For | For | |||||
| Elect Director Sir John Parker | Mgmt | For | For | |||||
| Elect Director Peter G. Ratcliffe | Mgmt | For | For | |||||
| Elect Director Stuart Subotnick | Mgmt | For | For | |||||
| Elect Director Uzi Zucker | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Mgmt | For | For | |||||
| TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. | Mgmt | For | For | |||||
| TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | Mgmt | For | For | |||||
| TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | Mgmt | For | For | |||||
| TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC. | Mgmt | For | For | |||||
| TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Mgmt | For | For | |||||
| 05/25/06 AGM | CBS Corp | 124857202 | 03/31/06 | 105,000 | ||||
| Elect Director David R. Andelman | Mgmt | For | For | |||||
| Elect Director Joseph A. Califano, Jr. | Mgmt | For | For | |||||
| Elect Director William S. Cohen | Mgmt | For | For | |||||
| Elect Director Philippe P. Dauman | Mgmt | For | For | |||||
| Elect Director Charles K. Gifford | Mgmt | For | For | |||||
| Elect Director Bruce S. Gordon | Mgmt | For | For | |||||
| Elect Director Leslie Moonves | Mgmt | For | For | |||||
| Elect Director Shari Redstone | Mgmt | For | For | |||||
| Elect Director Sumner M. Redstone | Mgmt | For | For | |||||
| Elect Director Ann N. Reese | Mgmt | For | For | |||||
| Elect Director Judith A. Sprieser | Mgmt | For | For | |||||
| Elect Director Robert D. Walter | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | Against | |||||
| Amend Non-Employee Director Stock Option Plan | Mgmt | For | Against | |||||
| Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | Against | |||||
| Company-Specific -- Adopt a Recapitalization Plan | ShrHoldr | Against | For | |||||
| 05/18/06 AGM | Central Federal Corporation | 15346Q103 | 04/07/06 | 5,000 | ||||
| Elect Director Jeffrey W. Aldrich | Mgmt | For | Withhold | |||||
| Elect Director Mark S. Allio | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 01/26/06 EGM | Certegy Inc. | 156880106 | With | 12/02/05 | 108,000 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Increase Authorized Preferred and Common Stock | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| 04/26/06 AGM | Chevron Corporation | 166764100 | 03/06/06 | 55,000 | ||||
| Elect Director Samuel H. Armacost | Mgmt | For | For | |||||
| Elect Director Linnet F. Deily | Mgmt | For | For | |||||
| Elect Director Robert E. Denham | Mgmt | For | For | |||||
| Elect Director Robert J. Eaton | Mgmt | For | For | |||||
| Elect Director Sam Ginn | Mgmt | For | For | |||||
| Elect Director Franklyn G. Jenifer | Mgmt | For | For | |||||
| Elect Director Sam Nunn | Mgmt | For | For | |||||
| Elect Director David J. O'Reilly | Mgmt | For | For | |||||
| Elect Director Donald B. Rice | Mgmt | For | For | |||||
| Elect Director Peter J. Robertson | Mgmt | For | For | |||||
| Elect Director Charles R. Shoemate | Mgmt | For | For | |||||
| Elect Director Ronald D. Sugar | Mgmt | For | For | |||||
| Elect Director Carl Ware | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Company-Specific-Reimbursement of Stockholder Proposal | ShrHoldr | Against | For | |||||
| Report on Environmental Impact of Drilling in Sensitive Areas | ShrHoldr | Against | Against | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| Adopt an Animal Welfare Policy | ShrHoldr | Against | Against | |||||
| Adopt a Human Rights Policy | ShrHoldr | Against | For | |||||
| Report on Remediation Expenses in Ecuador | ShrHoldr | Against | Against | |||||
| 04/18/06 AGM | Citigroup Inc. | 172967101 | 02/24/06 | 47,300 | ||||
| Elect Director C. Michael Armstrong | Mgmt | For | For | |||||
| Elect Director Alain J.P. Belda | Mgmt | For | For | |||||
| Elect Director George David | Mgmt | For | For | |||||
| Elect Director Kenneth T. Derr | Mgmt | For | For | |||||
| Elect Director John M. Deutch | Mgmt | For | For | |||||
| Elect Director Roberto Hernandez Ramirez | Mgmt | For | For | |||||
| Elect Director Ann Dibble Jordan | Mgmt | For | For | |||||
| Elect Director Klaus Kleinfeld | Mgmt | For | For | |||||
| Elect Director Andrew N. Liveris | Mgmt | For | For | |||||
| Elect Director Dudley C. Mecum | Mgmt | For | For | |||||
| Elect Director Anne M. Mulcahy | Mgmt | For | For | |||||
| Elect Director Richard D. Parsons | Mgmt | For | For | |||||
| Elect Director Charles Prince | Mgmt | For | For | |||||
| Elect Director Dr. Judith Rodin | Mgmt | For | For | |||||
| Elect Director Robert E. Rubin | Mgmt | For | For | |||||
| Elect Director Franklin A. Thomas | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Reduce Supermajority Vote Requirement | Mgmt | For | For | |||||
| Reduce Supermajority Vote Requirement | Mgmt | For | For | |||||
| Reduce Supermajority Vote Requirement | Mgmt | For | For | |||||
| End Issuance of Options and Prohibit Repricing | ShrHoldr | Against | Against | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| Report on Charitable Contributions | ShrHoldr | Against | Against | |||||
| Performance-Based Equity Awards | ShrHoldr | Against | For | |||||
| Reimbursement of Expenses Incurred by Shareholder(s) | ShrHoldr | Against | Against | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
| Clawback of Payments Under Restatement | ShrHoldr | Against | Against | |||||
| 04/26/06 AGM | Clear Channel Communications, Inc. | 184502102 | 03/10/06 | 171,000 | ||||
| Elect Director Alan D. Feld | Mgmt | For | For | |||||
| Elect Director Perry J. Lewis | Mgmt | For | For | |||||
| Elect Director L. Lowry Mays | Mgmt | For | For | |||||
| Elect Director Mark P. Mays | Mgmt | For | For | |||||
| Elect Director Randall T. Mays | Mgmt | For | For | |||||
| Elect Director B. J. McCombs | Mgmt | For | For | |||||
| Elect Director Phyllis B. Riggins | Mgmt | For | For | |||||
| Elect Director Theodore H. Strauss | Mgmt | For | For | |||||
| Elect Director J. C. Watts, Jr. | Mgmt | For | For | |||||
| Elect Director John H. Williams | Mgmt | For | Withhold | |||||
| Elect Director John B. Zachry | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Report on Political Contributions | ShrHoldr | Against | For | |||||
| Establish a Compensation Committee | ShrHoldr | Against | For | |||||
| 05/09/06 AGM | Cleveland-Cliffs Inc. | 185896107 | With | 03/15/06 | 40,000 | |||
| Elect Director J.S Brinzo | Mgmt | For | For | |||||
| Elect Director R.C. Cambre | Mgmt | For | For | |||||
| Elect Director J.A. Carrabba | Mgmt | For | For | |||||
| Elect Director R. Cucuz | Mgmt | For | For | |||||
| Elect Director S.M. Cunningham | Mgmt | For | For | |||||
| Elect Director B.J. Eldridge | Mgmt | For | For | |||||
| Elect Director D.H. Gunning | Mgmt | For | For | |||||
| Elect Director J.D. Ireland, III | Mgmt | For | For | |||||
| Elect Director F.R. Mcallister | Mgmt | For | For | |||||
| Elect Director R. Phillips | Mgmt | For | For | |||||
| Elect Director R.K. Riederer | Mgmt | For | For | |||||
| Elect Director A. Schwartz | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/18/06 AGM | CoBiz Inc. | 190897108 | With | 03/29/06 | 1,000 | |||
| Elect Director Steven Bangert | Mgmt | For | For | |||||
| Elect Director Michael B. Burgamy | Mgmt | For | For | |||||
| Elect Director Jerry W. Chapman | Mgmt | For | For | |||||
| Elect Director Morgan Gust | Mgmt | For | For | |||||
| Elect Director Thomas M. Longust | Mgmt | For | For | |||||
| Elect Director Jonathan C. Lorenz | Mgmt | For | For | |||||
| Elect Director Evan Makovsky | Mgmt | For | For | |||||
| Elect Director Harold F. Mosanko | Mgmt | For | For | |||||
| Elect Director Howard R. Ross | Mgmt | For | For | |||||
| Elect Director Noel N. Rothman | Mgmt | For | For | |||||
| Elect Director Timothy J. Travis | Mgmt | For | For | |||||
| Elect Director Mary Beth Vitale | Mgmt | For | For | |||||
| Elect Director Mary White | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/16/06 AGM | Comerica Inc. | 200340107 | With | 03/17/06 | 8,000 | |||
| Elect Director Lillian Bauder | Mgmt | For | For | |||||
| Elect Director Anthony F. Earley, Jr. | Mgmt | For | For | |||||
| Elect Director Robert S. Taubman | Mgmt | For | For | |||||
| Elect Director Reginald M. Turner, Jr. | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/02/06 AGM | Consol Energy, Inc. | 20854P109 | With | 03/07/06 | 37,000 | |||
| Elect Director John Whitmire | Mgmt | For | For | |||||
| Elect Director Patricia A. Hammick | Mgmt | For | For | |||||
| Elect Director J. Brett Harvey | Mgmt | For | For | |||||
| Elect Director David C. Hardesty, Jr. | Mgmt | For | For | |||||
| Elect Director James E. Altmeyer, Sr. | Mgmt | For | For | |||||
| Elect Director John T. Mills | Mgmt | For | For | |||||
| Elect Director William E. Davis | Mgmt | For | For | |||||
| Elect Director William P. Powell | Mgmt | For | For | |||||
| Elect Director Raj K. Gupta | Mgmt | For | For | |||||
| Elect Director Joseph T. Williams | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/18/06 AGM | Consolidated Communications Holdings, Inc. | 209034107 | 03/29/06 | 317,500 | ||||
| Elect Director Richard A. Lumpkin | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/28/06 AGM | Cooperative Bankshares, Inc. | 03/01/06 | 0 | |||||
| Elect Director Frederick Willetts, III | Mgmt | For | ||||||
| Elect Director F. Peter Fensel, Jr. | Mgmt | For | ||||||
| Ratify Auditors | Mgmt | For | ||||||
| 06/14/06 AGM | Countrywide Financial Corp. | 222372104 | 04/17/06 | 10,000 | ||||
| Elect Director Kathleen Brown | Mgmt | For | For | |||||
| Elect Director Jeffrey M. Cunningham | Mgmt | For | For | |||||
| Elect Director Martin R. Melone | Mgmt | For | For | |||||
| Elect Director Robert T. Parry | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Approve Report of the Compensation Committee | ShrHoldr | Against | For | |||||
| 05/11/06 AGM | CVS Corporation | 126650100 | 03/15/06 | 175,000 | ||||
| Elect Director W. Don Cornwell | Mgmt | For | For | |||||
| Elect Director David W. Dorman | Mgmt | For | For | |||||
| Elect Director Thomas P. Gerrity | Mgmt | For | For | |||||
| Elect Director Marian L. Heard | Mgmt | For | For | |||||
| Elect Director William H. Joyce | Mgmt | For | For | |||||
| Elect Director Terrence Murray | Mgmt | For | For | |||||
| Elect Director Sheli Z. Rosenberg | Mgmt | For | For | |||||
| Elect Director Thomas M. Ryan | Mgmt | For | For | |||||
| Elect Director Alfred J. Verrecchia | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Submit Supplemental Executive Retirement Plans to Shareholder vote | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | |||||
| Report on Feasibility of Product Reformulation | ShrHoldr | Against | Against | |||||
| 03/23/06 AGM | D. Carnegie & Co AB | 7123609 | With | 03/17/06 | 237,000 | |||
| Share Re-registration Consent | Mgmt | For | For | |||||
| 03/23/06 AGM | D. Carnegie & Co AB | 7123609 W20708116 | 03/17/06 | 504,000 | ||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive Financial Statements and Statutory Reports; Receive Report from Auditors; Receive Managing Directors' Report; Receive Chairman's Report; Receive the Audit and the Remuneration Committee's Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of SEK 9.19 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 3.75 Million | Mgmt | For | For | |||||
| Reelect Christer Zetterberg, Anders Ljungh, Karin Forseke, Fields Wicker-Miurin, Hugo Andersen, Dag Sehlin, and Niclas Gabran as Directors; Elect Kjartan Gunnarsson as New Director | Mgmt | For | For | |||||
| Approve Remuneration Policy and Other Terms of Employment for Executive Management | Mgmt | For | Against | |||||
| Amend Articles Re: Various Changes to Comply with New Swedish Companies Act | Mgmt | For | For | |||||
| Authorize Chairman of Board and Representatives of Minimum Three and Maximum Five of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | |||||
| Close Meeting | ||||||||
| 07/28/05 EGM | De La Rue Plc | 0938059 | With | N/A | 355,000 | |||
| Approve Sub-Division of Ordinary Shares Into Intermediate Ordinary Shares of 2 7/9 Pence Each; Approve Consolidation of Intermediate Ordinary Shares Into New Ordinary Shares of 27 7/9 Pence Each | Mgmt | For | For | |||||
| Conditional Upon Passing of Resolution 1, Authorise 24,914,683 New Ordinary Shares for Market Purchase | Mgmt | For | For | |||||
| 07/28/05 AGM | De La Rue Plc | 0938059 | With | N/A | 355,000 | |||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Remuneration Report | Mgmt | For | For | |||||
| Approve Final Dividend of 10.6 Pence Per Share | Mgmt | For | For | |||||
| Elect Sir Jeremy Greenstock as Director | Mgmt | For | For | |||||
| Re-elect Nicholas Brookes as Director | Mgmt | For | For | |||||
| Re-elect Stephen King as Director | Mgmt | For | For | |||||
| Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |||||
| Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 15,351,671 | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,302,750 | Mgmt | For | For | |||||
| Approve De La Rue Deferred Bonus and Matching Share Plan | Mgmt | For | For | |||||
| 05/16/06 AGM | Dearborn Bancorp, Inc. | 24242R108 | With | 03/24/06 | 500 | |||
| Elect Director David Himick | Mgmt | For | For | |||||
| Elect Director Jeffrey G. Longstreth | Mgmt | For | For | |||||
| Elect Director Michael J. Ross | Mgmt | For | For | |||||
| Elect Director Robert C. Schwyn | Mgmt | For | For | |||||
| 06/22/06 AGM | Deutsche Euroshop AG | D1854M102 | N/A | 60,000 | ||||
| Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||||||
| Approve Allocation of Income and Dividends of EUR 2.00 per Share | Mgmt | For | For | |||||
| Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | For | |||||
| Approve Remuneration of Supervisory Board | Mgmt | For | For | |||||
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 150 Million with Preemptive Rights; Approve Creation of EUR 4.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | |||||
| Amend Articles Re: Allocation of Income | Mgmt | For | For | |||||
| Amend Articles Re: Calling of, Registration for, and Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | For | |||||
| Ratify BDO Deutsche Warentreuhand AG as Auditors for Fiscal 2006 | Mgmt | For | For | |||||
| 05/09/06 AGM | Developers Diversified Realty Corp. | 251591103 | With | 03/20/06 | 10,000 | |||
| Elect Director Dean S. Adler | Mgmt | For | For | |||||
| Elect Director Terrance R. Ahern | Mgmt | For | For | |||||
| Elect Director Mohsen Anvari | Mgmt | For | For | |||||
| Elect Director Robert H. Gidel | Mgmt | For | For | |||||
| Elect Director Victor B. MacFarlane | Mgmt | For | For | |||||
| Elect Director Craig Macnab | Mgmt | For | For | |||||
| Elect Director Scott D. Roulston | Mgmt | For | For | |||||
| Elect Director Barry A. Sholem | Mgmt | For | For | |||||
| Elect Director William B. Summers, Jr. | Mgmt | For | For | |||||
| Elect Director Scott A. Wolstein | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/23/06 AGM | Diamond Offshore Drilling, Inc. | 25271C102 | 03/27/06 | 64,700 | ||||
| Elect Director James S. Tisch | Mgmt | For | Withhold | |||||
| Elect Director Lawrence R. Dickerson | Mgmt | For | Withhold | |||||
| Elect Director Alan R. Batkin | Mgmt | For | For | |||||
| Elect Director Charles L. Fabrikant | Mgmt | For | For | |||||
| Elect Director Paul G. Gaffney, II | Mgmt | For | For | |||||
| Elect Director Herbert C. Hofmann | Mgmt | For | Withhold | |||||
| Elect Director Arthur L. Rebell | Mgmt | For | Withhold | |||||
| Elect Director Raymond S. Troubh | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/27/06 AGM | Diamondrock Hospitality Company | 252784301 | With | 03/24/06 | 60,000 | |||
| Elect Director William W. Mccarten | Mgmt | For | For | |||||
| Elect Director Daniel J. Altobello | Mgmt | For | For | |||||
| Elect Director W. Robert Grafton | Mgmt | For | For | |||||
| Elect Director Maureen L. Mcavey | Mgmt | For | For | |||||
| Elect Director Gilbert T. Ray | Mgmt | For | For | |||||
| Elect Director John L. Williams | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/18/06 AGM | Dime Community Bancshares, Inc. | 253922108 | With | 03/31/06 | 3,000 | |||
| Elect Director Michael P. Devine | Mgmt | For | For | |||||
| Elect Director Anthony Bergamo | Mgmt | For | For | |||||
| Elect Director Fred P. Fehrenbach | Mgmt | For | For | |||||
| Elect Director Joseph J. Perry | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/28/06 AGM | Dominion Resources, Inc. | 25746U109 | 02/24/06 | 60,000 | ||||
| Elect Director Peter W. Brown | Mgmt | For | For | |||||
| Elect Director Ronald J. Calise | Mgmt | For | For | |||||
| Elect Director Thos. E. Capps | Mgmt | For | For | |||||
| Elect Director George A. Davidson, Jr. | Mgmt | For | For | |||||
| Elect Director Thomas F. Farrell, II | Mgmt | For | For | |||||
| Elect Director John W. Harris | Mgmt | For | For | |||||
| Elect Director Robert S. Jepson, Jr. | Mgmt | For | For | |||||
| Elect Director Mark J. Kington | Mgmt | For | For | |||||
| Elect Director Benjamin J. Lambert, III | Mgmt | For | For | |||||
| Elect Director Richard L. Leatherwood | Mgmt | For | For | |||||
| Elect Director Margaret A. McKenna | Mgmt | For | For | |||||
| Elect Director Frank S. Royal, M.D. | Mgmt | For | For | |||||
| Elect Director S. Dallas Simmons | Mgmt | For | For | |||||
| Elect Director David A. Wollard | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Report on Greenhouse Gas Emissions | ShrHoldr | Against | For | |||||
| Submit Supplemental Executive Retirement Plans to Shareholder vote | ShrHoldr | Against | For | |||||
| 05/04/06 AGM | E.ON AG (formerly Veba Ag) | D24909109 | 04/13/06 | 56,000 | ||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Approve Allocation of Income and an Ordinary Dividends of EUR 2.75 per Share and Bonus Dividend of EUR 4.25 per Share | Mgmt | For | For | |||||
| Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | For | |||||
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | |||||
| Approve Affiliation Agreements with Subsidiary E.ON Zwoelfte Verwaltungs GmbH | Mgmt | For | For | |||||
| Approve Affiliation Agreements with Subsidiary E.ON Dreizehnte Verwaltungs GmbH | Mgmt | For | For | |||||
| Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) | Mgmt | For | For | |||||
| Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 | Mgmt | For | For | |||||
| 08/04/05 AGM | Eagle Materials Inc. | 26969P108 | With | 06/10/05 | 5,443 | |||
| Ratify Auditors | Mgmt | For | For | |||||
| 08/04/05 AGM | Eagle Materials Inc. | 26969P207 | 06/10/05 | 14,290 | ||||
| Elect Director Laurence E. Hirsch | Mgmt | For | Withhold | |||||
| Elect Director Michael R. Nicolais | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/11/06 EGM | Eagle Materials Inc. | 26969P108 26969P207 | With | 03/08/06 | 59,199 | |||
| Amend Articles to Reclassify Common and Class B Common Stock | Mgmt | For | For | |||||
| 06/05/06 AGM | Encore Capital Group, Inc. | 292554102 | 04/14/06 | 2,000 | ||||
| Elect Director Barry R. Barkley | Mgmt | For | Withhold | |||||
| Elect Director J. Brandon Black | Mgmt | For | For | |||||
| Elect Director Raymond Fleming | Mgmt | For | For | |||||
| Elect Director Carl C. Gregory, III | Mgmt | For | For | |||||
| Elect Director Eric D. Kogan | Mgmt | For | For | |||||
| Elect Director Alexander Lemond | Mgmt | For | For | |||||
| Elect Director Richard A. Mandell | Mgmt | For | For | |||||
| Elect Director Peter W. May | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/26/06 EGM | ENEL SpA | T3679P115 | 05/22/06 | 450,000 | ||||
| Special Business | ||||||||
| Approve Capital Increase in the Maximum Amount of EUR 31.79 Million Through Issuance of Shares (Without Preemptive Rights) Pursuant to 2006 Share Option Scheme in Favor of the Management of Enel SpA and its Subsidiaries; Amend Bylaws Accordingly (Art. 5) | Mgmt | For | For | |||||
| Procedure for the Election of the Responsible for the Preparation of Company's Accounting Records; Integrate Article 20 of the Bylaws | Mgmt | For | For | |||||
| 05/26/06 AGM | ENEL SpA | T3679P115 | 05/23/06 | 450,000 | ||||
| Annual Meeting Agenda | ||||||||
| Accept Financial Statements, Consolidated Financial Statements and Statutory Reports for the Fiscal Year 2005 | Mgmt | For | For | |||||
| Approve Allocation of Income | Mgmt | For | For | |||||
| Approve 2006 Stock Option Plan for the Management of the Company and its Subsidiaries | Mgmt | For | For | |||||
| 05/23/06 AGM | EURONEXT | N3113K108 | 05/16/06 | 50,000 | ||||
| Open Meeting | ||||||||
| Appoint Secretary for Meeting | Mgmt | For | For | |||||
| Receive Report of Management Board | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Receive Explanation on Company's Reserves and Dividend Policy | ||||||||
| Approve Dividends of EUR 1.00 Per Share | Mgmt | For | For | |||||
| Approve Extraordinary Distribution of EUR 3.00 Per Share by Reduction in Share Capital and Repayment to Shareholders; Amend Articles to Reflect Changes in Share Capital (Conditional Upon Payment on Aug. 11, 2006) | Mgmt | For | For | |||||
| Approve Special Dividend of EUR 3.00 if Repayment Under Item 3ei Cannot Take Place On August 11, 2006 | Mgmt | For | For | |||||
| Approve Discharge of Management Board | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board | Mgmt | For | For | |||||
| Ratify Ernst & Young Accountants and KPMG Accountants N.V. as Auditors | Mgmt | For | For | |||||
| Discussion on Company's Corporate Governance Structure | ||||||||
| Reelect George Cox to Supervisory Board | Mgmt | For | For | |||||
| Reelect Ricardo Salgado to Supervisory Board | Mgmt | For | For | |||||
| Reelect Brian Williamson to Supervisory Board | Mgmt | For | For | |||||
| Approve Award of 400,000 Shares for the Year 2006 under Executive Incentive Plan | Mgmt | For | For | |||||
| Approve Awards of Shares to Individual Members of Management Board for 2006 | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Approve Reduction in Issued Share Capital by Ten Percent via Cancellation of Repurchased Shares | Mgmt | For | For | |||||
| Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | |||||
| Authorize Board to Exclude Preemptive Rights from Issuance Under Item 9c | Mgmt | For | For | |||||
| Shareholder Proposals | ||||||||
| Discussion on the Principle That a Merger Between Deutsche Boerse AG and Euronext is in the Best Interest of All of Euronext's Shareholders | ||||||||
| Vote on the Principle That a Merger Between Deutsche Boerse AG and Euronext is in the Best Interest of All of Euronext's Shareholders | ShrHoldr | Against | Against | |||||
| Management Proposals | ||||||||
| Announcement of Euronext's Intention to Publish the Annual Report and the Financial Statements in English-Only as of 2006 | Mgmt | For | For | |||||
| Other Business (Non-Voting) | ||||||||
| Close Meeting | ||||||||
| 06/27/06 AGM | Exelon Corp. | 30161N101 | 05/12/06 | 115,000 | ||||
| Elect Director M.W. D'Alessio | Mgmt | For | For | |||||
| Elect Director R.B. Greco | Mgmt | For | For | |||||
| Elect Director J.M. Palms | Mgmt | For | For | |||||
| Elect Director J.W. Rogers | Mgmt | For | For | |||||
| Elect Director R.L. Thomas | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||||
| 05/31/06 AGM | Exxon Mobil Corp. | 30231G102 | 04/06/06 | 50,000 | ||||
| Elect Director Michael J. Boskin | Mgmt | For | For | |||||
| Elect Director William W. George | Mgmt | For | For | |||||
| Elect Director James R. Houghton | Mgmt | For | Withhold | |||||
| Elect Director William R. Howell | Mgmt | For | Withhold | |||||
| Elect Director Reatha Clark King | Mgmt | For | Withhold | |||||
| Elect Director Philip E. Lippincott | Mgmt | For | For | |||||
| Elect Director Henry A. McKinnell, Jr. | Mgmt | For | For | |||||
| Elect Director Marilyn Carlson Nelson | Mgmt | For | For | |||||
| Elect Director Samuel J. Palmisano | Mgmt | For | For | |||||
| Elect Director Walter V. Shipley | Mgmt | For | Withhold | |||||
| Elect Director J. Stephen Simon | Mgmt | For | For | |||||
| Elect Director Rex W. Tillerson | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Provide for Cumulative Voting | ShrHoldr | Against | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Company-Specific-Nominate Independent Director with Industry Experience | ShrHoldr | Against | Against | |||||
| Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||||
| Non-Employee Director Compensation | ShrHoldr | Against | Against | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | Abstain | |||||
| Review Executive Compensation | ShrHoldr | Against | Against | |||||
| Link Executive Compensation to Social Issues | ShrHoldr | Against | Against | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| Report on Charitable Contributions | ShrHoldr | Against | Against | |||||
| Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | ShrHoldr | Against | For | |||||
| Report on Damage Resulting from Drilling for Oil and gas in Protected Areas | ShrHoldr | Against | Against | |||||
| Report Accountability for Company's Environmental Impacts due to Operation | ShrHoldr | Against | Against | |||||
| 09/26/05 AGM | FedEx Corporation | 31428X106 | 08/01/05 | 25,000 | ||||
| Elect Director James L. Barksdale | Mgmt | For | For | |||||
| Elect Director August A. Busch, IV | Mgmt | For | For | |||||
| Elect Director John A. Edwardson | Mgmt | For | For | |||||
| Elect Director Judith L. Estrin | Mgmt | For | For | |||||
| Elect Director J. Kenneth Glass | Mgmt | For | For | |||||
| Elect Director Philip Greer | Mgmt | For | For | |||||
| Elect Director J. R. Hyde, III | Mgmt | For | For | |||||
| Elect Director Shirley A. Jackson | Mgmt | For | For | |||||
| Elect Director Charles T. Manatt | Mgmt | For | For | |||||
| Elect Director Frederick W. Smith | Mgmt | For | For | |||||
| Elect Director Joshua I. Smith | Mgmt | For | For | |||||
| Elect Director Paul S. Walsh | Mgmt | For | For | |||||
| Elect Director Peter S. Willmott | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Adopt Simple Majority Vote | ShrHoldr | Against | For | |||||
| Report on Corporate Political Contributions | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 04/17/06 AGM | First Community Bank Corp Of America | 31985E202 | 03/01/06 | 1,200 | ||||
| Fix Number of Directors | Mgmt | For | For | |||||
| Elect Director Brad Bishop | Mgmt | For | For | |||||
| Elect Director Kenneth Delarbre | Mgmt | For | For | |||||
| Elect Director Kenneth P. Cherven | Mgmt | For | For | |||||
| Elect Director Edwin C. Hussemann | Mgmt | For | For | |||||
| Elect Director James Macaluso | Mgmt | For | For | |||||
| Elect Director David K. Meehan | Mgmt | For | For | |||||
| Elect Director Robert G. Menke | Mgmt | For | For | |||||
| Elect Director Robert M. Menke | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | Against | |||||
| Increase Authorized Common Stock and Authorize New Class of Preferred Stock | Mgmt | For | Against | |||||
| Adjourn Meeting | Mgmt | For | Against | |||||
| 05/10/06 AGM | First Data Corp. | 319963104 | With | 03/13/06 | 15,000 | |||
| Elect Director Daniel P. Burnham | Mgmt | For | For | |||||
| Elect Director Jack M. Greenberg | Mgmt | For | For | |||||
| Elect Director Courtney F. Jones | Mgmt | For | For | |||||
| Elect Director Charles T. Russell | Mgmt | For | For | |||||
| Elect Director David A. Coulter | Mgmt | For | For | |||||
| Elect Director Henry C. Duques | Mgmt | For | For | |||||
| Elect Director Peter B. Ellwood | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 06/23/06 AGM | First Security Group, Inc | 336312103 | With | 04/14/06 | 10,000 | |||
| Elect Director Rodger B. Holley | Mgmt | For | For | |||||
| Elect Director J.C. Harold Anders | Mgmt | For | For | |||||
| Elect Director Carol H. Jackson | Mgmt | For | For | |||||
| Elect Director Ralph L. Kendall | Mgmt | For | For | |||||
| Elect Director William B. Kilbride | Mgmt | For | For | |||||
| Elect Director D. Ray Marler | Mgmt | For | For | |||||
| Elect Director Lloyd L. Montgomery, III | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/03/06 AGM | Franklin Bank Corp. | 352451108 | With | 03/20/06 | 2,000 | |||
| Elect Director Lewis S. Ranieri | Mgmt | For | For | |||||
| Elect Director Robert A. Perro | Mgmt | For | For | |||||
| Elect Director John B. Selman | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 11/30/05 AGM | Frontline Ltd. (Formerly London & Overseas Freighters) | G3682E127 | 10/24/05 | 58,500 | ||||
| Re-elect John Frederiksen as Director | Mgmt | For | Against | |||||
| Re-elect Tor Olav as Director | Mgmt | For | Against | |||||
| Re-elect Kate Blankenship as Director | Mgmt | For | Against | |||||
| Re-elect Frixos Savvides as Director | Mgmt | For | For | |||||
| Appoint PricewaterhouseCoopers DA of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||||
| Other Business (Voting) | Mgmt | For | Against | |||||
| 11/30/05 AGM | Frontline Ltd. (Formerly London & Overseas Freighters) | G3682E127 | 10/24/05 | 117,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | |||||
| TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | |||||
| TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | |||||
| TO RE-ELECT AS A DIRECTOR OF THE COMPANY, FRIXOS SAVVIDES, WHO WAS APPOINTED TO FILL A VACANCY AND, BEING ELIGIBLE, OFFERED HIMSELF FOR RE-ELECTION. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| TO TRANSACT OTHER SUCH BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Mgmt | For | Against | |||||
| 04/26/06 AGM | General Electric Co. | 369604103 | 02/27/06 | 169,000 | ||||
| Elect Director James I. Cash, Jr. | Mgmt | For | For | |||||
| Elect Director Sir William M. Castell | Mgmt | For | For | |||||
| Elect Director Ann M. Fudge | Mgmt | For | For | |||||
| Elect Director Claudio X. Gonzalez | Mgmt | For | Withhold | |||||
| Elect Director Jeffrey R. Immelt | Mgmt | For | For | |||||
| Elect Director Andrea Jung | Mgmt | For | For | |||||
| Elect Director Alan G. Lafley | Mgmt | For | For | |||||
| Elect Director Robert W. Lane | Mgmt | For | For | |||||
| Elect Director Ralph S. Larsen | Mgmt | For | For | |||||
| Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||||
| Elect Director Sam Nunn | Mgmt | For | For | |||||
| Elect Director Roger S. Penske | Mgmt | For | For | |||||
| Elect Director Robert J. Swieringa | Mgmt | For | For | |||||
| Elect Director Douglas A. Warner, III | Mgmt | For | For | |||||
| Elect Director Robert C. Wright | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Restore or Provide for Cumulative Voting | ShrHoldr | Against | Against | |||||
| Adopt Policy on Overboarded Directors | ShrHoldr | Against | For | |||||
| Company-Specific -- One Director from the Ranks of the Retirees | ShrHoldr | Against | Against | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | Against | |||||
| Report on Environmental Policies | ShrHoldr | Against | Against | |||||
| 05/16/06 AGM | General Growth Properties, Inc. | 370021107 | With | 04/03/06 | 20,000 | |||
| Elect Director Adam Metz | Mgmt | For | For | |||||
| Elect Director Robert Michaels | Mgmt | For | For | |||||
| Elect Director Thomas Nolan | Mgmt | For | For | |||||
| Elect Director John Riordan | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/23/06 AGM | GLOBAL SANTA FE CORP.(formerly Santa Fe International Corp) | G3930E101 | 03/24/06 | 58,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Thomas W. Cason | Mgmt | For | For | |||||
| Elect Director Jon A. Marshall | Mgmt | For | For | |||||
| Elect Director Carroll W. Suggs | Mgmt | For | For | |||||
| AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION, AS AMENDED TO DATE; TO PROVIDE THAT THE ISSUANCE OF PREFERENCE SHARES IS NOT A VARIATION OF THE RIGHTS OF THE HOLDERS OF ORDINARY SHARES AND TO MAKE A RELATED CLARIFYING CHANGE, AND AMEND | Mgmt | For | For | |||||
| AMEND THE EXISTING ARTICLES OF ASSOCIATION TO INCREASE THE COMPANY S FLEXIBILITY IN REPURCHASING ITS SHARES. | Mgmt | For | For | |||||
| AMEND THE EXISTING ARTICLES OF ASSOCIATION TO DELETE OBSOLETE PROVISIONS RELATING TO KUWAIT PETROLEUM CORPORATION AND ITS AFFILIATES. | Mgmt | For | For | |||||
| AMEND THE EXISTING MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO CLARIFY, UPDATE AND MAKE MINOR CHANGES TO CERTAIN PROVISIONS. | Mgmt | For | For | |||||
| AMEND AND RESTATE THE EXISTING MEMORANDUM OF ASSOCIATION AND THE EXISTING ARTICLES OF ASSOCIATION TO INCORPORATE ALL PREVIOUS AMENDMENTS THERETO. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/03/06 AGM | Golden West Financial Corp. | 381317106 | With | 03/02/06 | 20,000 | |||
| Elect Director Maryellen C. Herringer | Mgmt | For | For | |||||
| Elect Director Kenneth T. Rosen | Mgmt | For | For | |||||
| Elect Director Herbert M. Sandler | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 06/28/06 AGM | Grammer AG | D28515100 | 06/07/06 | 80,000 | ||||
| Receive Financial Statements and Statutory Reports for Fiscal 2005 | ||||||||
| Approve Allocation of Income and Dividends of EUR 1 per Share | Mgmt | For | For | |||||
| Approve Discharge of Management Board for Fiscal 2005 | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board for Fiscal 2005 | Mgmt | For | For | |||||
| Elect Klaus Probst to the Supervisory Board | Mgmt | For | For | |||||
| Approve Creation of 13.4 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | |||||
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | |||||
| Authorize Management Board Not to Disclose Individualized Remuneration of its Members | Mgmt | For | Against | |||||
| Amend Articles Re: Compensation of Supervisory Board | Mgmt | For | For | |||||
| Amend Articles Re: Powers of Management Board | Mgmt | For | For | |||||
| Amend Articles Re: Blocking Date | Mgmt | For | For | |||||
| Ratify Ernst & Young AG as Auditors for Fiscal 2006 | Mgmt | For | For | |||||
| 08/01/05 AGM | GTECH Holdings Corp. | 400518106 | 06/10/05 | 72,000 | ||||
| Elect Director Paget L. Alves | Mgmt | For | For | |||||
| Elect Director The Rt. Hon. Sir Jeremy Hanley | Mgmt | For | For | |||||
| Elect Director Anthony Ruys | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 03/31/06 EGM | Guidant Corp. | 401698105 | With | 02/22/06 | 10,000 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| 04/25/06 AGM | Harrah's Entertainment, Inc. | 413619107 | With | 02/27/06 | 83,700 | |||
| Elect Director Charles L. Atwood | Mgmt | For | For | |||||
| Elect Director R. Brad Martin | Mgmt | For | For | |||||
| Elect Director Gary G. Michael | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/23/06 AGM | Healthcare Services Group, Inc. | 421906108 | 04/03/06 | 171,580 | ||||
| Elect Director Daniel P. Mccartney | Mgmt | For | Withhold | |||||
| Elect Director Barton D. Weisman | Mgmt | For | For | |||||
| Elect Director Joseph F. Mccartney | Mgmt | For | Withhold | |||||
| Elect Director Robert L. Frome | Mgmt | For | Withhold | |||||
| Elect Director Thomas A. Cook | Mgmt | For | Withhold | |||||
| Elect Director Robert J. Moss | Mgmt | For | For | |||||
| Elect Director John M. Briggs | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/31/06 AGM | Hellenic Duty Free Shops | X1890Z107 | N/A | 195,735 | ||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends | Mgmt | For | For | |||||
| Approve Discharge of Board and Auditors | Mgmt | For | For | |||||
| Appoint Auditors and Deputy Auditors | Mgmt | For | For | |||||
| Ratify Appointment of Directors in Replacement of Resigned Members | Mgmt | For | Against | |||||
| Approve Board Remuneration Paid in 2005 And Pre-approve Remuneration for 2006 | Mgmt | For | For | |||||
| Authorize Share Repurchase Program | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
| 05/03/06 AGM | Hennes & Mauritz AB | W41422101 | 04/26/06 | 90,000 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Receive CEO's Report | ||||||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive Auditors and Audit Committee's Reports | ||||||||
| Receive Chairman's Report | ||||||||
| Receive Nominating Committee's Report | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of SEK 9.5 per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Determine Number of Members (8) and Deputy Members (1) of Board | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 3.9 Million; Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Reelect Fred Andersson, Sussi Kvart, Bo Lundquist, Stig Nordfelt, Stefan Persson, and Melker Schoerling as Directors; Elect Karl-Johan Persson and Lottie Knutson as New Directors; Reelect Stefan Persson as Chairman | Mgmt | For | Against | |||||
| Authorize Chairman of Board and Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | |||||
| Amend Articles Re: Various Changes to Comply with the New Swedish Companies Act | Mgmt | For | For | |||||
| 05/24/06 AGM | Hilton Hotels Corp. | 432848109 | 03/29/06 | 205,000 | ||||
| Elect Director Christine Garvey | Mgmt | For | For | |||||
| Elect Director Peter M. George | Mgmt | For | For | |||||
| Elect Director Barron Hilton | Mgmt | For | For | |||||
| Elect Director John L. Notter | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | ShrHoldr | Against | For | |||||
| 04/27/06 AGM | HIQ International AB | W4091V108 | 04/21/06 | 283,000 | ||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive President's Report | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of SEK 2.10 per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Determine Number of Members (7) Board | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 1.1 Million | Mgmt | For | For | |||||
| Reelect Ken Gerhardsen, Lars Stugemo, Carl Bildt, Anders Ljung (Chairman), Leila Swaerd, Christina Pettersson, and Jukka Norokorpi as Directors | Mgmt | For | For | |||||
| Approve Stock Option Plan for Key Employees; Approve Creation of SEK 125,000 Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | |||||
| Approve Issuance of 4.9 Million Shares without Preemptive Rights | Mgmt | For | For | |||||
| Amend Articles Re: Various Changes to Comply with New Swedish Companies Act | Mgmt | For | For | |||||
| Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | |||||
| Other Business (Non-Voting) | ||||||||
| 05/25/06 AGM | Home Depot, Inc. (The) | 437076102 | 03/28/06 | 10,000 | ||||
| Elect Director Gregory D. Brenneman | Mgmt | For | Withhold | |||||
| Elect Director John L. Clendenin | Mgmt | For | Withhold | |||||
| Elect Director Claudio X. Gonzalez | Mgmt | For | Withhold | |||||
| Elect Director Milledge A. Hart, III | Mgmt | For | Withhold | |||||
| Elect Director Bonnie G. Hill | Mgmt | For | Withhold | |||||
| Elect Director Laban P. Jackson, Jr. | Mgmt | For | Withhold | |||||
| Elect Director Lawrence R. Johnston | Mgmt | For | Withhold | |||||
| Elect Director Kenneth G. Langone | Mgmt | For | Withhold | |||||
| Elect Director Angelo R. Mozilo | Mgmt | For | For | |||||
| Elect Director Robert L. Nardelli | Mgmt | For | Withhold | |||||
| Elect Director Thomas J. Ridge | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Increase Disclosure of Executive Compensation | ShrHoldr | Against | For | |||||
| Report on EEOC-Related Activities | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | �� | ||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Submit Supplemental Executive Retirement Plans to Shareholder vote | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | For | |||||
| Increase Disclosure of Executive Compensation | ShrHoldr | Against | For | |||||
| Affirm Political Non-partisanship | ShrHoldr | Against | Against | |||||
| 03/08/06 AGM | Hovnanian Enterprises, Inc. | 442487203 | 01/17/06 | 30,000 | ||||
| Elect Director K. Hovnanian | Mgmt | For | Withhold | |||||
| Elect Director A. Hovnanian | Mgmt | For | Withhold | |||||
| Elect Director R. Coutts | Mgmt | For | For | |||||
| Elect Director G. Decesaris, Jr. | Mgmt | For | Withhold | |||||
| Elect Director E. Kangas | Mgmt | For | For | |||||
| Elect Director J. Marengi | Mgmt | For | For | |||||
| Elect Director J. Robbins | Mgmt | For | For | |||||
| Elect Director J. Sorsby | Mgmt | For | Withhold | |||||
| Elect Director S. Weinroth | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/01/06 AGM | Hubbell Incorporated | 443510102 443510201 | With | 03/03/06 | 6,800 | |||
| Elect Director G. Ratcliffe | Mgmt | For | For | |||||
| Elect Director E. Brooks | Mgmt | For | For | |||||
| Elect Director G. Edwards | Mgmt | For | For | |||||
| Elect Director J. Hoffman | Mgmt | For | For | |||||
| Elect Director A. Mcnally Iv | Mgmt | For | For | |||||
| Elect Director D. Meyer | Mgmt | For | For | |||||
| Elect Director T. Powers | Mgmt | For | For | |||||
| Elect Director D. Van Riper | Mgmt | For | For | |||||
| Elect Director R. Swift | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| 01/11/06 EGM | Hudson United Bancorp | 444165104 | With | 12/02/05 | 10,000 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| 06/01/06 AGM | Impac Mortgage Holdings, Inc. | 45254P102 | With | 04/07/06 | 55,000 | |||
| Elect Director Joseph R. Tomkinson | Mgmt | For | For | |||||
| Elect Director William S. Ashmore | Mgmt | For | For | |||||
| Elect Director James Walsh | Mgmt | For | For | |||||
| Elect Director Frank P. Filipps | Mgmt | For | For | |||||
| Elect Director Stephan R. Peers | Mgmt | For | For | |||||
| Elect Director William E. Rose | Mgmt | For | For | |||||
| Elect Director Leigh J. Abrams | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 06/01/06 AGM | INTERCONTINENTAL HOTELS GROUP PLC | G4804L106 | With | N/A | 400,000 | |||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Remuneration Report | Mgmt | For | For | |||||
| Approve Final Dividend of 10.7 Pence Per Ordinary Share | Mgmt | For | For | |||||
| Elect Jennifer Laing as Director | Mgmt | For | For | |||||
| Elect Jonathan Linen as Director | Mgmt | For | For | |||||
| Re-elect Robert Larson as Director | Mgmt | For | For | |||||
| Re-elect Steven Porter as Director | Mgmt | For | For | |||||
| Reappoint Ernst & Young LLP as Auditors of the Company | Mgmt | For | For | |||||
| Authorize the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | |||||
| Approve EU Political Organisations Donation and Incur EU Political Expenditure up to GBP 100,000 | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,840,591 | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,076,089 | Mgmt | For | For | |||||
| Authorise 62,241,139 Ordinary Shares for Market Purchase | Mgmt | For | For | |||||
| 06/01/06 EGM | INTERCONTINENTAL HOTELS GROUP PLC | G4804L106 | With | N/A | 400,000 | |||
| Approve Sub-Division of All Ord. Shares of 10p Each Into New Ord. Shares of 1 3/7p Each; Approve Consolidation of Unissued Intermediate Shares Into New Ord. Shares of 11 3/7p Each and Issued Intermediate Shares Into New Ord. Shares of 11 3/7p Each | Mgmt | For | For | |||||
| Authorise 55,450,721 New Ordinary Shares for Market Purchase Pursuant to the Passing of Item 1 | Mgmt | For | For | |||||
| 04/25/06 AGM | International Business Machines Corp. | 459200101 | 02/24/06 | 40,000 | ||||
| Elect Director Cathleen Black | Mgmt | For | For | |||||
| Elect Director Kenneth I. Chenault | Mgmt | For | For | |||||
| Elect Director Juergen Dormann | Mgmt | For | For | |||||
| Elect Director Michael L. Eskew | Mgmt | For | Withhold | |||||
| Elect Director Shirley Ann Jackson | Mgmt | For | For | |||||
| Elect Director Minoru Makihara | Mgmt | For | For | |||||
| Elect Director Lucio A. Noto | Mgmt | For | For | |||||
| Elect Director James W. Owens | Mgmt | For | For | |||||
| Elect Director Samuel J. Palmisano | Mgmt | For | For | |||||
| Elect Director Joan E. Spero | Mgmt | For | For | |||||
| Elect Director Sidney Taurel | Mgmt | For | For | |||||
| Elect Director Charles M. Vest | Mgmt | For | For | |||||
| Elect Director Lorenzo H. Zambrano | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Provide for Cumulative Voting | ShrHoldr | Against | For | |||||
| Evaluate Age Discrimination in Retirement Plans | ShrHoldr | Against | Against | |||||
| Time-Based Equity Awards | ShrHoldr | Against | For | |||||
| Increase Disclosure of Executive Compensation | ShrHoldr | Against | For | |||||
| Report on Outsourcing | ShrHoldr | Against | Against | |||||
| Implement/ Increase Activity on the China Principles | ShrHoldr | Against | Against | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Adopt Simple Majority Vote | ShrHoldr | Against | For | |||||
| 04/25/06 AGM | INTRUM JUSTITIA AB | W4662R106 | 04/19/06 | 120,000 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive President's Report | ||||||||
| Receive Chairman's Report | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of SEK 2.25 per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Determine Number of Members (8) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 2.2 Million; Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Reelect Sigurjon Arnason, Lars Foerberg, Helen Fasth-Gillstedt, Bo Ingemarson (Vice Chairman), and Jim Richards as Directors; Elect Lars Lundquist (Chairman), Michael Wolf, and Lars Wollung as New Directors | Mgmt | For | For | |||||
| Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | |||||
| Authorize Chairman of Board and Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | |||||
| Amend Articles Re: Various Changes to Comply with New Swedish Companies Act | Mgmt | For | For | |||||
| Close Meeting | ||||||||
| 05/09/06 AGM | Investment Technology Group, Inc. | 46145F105 | With | 03/15/06 | 1,000 | |||
| Elect Director J. William Burdett | Mgmt | For | For | |||||
| Elect Director William I Jacobs | Mgmt | For | For | |||||
| Elect Director Timothy L. Jones | Mgmt | For | For | |||||
| Elect Director Raymond L. Killian, Jr. | Mgmt | For | For | |||||
| Elect Director Robert L. King | Mgmt | For | For | |||||
| Elect Director Maureen O'Hara | Mgmt | For | For | |||||
| Elect Director Brian J. Steck | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/17/06 AGM | ITC Holdings Corp | 465685105 | 04/03/06 | 231,800 | ||||
| Elect Director Lewis M. Eisenberg | Mgmt | For | Withhold | |||||
| Elect Director Joseph L. Welch | Mgmt | For | Withhold | |||||
| Elect Director Edward G. Jepsen | Mgmt | For | For | |||||
| Elect Director Lee C. Stewart | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | Against | |||||
| Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
| 05/19/06 AGM | J. C. Penney Co., Inc (HLDG CO) | 708160106 | With | 03/20/06 | 20,000 | |||
| Elect Director Vernon E. Jordan, Jr. | Mgmt | For | For | |||||
| Elect Director Burl Osborne | Mgmt | For | For | |||||
| Elect Director Mary Beth Stone West | Mgmt | For | For | |||||
| Elect Director R. Gerald Turner | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Declassify the Board of Directors | Mgmt | For | For | |||||
| Performance-Based Equity Awards | ShrHoldr | Against | Against | |||||
| 04/27/06 AGM | JM AB | W4939T109 | 04/21/06 | 30,000 | ||||
| Open Meeting and Elect Chairman of Meeting | ||||||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Receive Reports of the Board, the President and the Auditors; Receive Financial Statements and Statutory Reports | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of SEK 10 per Share | Mgmt | For | For | |||||
| Approve Record Date (May 3) for Dividend | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Determine Number of Members (7) and Deputy Members (0) of Board | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 2 Million | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Receive Information about Director Nominees other Assignments | Mgmt | For | For | |||||
| Reelect Elisabett Annell, Eva Britt Gustafsson, Bengt Larsson, Berthold Lindqvist, Lars Lundquist, Johan Skoglund, and Torbjoern Toreell as Directors; Reelect Lars Lundquist as Chairman | Mgmt | For | For | |||||
| Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | |||||
| Approve Redemption Program for Shareholders | Mgmt | For | For | |||||
| Approve 4:1 Stock Split; Amend Corresponding Articles | Mgmt | For | For | |||||
| Amend Articles Re: Various Changes to Comply with New Swedish Companies' Act | Mgmt | For | For | |||||
| 04/27/06 AGM | Johnson & Johnson | 478160104 | 02/28/06 | 76,000 | ||||
| Elect Director Mary S. Coleman | Mgmt | For | For | |||||
| Elect Director James G. Cullen | Mgmt | For | For | |||||
| Elect Director Robert J. Darretta | Mgmt | For | For | |||||
| Elect Director Michael M. E. Johns | Mgmt | For | For | |||||
| Elect Director Ann D. Jordan | Mgmt | For | For | |||||
| Elect Director Arnold G. Langbo | Mgmt | For | For | |||||
| Elect Director Susan L. Lindquist | Mgmt | For | For | |||||
| Elect Director Leo F. Mullin | Mgmt | For | For | |||||
| Elect Director Christine A. Poon | Mgmt | For | For | |||||
| Elect Director Charles Prince | Mgmt | For | For | |||||
| Elect Director Steven S. Reinemund | Mgmt | For | For | |||||
| Elect Director David Satcher | Mgmt | For | For | |||||
| Elect Director William C. Weldon | Mgmt | For | For | |||||
| Amend Articles to Remove Antitakeover Provision | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Disclose Charitable Contributions | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 05/16/06 AGM | JPMorgan Chase & Co. | 46625H100 | 03/17/06 | 96,700 | ||||
| Elect Director John H. Biggs | Mgmt | For | For | |||||
| Elect Director Stephen B. Burke | Mgmt | For | For | |||||
| Elect Director James S. Crown | Mgmt | For | For | |||||
| Elect Director James Dimon | Mgmt | For | For | |||||
| Elect Director Ellen V. Futter | Mgmt | For | For | |||||
| Elect Director William H. Gray, III | Mgmt | For | For | |||||
| Elect Director William B. Harrison, Jr. | Mgmt | For | For | |||||
| Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||||
| Elect Director John W. Kessler | Mgmt | For | For | |||||
| Elect Director Robert I. Lipp | Mgmt | For | For | |||||
| Elect Director Richard A. Manoogian | Mgmt | For | For | |||||
| Elect Director David C. Novak | Mgmt | For | For | |||||
| Elect Director Lee R. Raymond | Mgmt | For | For | |||||
| Elect Director William C. Weldon | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Put Repricing of Stock Options to Shareholder Vote | ShrHoldr | Against | Against | |||||
| Performance-Based Equity Awards | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | |||||
| Remove Reference to Sexual Orientation from EEO Statement | ShrHoldr | Against | Against | |||||
| Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||||
| Report on Lobbying Activities | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | For | |||||
| Approve Terms of Existing Poison Pill | ShrHoldr | Against | Against | |||||
| Provide for Cumulative Voting | ShrHoldr | Against | For | |||||
| Claw-back of Payments under Restatements | ShrHoldr | Against | Against | |||||
| Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||||
| 04/06/06 AGM | KB Home | 48666K109 | With | 02/14/06 | 59,250 | |||
| Elect Director Bruce Karatz | Mgmt | For | For | |||||
| Elect Director Kenneth M. Jastrow, Ii | Mgmt | For | For | |||||
| Elect Director Melissa Lora | Mgmt | For | For | |||||
| Elect Director Michael G. Mccaffery | Mgmt | For | For | |||||
| Reduce Authorized Common Stock | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/09/06 AGM | Kinder Morgan, Inc. | 49455P101 | With | 03/10/06 | 44,000 | |||
| Elect Director Richard D. Kinder | Mgmt | For | For | |||||
| Elect Director Edward H. Austin, Jr . | Mgmt | For | For | |||||
| Elect Director William J. Hybl | Mgmt | For | For | |||||
| Elect Director Ted A. Gardner | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
| Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 03/29/06 EGM | Ladbrokes PLC (formerly Hilton Group PLC) | G5337D115 | With | N/A | 1,000,000 | |||
| Approve Final Dividend of 6.6 Pence Per Ordinary Share Pursuant to the Passing of Item 5 | Mgmt | For | For | |||||
| Approve Special Dividend of 233.4 Pence Per Existing Ordinary Share Pursuant to the Passing of Items 3 and 5 | Mgmt | For | For | |||||
| Approve Sub-Div. of Each Unissued Ord. Share into 6 Ord. Shares of 1 2/3p; Share Consolidation of Every 17 Issued Intermediate Ord. Shares into 1 New Ord. Share of 28 1/3p and Every 17 Unissued Intermediate Ord. Shares into 1 Unissued New Ord. Share | Mgmt | For | For | |||||
| Authorise 57,254,485 New Ordinary Shares for Market Purchase Pursuant to Passing of Item 2 & 3 | Mgmt | For | For | |||||
| Adopt New Articles of Association | Mgmt | For | For | |||||
| 03/30/06 AGM | Lennar Corp. | 526057104 | 02/06/06 | 28,000 | ||||
| Elect Director Steven L. Gerard | Mgmt | For | Withhold | |||||
| Elect Director Sidney Lapidus | Mgmt | For | For | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| Performance-Based and/or Time-Based Equity Awards | ShrHoldr | Against | Against | |||||
| 04/19/06 EGM | London Stock Exchange PLC | G8502Z119 | With | N/A | 160,000 | |||
| Approve Scheme of Arrangement; Cancellation of the Existing Ord. Shares and Subsequent Increase of the Auth. Share Cap.; Issue Equity with Rights up to GBP 25M; Amend Art. of Association; Amend Company's LTIP 2004, SAYE Option Scheme, Share Incentive Plan | Mgmt | For | For | |||||
| 04/24/06 AGM | M.D.C. Holdings, Inc. | 552676108 | 02/23/06 | 7,150 | ||||
| Elect Director Steven J. Borick | Mgmt | For | Withhold | |||||
| Elect Director David D. Mandarich | Mgmt | For | For | |||||
| Elect Director David E. Blackford | Mgmt | For | Withhold | |||||
| Increase Authorized Common Stock | Mgmt | For | Against | |||||
| 11/16/05 AGM | MACARTHUR COAL LTD | 6375003 | 11/14/05 | 400,000 | ||||
| Accept Financial Statements and Statutory Reports | ||||||||
| Elect Roger Marshall as Director | Mgmt | For | For | |||||
| Elect Peter Forbes as Director | Mgmt | For | For | |||||
| Adopt Remuneration Report | Mgmt | For | For | |||||
| 12/15/05 EGM | MACARTHUR COAL LTD | 6375003 | With | 12/13/05 | 600,000 | |||
| Approve Acquisition of Certain Joint Venture Interests in the Bowen Basin Coal Exploration Joint Venture and Interests in Other Tenements from BBE and CITIC Exploration | Mgmt | For | For | |||||
| Approve Restructure of the Bowen Basin Coal Exploration Joint Venture | Mgmt | For | For | |||||
| 05/24/06 AGM | Mack-Cali Realty Corp. | 554489104 | 04/07/06 | 10,000 | ||||
| Elect Director John R. Cali | Mgmt | For | For | |||||
| Elect Director Mitchell E. Hersh | Mgmt | For | For | |||||
| Elect Director Irvin D. Reid | Mgmt | For | For | |||||
| Elect Director Robert F. Weinberg | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 05/25/06 AGM | Macquarie Infrastructure Company Trust | 55607X108 | With | 04/11/06 | 222,300 | |||
| Elect Director Norman H. Brown, Jr. | Mgmt | For | For | |||||
| Elect Director George W. Carmany, III | Mgmt | For | For | |||||
| Elect Director William H. Webb | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/26/06 AGM | Marathon Oil Corp | 565849106 | 02/27/06 | 47,000 | ||||
| Elect Director Clarence P. Cazalot | Mgmt | For | For | |||||
| Elect Director David A. Daberko | Mgmt | For | For | |||||
| Elect Director William L. Davis | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Declassify the Board of Directors | Mgmt | For | For | |||||
| Eliminate Class of Preferred Stock | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Adopt Simple Majority Vote Requirement | ShrHoldr | Against | For | |||||
| 04/25/06 AGM | Marshall & Ilsley Corp. | 571834100 | 03/01/06 | 118,000 | ||||
| Elect Director Mark F. Furlong | Mgmt | For | For | |||||
| Elect Director Ted D. Kellner | Mgmt | For | For | |||||
| Elect Director Katharine C. Lyall | Mgmt | For | For | |||||
| Elect Director Peter M. Platten, III | Mgmt | For | For | |||||
| Elect Director James B. Wigdale | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| 11/03/05 EGM | MBNA Corp. | 55262L100 | With | 09/02/05 | 46,000 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 05/31/06 AGM | McGrath RentCorp | 580589109 | With | 04/19/06 | 159,126 | |||
| Elect Director William J. Dawson | Mgmt | For | For | |||||
| Elect Director Robert C. Hood | Mgmt | For | For | |||||
| Elect Director Dennis C. Kakures | Mgmt | For | For | |||||
| Elect Director Joan M. McGrath | Mgmt | For | For | |||||
| Elect Director Robert P. McGrath | Mgmt | For | For | |||||
| Elect Director Dennis P. Stradford | Mgmt | For | For | |||||
| Elect Director Ronald H. Zech | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 01/19/06 AGM | Meridian Bioscience, Inc. | 589584101 | 12/01/05 | 139,750 | ||||
| Elect Director James A. Buzard | Mgmt | For | For | |||||
| Elect Director John A. Kraeutler | Mgmt | For | Withhold | |||||
| Elect Director Gary P. Kreider | Mgmt | For | Withhold | |||||
| Elect Director William J. Motto | Mgmt | For | Withhold | |||||
| Elect Director David C. Phillips | Mgmt | For | For | |||||
| Elect Director Robert J. Ready | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/04/06 AGM | Metso Corporation (FormerlyValmet-Rauma Corporation) | X53579102 | 03/24/06 | 80,000 | ||||
| Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.10) | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive Auditor's Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of EUR 1.40 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors and Auditors | Mgmt | For | For | |||||
| Fix Number of Directors at 7 | Mgmt | For | For | |||||
| Fix Number of Auditors | Mgmt | For | For | |||||
| Reelect Svante Adde, Maija-Liisa Friman, Satu Huber, Matti Kavetvuo, and Jaakko Rauramo as Directors; Elect Christer Gardell and Yrjo Neuvo as New Directors | Mgmt | For | For | |||||
| Appoint PricewaterhouseCoopers as Auditor | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Five Percent of Issued Share Capital | Mgmt | For | For | |||||
| Authorize Reissuance of Repurchased Shares | Mgmt | For | For | |||||
| Approve Creation of EUR 21.2 Million Pool of Conditional Capital without Preemptive Rights | Mgmt | For | For | |||||
| Shareholder Proposals | ||||||||
| Shareholder Proposal: Establish a Nominating Committee | ShrHoldr | Against | ||||||
| 11/09/05 AGM | Microsoft Corp. | 594918104 | With | 09/09/05 | 235,000 | |||
| Elect Director William H. Gates, III | Mgmt | For | For | |||||
| Elect Director Steven A. Ballmer | Mgmt | For | For | |||||
| Elect Director James I. Cash Jr. | Mgmt | For | For | |||||
| Elect Director Dina Dublon | Mgmt | For | For | |||||
| Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||||
| Elect Director A. Mclaughlin Korologos | Mgmt | For | For | |||||
| Elect Director David F. Marquardt | Mgmt | For | For | |||||
| Elect Director Charles H. Noski | Mgmt | For | For | |||||
| Elect Director Helmut Panke | Mgmt | For | For | |||||
| Elect Director Jon A. Shirley | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/04/06 AGM | Morgan Stanley | 617446448 | 02/03/06 | 90,000 | ||||
| Elect Director Roy J. Bostock | Mgmt | For | For | |||||
| Elect Director Erskine B. Bowles | Mgmt | For | For | |||||
| Elect Director C. Robert Kidder | Mgmt | For | For | |||||
| Elect Director John J. Mack | Mgmt | For | For | |||||
| Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||||
| Elect Director Hutham S. Olayan | Mgmt | For | For | |||||
| Elect Director O. Griffith Sexton | Mgmt | For | For | |||||
| Elect Director Howard J. Davies | Mgmt | For | For | |||||
| Elect Director Charles H. Noski | Mgmt | For | For | |||||
| Elect Director Laura D'Andrea Tyson | Mgmt | For | For | |||||
| Elect Director Klaus Zumwinkel | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Declassify the Board of Directors | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Remove plurality voting for directors | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Eliminate supermajority voting requirements | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Amend Vote Requirements to Amend Articles/Bylaws/Charter | ShrHoldr | Against | For | |||||
| Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||||
| 05/30/06 AGM | Motor Oil (Hellas) Corinth Refineries SA | X55904100 | N/A | 285,000 | ||||
| Accept Individual and Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Discharge of Board and Auditors | Mgmt | For | For | |||||
| Elect Directors | Mgmt | For | For | |||||
| Ratify Election of Directors | Mgmt | For | For | |||||
| Approve Dividends | Mgmt | For | For | |||||
| Appoint Auditors and Deputy Auditors and determination of Their Fees | Mgmt | For | For | |||||
| Approve Directors' Remuneration for 2005 and Preapprove Remuneration for 2006 | Mgmt | For | For | |||||
| Receive List of Shareholders Who Sold Their Shares to the Company During the Share Repurchase Program | ||||||||
| 01/03/06 AGM | MSC Industrial Direct Co., Inc. | 553530106 | 11/25/05 | 117,700 | ||||
| Elect Director Mitchell Jacobson | Mgmt | For | For | |||||
| Elect Director David Sandler | Mgmt | For | For | |||||
| Elect Director Charles Boehlke | Mgmt | For | For | |||||
| Elect Director Roger Fradin | Mgmt | For | Withhold | |||||
| Elect Director Denis Kelly | Mgmt | For | For | |||||
| Elect Director Raymond Langton | Mgmt | For | For | |||||
| Elect Director Philip Peller | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
| 05/10/06 AGM | Murphy Oil Corp. | 626717102 | With | 03/13/06 | 10,000 | |||
| Elect Director Frank W. Blue | Mgmt | For | For | |||||
| Elect Director George S. Dembroski | Mgmt | For | For | |||||
| Elect Director Clairborne P. Deming | Mgmt | For | For | |||||
| Elect Director Robert A. Hermes | Mgmt | For | For | |||||
| Elect Director R. Madison Murphy | Mgmt | For | For | |||||
| Elect Director William C. Nolan, Jr. | Mgmt | For | For | |||||
| Elect Director Ivar B. Ramberg | Mgmt | For | For | |||||
| Elect Director Neal E. Schmale | Mgmt | For | For | |||||
| Elect Director David J.H. Smith | Mgmt | For | For | |||||
| Elect Director Caroline G. Theus | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 06/09/06 AGM | Nam Tai Electronics, Inc. | 629865205 | 04/21/06 | 280,500 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Charles Chu | Mgmt | For | For | |||||
| Elect Director Peter R. Kellogg | Mgmt | For | For | |||||
| Elect Director Ming Kown Koo | Mgmt | For | For | |||||
| Elect Director William Lo | Mgmt | For | For | |||||
| Elect Director Stephen Seung | Mgmt | For | For | |||||
| Elect Director Mark Waslen | Mgmt | For | For | |||||
| APPROVAL OF THE APPOINTMENT OF DELOITTE TOUCHE TOHMATSU AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2006. | Mgmt | For | For | |||||
| APPROVAL OF THE ADOPTION OF A NEW STOCK OPTION PLAN OF THE COMPANY (THE 2006 PLAN ) COVERING OPTIONS TO PURCHASE UP TO 2,000,000 COMMON SHARES OF THE COMPANY. A COPY OF THE 2006 PLAN IS ATTACHED AS EXHIBIT A TO THE PROXY STATEMENT ACCOMPANYING THE NOTIC | Mgmt | For | For | |||||
| 07/25/05 AGM | NATIONAL GRID TRANSCO PLC (formerly National Grid Group Plc, | 636274102 | 06/06/05 | 15,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Mgmt | For | For | |||||
| TO DECLARE A FINAL DIVIDEND | Mgmt | For | For | |||||
| Elect Director John Allan | Mgmt | For | For | |||||
| Elect Director Paul Joslow | Mgmt | For | For | |||||
| Elect Director Roger Urwin | Mgmt | For | For | |||||
| Elect Director John Grant | Mgmt | For | For | |||||
| Elect Director Steve Holliday | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | For | For | |||||
| TO CHANGE THE NAME OF THE COMPANY TO NATIONAL GRID PLC (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| TO AMEND THE MEMORANDUM OF ASSOCIATION (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| TO APPROVE THE RETURN OF CASH (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt | For | For | |||||
| TO DIS-APPLY PRE-EMPTIONS RIGHTS (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| TO AMEND THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Mgmt | For | For | |||||
| 04/05/06 AGM | NCC AB | W5691F104 | 03/30/06 | 50,000 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive President's and Chairman's Reports; Allow Questions | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income, Ordinary Dividends of SEK 5.50 per Share, and Special Dividends of SEK 10 per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Amend Articles Re: Set Minimum (SEK 720 Million) and Maximum (SEK 2.9 Billion) Limits for Issued Share Capital; Remove Possibility to Appoint Deputy Directors; Various Changes to Comply with New Swedish Companies Act | Mgmt | For | For | |||||
| Determine Number of Members (7) of Board | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 2.2 Million; Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Reelect Antonia Ax:son Johnson, Tomas Billing (Chairman), Alf Goeransson, Ulf Holmlund, Fredrik Lundberg, Anders Rydin, and Marcus Storch as Directors | Mgmt | For | Against | |||||
| Ratify KPMG Bohlins AB as Auditors | Mgmt | For | For | |||||
| Elect Viveca Ax:son Johnson, Johan Bjoerkman, Mats Lagerqvist, and Ulf Lundahl as Members of Nominating Committee | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Other Business (Non-Voting) | ||||||||
| 11/17/05 AGM | NEW HOPE CORPORATION LTD | 6681960 | 11/15/05 | 800,000 | ||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Approve Remuneration Report | Mgmt | For | For | |||||
| Approve Increase in Remuneration of Non-executive Directors to AUD 300,000 per Annum | Mgmt | For | For | |||||
| Elect R. D. Millner as Director | Mgmt | For | Against | |||||
| Elect D. J. Fairfull as Director | Mgmt | For | Against | |||||
| Approve Reduction in Capital by Paying the Sum of AUD 0.10 per Fully Paid Ordinary Share | Mgmt | For | For | |||||
| 06/07/06 AGM | New York Community Bancorp, Inc. | 649445103 | 04/17/06 | 31,500 | ||||
| Elect Director Maureen E. Clancy | Mgmt | For | For | |||||
| Elect Director Robert S. Farrell | Mgmt | For | For | |||||
| Elect Director Joseph R. Ficalora | Mgmt | For | For | |||||
| Elect Director Michael F. Manzulli | Mgmt | For | For | |||||
| Elect Director James J. O'Donovan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| 04/20/06 AGM | Nexity Financial Corp. | 65333R200 | 02/28/06 | 3,000 | ||||
| Elect Director R. Bradford Burnette | Mgmt | For | For | |||||
| Elect Director Greg L. Lee | Mgmt | For | Withhold | |||||
| Elect Director Tommy E. Looper | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 02/28/06 AGM | Novartis AG | 66987V109 | 01/31/06 | 30,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2005. | Mgmt | For | For | �� | ||||
| APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. | Mgmt | For | For | |||||
| APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. | Mgmt | For | For | |||||
| REDUCTION OF SHARE CAPITAL. | Mgmt | For | For | |||||
| AMENDMENT TO THE ARTICLES OF INCORPORATION. | Mgmt | For | For | |||||
| RE-ELECTION OF PROF. SRIKANT M. DATAR PH.D. FOR A THREE-YEAR TERM. | Mgmt | For | For | |||||
| RE-ELECTION OF WILLIAM W. GEORGE FOR A THREE-YEAR TERM. | Mgmt | For | For | |||||
| RE-ELECTION OF DR.-ING. WENDELIN WIEDEKING FOR A THREE-YEAR TERM. | Mgmt | For | For | |||||
| RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL M.D. FOR A THREE-YEAR TERM. | Mgmt | For | For | |||||
| THE ELECTION OF ANDREAS VON PLANTA PH.D. FOR A THREE-YEAR TERM. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/25/06 AGM | Old Point Financial Corp. | 680194107 | 02/15/06 | 1,900 | ||||
| Elect Director James Reade Chisman | Mgmt | For | For | |||||
| Elect Director Dr. Richard F. Clark | Mgmt | For | For | |||||
| Elect Director Russell S. Evans, Jr. | Mgmt | For | For | |||||
| Elect Director Arthur D. Greene | Mgmt | For | For | |||||
| Elect Director Gerald E. Hansen | Mgmt | For | For | |||||
| Elect Director Stephen D. Harris | Mgmt | For | For | |||||
| Elect Director John Cabot Ishon | Mgmt | For | Withhold | |||||
| Elect Director Eugene M. Jordan | Mgmt | For | Withhold | |||||
| Elect Director John B. Morgan, Ii | Mgmt | For | For | |||||
| Elect Director Louis G. Morris | Mgmt | For | Withhold | |||||
| Elect Director Robert L. Riddle | Mgmt | For | For | |||||
| Elect Director Ellen Clark Thacker | Mgmt | For | For | |||||
| Elect Director Dr. H. Robert Schappert | Mgmt | For | Withhold | |||||
| Elect Director Robert F. Shuford | Mgmt | For | Withhold | |||||
| Elect Director Melvin R. Zimm | Mgmt | For | For | |||||
| 04/06/06 AGM | OMX AB (formerly OMHEX AB | W6124S101 | 03/31/06 | 275,000 | ||||
| Open Meeting | ||||||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Prepare and Approve List of Shareholders | Mgmt | For | For | |||||
| Approve Agenda of Meeting | Mgmt | For | For | |||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Acknowledge Proper Convening of Meeting | Mgmt | For | For | |||||
| Receive Financial Statements and Statutory Reports; Receive President's and Board's Report; Receive Committee Reports and Information about OMX's Application of the Swedish Code of Corporate Governance | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Allocation of Income, Ordinary Dividends of SEK 3 per Share, and Special Dividends of SEK 3.50 per Share | Mgmt | For | For | |||||
| Determine Number of Members (8) of Board | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of SEK 2.5 Million; Approve Allocation of SEK 400,000 for Committee Work; Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Reelect Adine Grate Axen, Urban Baeckstroem, Bengt Halse, Birgitta Klasen, Tarmo Korpela, Hans Munk Nielsen, Markku Pohjola, and Olof Stenhammar (Chairman) as Directors | Mgmt | For | For | |||||
| Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | |||||
| Amend Articles Re: Various Changes to Comply with New Swedish Companies Act | Mgmt | For | For | |||||
| Approve Long-Term Incentive Program (Share Match Program) for Senior Executives | Mgmt | For | For | |||||
| Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | |||||
| Other Business (Non-Voting) | ||||||||
| Close Meeting | ||||||||
| 05/24/06 AGM | optionsXpress Holdings, Inc. | 684010101 | With | 04/24/06 | 2,000 | |||
| Elect Director Bruce Evans | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/19/06 AGM | Oriflame Cosmetics S.A. | L7272A100 | 05/09/06 | 326,000 | ||||
| Meeting for Holders of Swedish Depository Receipts | ||||||||
| Annual Meeting Agenda | ||||||||
| Elect Kevin Kenny as Chairman for AGM and EGM | Mgmt | For | For | |||||
| Approve Reports of the Board of Directors and of the Auditor Relating to the Accounts of the Company as at Dec. 31, 2005 | Mgmt | For | For | |||||
| Approve Balance Sheet and Profit and Loss Statement and Approve the Consolidated Accounts as at Dec. 31, 2005 | Mgmt | For | For | |||||
| Approve Allocation of Results | Mgmt | For | For | |||||
| Approve Discharge of Directors and Auditors | Mgmt | For | For | |||||
| Elect Robert af Jochnick as Director | Mgmt | For | Against | |||||
| Elect Jonas af Jochnick as Director | Mgmt | For | Against | |||||
| Elect Christian Salamon as Director | Mgmt | For | For | |||||
| Elect Lennart Bjork as Director | Mgmt | For | For | |||||
| Elect Bodil Eriksson as Director | Mgmt | For | For | |||||
| Elect Kim Wahl as Director | Mgmt | For | Against | |||||
| Elect Helle Kruse Nielsen as Director | Mgmt | For | For | |||||
| Elect Magnus Brannstrom as Director | Mgmt | For | For | |||||
| Ratify Marc Hoydonckx as Independent Auditor | Mgmt | For | For | |||||
| Appoint Robert af Jochnick as Chairman | Mgmt | For | Against | |||||
| Approve Establishment of Nominating Committee and Approve Procedure for Appointment of Nominating Committee Members | Mgmt | For | For | |||||
| Approve Remuneration of Directors | Mgmt | For | For | |||||
| Approve Principles of Remuneration to Members of the Executive Committee and Other Senior Executives | Mgmt | For | For | |||||
| Approve Dividends of EUR 0.90 Per Share to be Paid Out of the Profits of the Financial Year Ended Dec. 31, 2002 | Mgmt | For | For | |||||
| Special Meeting Agenda | ||||||||
| Approve Issuance of Redemption Rights; Amend Articles to Authorize Board to Proceed with the Cancellation of the Shares Redeemed | Mgmt | For | For | |||||
| Amend Articles Re: Unclaimed Dividends | Mgmt | For | For | |||||
| Transact Other Business (Voting) | Mgmt | For | Against | |||||
| 06/15/06 AGM | Origen Financial, Inc. | 68619E208 | With | 05/04/06 | 45,000 | |||
| Elect Director Ronald A. Klein | Mgmt | For | For | |||||
| Elect Director Paul A. Halpern | Mgmt | For | For | |||||
| Elect Director Gary A. Shiffman | Mgmt | For | For | |||||
| Elect Director Richard H. Rogel | Mgmt | For | For | |||||
| Elect Director James A. Williams | Mgmt | For | For | |||||
| Elect Director Michael J. Wechsler | Mgmt | For | For | |||||
| 04/25/06 AGM | Paccar Inc. | 693718108 | 02/28/06 | 15,500 | ||||
| Elect Director James C. Pigott | Mgmt | For | For | |||||
| Elect Director Mark C. Pigott | Mgmt | For | For | |||||
| Elect Director William G. Reed, Jr. | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 05/02/06 AGM | Penn Virginia Corp. | 707882106 | 03/06/06 | 16,000 | ||||
| Elect Director Joe N. Averett, Jr. | Mgmt | For | Withhold | |||||
| Elect Director Edward B. Cloues, Ii | Mgmt | For | Withhold | |||||
| Elect Director A. James Dearlove | Mgmt | For | Withhold | |||||
| Elect Director Robert Garrett | Mgmt | For | Withhold | |||||
| Elect Director Keith D. Horton | Mgmt | For | Withhold | |||||
| Elect Director Steven W. Krablin | Mgmt | For | Withhold | |||||
| Elect Director Merrill A. Miller, Jr. | Mgmt | For | For | |||||
| Elect Director Marsha R. Perelman | Mgmt | For | Withhold | |||||
| Elect Director P. Van Marcke De Lummen | Mgmt | For | For | |||||
| Elect Director Gary K. Wright | Mgmt | For | Withhold | |||||
| 02/15/06 EGM | Pennon Group Plc (frm.South West Water) | 3180095 | With | N/A | 170,000 | |||
| Increase Auth. Cap. to GBP 319,999,946; Capitalisation and Issuance of B Shares with Rights Up to GBP 145,000,009; Cap. Reorganisation; Auth. Issuance of Shares to Merril Lynch; Approve the Proposed Contract; Amend Art. of Assoc.; Auth. Share Repurchase | Mgmt | For | For | |||||
| Approve Cancellation of One Authorised But Unissued Special Rights Redeemable Preference Share of GBP 1 | Mgmt | For | For | |||||
| 05/03/06 AGM | PepsiCo, Inc. | 713448108 | With | 03/10/06 | 56,000 | |||
| Elect Director John F. Akers | Mgmt | For | For | |||||
| Elect Director Robert E. Allen | Mgmt | For | For | |||||
| Elect Director Dina Dublon | Mgmt | For | For | |||||
| Elect Director Victor J. Dzau, M.D. | Mgmt | For | For | |||||
| Elect Director Ray L. Hunt | Mgmt | For | For | |||||
| Elect Director Alberto Ibarguen | Mgmt | For | For | |||||
| Elect Director Arthur C. Martinez | Mgmt | For | For | |||||
| Elect Director Indra K. Nooyi | Mgmt | For | For | |||||
| Elect Director Steven S. Reinemund | Mgmt | For | For | |||||
| Elect Director Sharon Percy Rockefeller | Mgmt | For | For | |||||
| Elect Director James J. Schiro | Mgmt | For | For | |||||
| Elect Director Franklin A. Thomas | Mgmt | For | For | |||||
| Elect Director Cynthia M. Trudell | Mgmt | For | For | |||||
| Elect Director Daniel Vasella | Mgmt | For | For | |||||
| Elect Director Michael D. White | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Publish Political Contributions | ShrHoldr | Against | Against | |||||
| Report on Charitable Contributions | ShrHoldr | Against | Against | |||||
| 04/27/06 AGM | Pfizer Inc. | 717081103 | 03/01/06 | 25,000 | ||||
| Elect Director Michael S. Brown | Mgmt | For | For | |||||
| Elect Director M. Anthony Burns | Mgmt | For | For | |||||
| Elect Director Robert N. Burt | Mgmt | For | For | |||||
| Elect Director W. Don Cornwell | Mgmt | For | For | |||||
| Elect Director William H. Gray, III | Mgmt | For | For | |||||
| Elect Director Constance J. Horner | Mgmt | For | For | |||||
| Elect Director William R. Howell | Mgmt | For | For | |||||
| Elect Director Stanley O. Ikenberry | Mgmt | For | For | |||||
| Elect Director George A. Lorch | Mgmt | For | Withhold | |||||
| Elect Director Henry A. McKinnell | Mgmt | For | For | |||||
| Elect Director Dana G. Mead | Mgmt | For | Withhold | |||||
| Elect Director Ruth J. Simmons | Mgmt | For | For | |||||
| Elect Director William C. Steere, Jr. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Reduce Supermajority Vote Requirement | Mgmt | For | For | |||||
| Establish Term Limits for Directors | ShrHoldr | Against | Against | |||||
| Social Proposal | ShrHoldr | Against | Against | |||||
| Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| Report on Animal Welfare Policy | ShrHoldr | Against | Against | |||||
| Reort on Animal-based Testing | ShrHoldr | Against | Against | |||||
| 05/26/06 AGM | Phelps Dodge Corp. | 717265102 | With | 04/06/06 | 14,000 | |||
| Elect Director Charles C. Krulak | Mgmt | For | For | |||||
| Elect Director Dustan E. McCoy | Mgmt | For | For | |||||
| Elect Director William J. Post | Mgmt | For | For | |||||
| Elect Director Martin H. Richenhagen | Mgmt | For | For | |||||
| Elect Director Jack E. Thompson | Mgmt | For | For | |||||
| Approve Non-Employee Director Stock Option Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/31/06 AGM | Placer Sierra Bancshares | 726079106 | With | 04/05/06 | 1,100 | |||
| Issue Shares in Connection with an Acquisition | Mgmt | For | For | |||||
| Elect Director Ronald W. Bachli | Mgmt | For | For | |||||
| Elect Director Christi Black | Mgmt | For | For | |||||
| Elect Director Robert J. Kushner | Mgmt | For | For | |||||
| Elect Director Larry D. Mitchell | Mgmt | For | For | |||||
| Elect Director Dwayne A. Shackelford | Mgmt | For | For | |||||
| Elect Director William J. Slaton | Mgmt | For | For | |||||
| Elect Director Robert H. Smiley | Mgmt | For | For | |||||
| Elect Director Sandra R. Smoley | Mgmt | For | For | |||||
| Establish Range For Board Size | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 07/21/05 AGM | Plantronics, Inc. | 727493108 | With | 05/25/05 | 50,000 | |||
| Elect Director Marv Tseu | Mgmt | For | For | |||||
| Elect Director Ken Kannappan | Mgmt | For | For | |||||
| Elect Director Gregg Hammann | Mgmt | For | For | |||||
| Elect Director Marshall Mohr | Mgmt | For | For | |||||
| Elect Director Trude Taylor | Mgmt | For | For | |||||
| Elect Director Roger Wery | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/25/06 AGM | PNC Financial Services Group, Inc. | 693475105 | With | 02/28/06 | 8,000 | |||
| Elect Director Mr. Chellgren | Mgmt | For | For | |||||
| Elect Director Mr. Clay | Mgmt | For | For | |||||
| Elect Director Mr. Cooper | Mgmt | For | For | |||||
| Elect Director Mr. Davidson | Mgmt | For | For | |||||
| Elect Director Ms. James | Mgmt | For | For | |||||
| Elect Director Mr. Kelson | Mgmt | For | For | |||||
| Elect Director Mr. Lindsay | Mgmt | For | For | |||||
| Elect Director Mr. Massaro | Mgmt | For | For | |||||
| Elect Director Mr. O'Brien | Mgmt | For | For | |||||
| Elect Director Ms. Pepper | Mgmt | For | For | |||||
| Elect Director Mr. Rohr | Mgmt | For | For | |||||
| Elect Director Ms. Steffes | Mgmt | For | For | |||||
| Elect Director Mr. Strigl | Mgmt | For | For | |||||
| Elect Director Mr. Thieke | Mgmt | For | For | |||||
| Elect Director Mr. Usher | Mgmt | For | For | |||||
| Elect Director Mr. Walls | Mgmt | For | For | |||||
| Elect Director Mr. Wehmeier | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 09/23/05 AGM | Polymedica Corp. | 731738100 | With | 07/27/05 | 71,500 | |||
| Elect Director Thomas O. Pyle | Mgmt | For | For | |||||
| Elect Director Samuel L. Shanaman | Mgmt | For | For | |||||
| Elect Director Alan D. Solomont | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/09/06 AGM | Precision Drilling Trust | 740215108 | 03/20/06 | 100,000 | ||||
| Elect Robert J.S. Gibson, Patrick M. Murray and H. Garth Wiggins as Trustees of the Trust | Mgmt | For | For | |||||
| Elect W.C. (Mickey) Dunn, Brian A. Felesky, Robert J.S. Gibson, Patrick M. Murray, Frederick W. Pheasey, Robert L. Phillips, Hank B. Swartout and H. Garth Wiggins as Directors of Precision Drilling Corporation | Mgmt | For | For | |||||
| Ratify KPMG LLP as Auditors | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
| 05/11/06 AGM | Pulte Homes Inc. | 745867101 | 03/14/06 | 50,000 | ||||
| Elect Director Brian P. Anderson | Mgmt | For | For | |||||
| Elect Director Patrick J. O'Leary | Mgmt | For | For | |||||
| Elect Director Debra J. Kelly-Ennis | Mgmt | For | For | |||||
| Elect Director Bernard W. Reznicek | Mgmt | For | For | |||||
| Elect Director Alan E. Schwartz | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| Provide for Cumulative Voting | ShrHoldr | Against | For | |||||
| Performance-Based Equity Awards | ShrHoldr | Against | For | |||||
| 05/09/06 AGM | QUINTANA MARITIME LTD | Y7169G109 | 03/16/06 | 246,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Corbin J. Robertson, Jr | Mgmt | For | Withhold | |||||
| Elect Director Stamatis Molaris | Mgmt | For | For | |||||
| Elect Director Joseph R. Edwards | Mgmt | For | Withhold | |||||
| Elect Director Hans J. Mende | Mgmt | For | For | |||||
| Elect Director Corbin J. Robertson III | Mgmt | For | For | |||||
| Elect Director Gurpal Singh Grewal | Mgmt | For | For | |||||
| Elect Director S. James Nelson, Jr. | Mgmt | For | For | |||||
| Elect Director Peter Costalas | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/10/06 AGM | Regal Entertainment Group | 758766109 | With | 03/31/06 | 238,700 | |||
| Elect Director Michael L. Campbell | Mgmt | For | For | |||||
| Elect Director Alex Yemenidjian | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 07/15/05 AGM | Rocky Mountain Chocolate Factory | 774678403 | 05/31/05 | 85,137 | ||||
| Elect Director Franklin E. Crail | Mgmt | For | For | |||||
| Elect Director Lee N. Mortenson | Mgmt | For | For | |||||
| Elect Director Bryan J. Merryman | Mgmt | For | For | |||||
| Elect Director Fred M. Trainor | Mgmt | For | Withhold | |||||
| Elect Director Gerald A. Kien | Mgmt | For | For | |||||
| Elect Director Clyde Wm. Engle | Mgmt | For | For | |||||
| Increase Authorized Common Stock | Mgmt | For | Against | |||||
| Amend Non-Employee Director Stock Option Plan | Mgmt | For | Against | |||||
| 04/28/06 AGM | Rowan Companies, Inc. | 779382100 | With | 03/01/06 | 105,600 | |||
| Elect Director John R. Huff | Mgmt | For | For | |||||
| Elect Director Federick R. Lausen | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/20/06 AGM | Rurban Financial Corp. | 78176P108 | With | 02/23/06 | 5,500 | |||
| Elect Director Thomas A. Buis | Mgmt | For | For | |||||
| Elect Director Thomas L. Sauer | Mgmt | For | For | |||||
| Elect Director Kenneth A. Joyce | Mgmt | For | For | |||||
| Elect Director J. Michael Walz | Mgmt | For | For | |||||
| 05/05/06 AGM | Ryder System, Inc. | 783549108 | With | 03/10/06 | 30,000 | |||
| Elect Director L. Patrick Hassey | Mgmt | For | For | |||||
| Elect Director John M. Berra | Mgmt | For | For | |||||
| Elect Director Daniel H. Mudd | Mgmt | For | For | |||||
| Elect Director E. Follin Smith | Mgmt | For | For | |||||
| Elect Director Gregory T. Swienton | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/11/06 AGM | Saurer AG | H71945119 | With | N/A | 30,000 | |||
| Share Re-registration Consent | Mgmt | For | For | |||||
| 05/11/06 AGM | Saurer AG | H71945119 | N/A | 30,000 | ||||
| Management Proposals | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | |||||
| Approve Discharge of Board and Senior Management | Mgmt | For | For | |||||
| Reelect Giorgio Behr as Director | Mgmt | For | For | |||||
| Reelect Ulrich Schmidt as Director | Mgmt | For | For | |||||
| Reelect Heinrich Fischer as Director | Mgmt | For | For | |||||
| Reelect Heinz Bachmann as Director | Mgmt | For | For | |||||
| Reelect Alexis Fries as Director | Mgmt | For | For | |||||
| Reelect Hans-Georg Haerter as Director | Mgmt | For | For | |||||
| Reelect Guenther Schuh as Director | Mgmt | For | For | |||||
| Shareholder Proposals Submitted by Value Catalyst Fund (Laxey Group) | ||||||||
| Elect Preston Rabl as Director | ShrHoldr | Against | Against | |||||
| Approve CHF 137.5 Million Reduction in Share Capital; Approve Capital Repayment of CHF 9.45 per Share | ShrHoldr | Against | Against | |||||
| Management Proposals | ||||||||
| Approve CHF 26.2 Million Reduction in Share Capital; Approve Capital Repayment of CHF 1.80 per Share | Mgmt | For | For | |||||
| Renew Existing CHF 23.1 Million Pool of Capital without Preemptive Rights for Further Two Years | Mgmt | For | For | |||||
| Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |||||
| 12/02/05 EGM | Sears Canada Inc. | 2787259 | With | 11/03/05 | 65,000 | |||
| Approve Reduction in Stated Capital | Mgmt | For | For | |||||
| 03/20/06 AGM | SGS Societe Generale de Surveillance Holding SA | 4824778 | With | N/A | 3,900 | |||
| Share Re-registration Consent | Mgmt | For | For | |||||
| 03/20/06 AGM | SGS Societe Generale de Surveillance Holding SA | 4824778 H7484G106 | 03/06/06 | 7,800 | ||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Discharge of Board and Senior Management | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of CHF 31 per Share | Mgmt | For | For | |||||
| Reelect Tiberto Brandolini, August von Finck, Francois von Finck, Pascal Lebard, and Sergio Marchionne; Elect Shelby du Pasquier and Hans-Peter Keitel as Directors | Mgmt | For | Against | |||||
| Ratify Deloitte SA as Auditors | Mgmt | For | For | |||||
| Approve CHF 148.6 Million Reduction in Share Capital; Approve Capital Repayment of CHF 19 per Share | Mgmt | For | For | |||||
| 11/30/05 AGM | SHIP FINANCE INTERNATIONAL LTD | G81075106 | 10/24/05 | 151,763 | ||||
| Re-elect Paul Leand Jr. as Director | Mgmt | For | For | |||||
| Re-elect Tor Olav Troim as Director | Mgmt | For | For | |||||
| Re-elect Kate Blankenship as Director | Mgmt | For | Against | |||||
| Appoint Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||||
| Other Business (Voting) | Mgmt | For | Against | |||||
| 11/30/05 AGM | SHIP FINANCE INTERNATIONAL LTD | G81075106 | 10/24/05 | 303,526 | ||||
| Meeting for Holders of ADRs | ||||||||
| TO RE-ELECT PAUL LEAND JR. AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | |||||
| TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | |||||
| TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY. | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| TO TRANSACT OTHER SUCH BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Mgmt | For | Against | |||||
| 03/30/06 AGM | Simcorp A/S | K8851Q111 | 03/13/06 | 10,000 | ||||
| Receive Report of Board | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income | Mgmt | For | For | |||||
| Elect Directors | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Approve Remuneration of Directors in the Aggregate Amount of DKK 1.3 Million; Approve Allocation of 3,700 Stock Options to Directors | Mgmt | For | For | |||||
| Authorize Board to Allocate Special Dividends Until Next AGM | Mgmt | For | For | |||||
| Amend Articles Re: Delete Outdated Paragraph | Mgmt | For | For | |||||
| Amend Articles Re: Introduce Retirement Age for Board Members (70 Years) | Mgmt | For | Against | |||||
| Amend Articles Re: Work and Rules of Board | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Other Business (Non-Voting) | ||||||||
| 05/11/06 AGM | Simon Property Group, Inc. | 828806109 | 03/09/06 | 23,000 | ||||
| Elect Director Birch Bayh | Mgmt | For | Withhold | |||||
| Elect Director Melvyn E. Bergstein | Mgmt | For | For | |||||
| Elect Director Linda Walker Bynoe | Mgmt | For | For | |||||
| Elect Director Karen N. Horn, Ph.D. | Mgmt | For | For | |||||
| Elect Director Reuben S. Leibowitz | Mgmt | For | For | |||||
| Elect Director J. Albert Smith, Jr. | Mgmt | For | For | |||||
| Elect Director Pieter S. van den Berg | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 04/27/06 AGM | SJW Corp. | 784305104 | 03/06/06 | 15,600 | ||||
| Elect Director M.L. Cali | Mgmt | For | For | |||||
| Elect Director J.P. Dinapoli | Mgmt | For | For | |||||
| Elect Director D. Gibson | Mgmt | For | For | |||||
| Elect Director D.R. King | Mgmt | For | For | |||||
| Elect Director G.E. Moss | Mgmt | For | For | |||||
| Elect Director W.R. Roth | Mgmt | For | For | |||||
| Elect Director C.J. Toeniskoetter | Mgmt | For | For | |||||
| Elect Director F.R. Ulrich, Jr. | Mgmt | For | For | |||||
| Elect Director R.A. Van Valer | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | Against | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/10/06 AGM | Smit Internationale | N81047164 | 05/03/06 | 50,500 | ||||
| Open Meeting | ||||||||
| Receive Report of Management Board | ||||||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Receive Explanation on Company's Reserves and Dividend Policy | ||||||||
| Approve Dividends of EUR 2.50 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Management Board | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board | Mgmt | For | For | |||||
| Approve Remuneration of Supervisory Board | Mgmt | For | For | |||||
| Ratify KPMG Accountants N.V. as Auditors | Mgmt | For | For | |||||
| Reelect H.C.P. Noten to Supervisory Board | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Mgmt | For | For | |||||
| Receive Announcements (non-voting) | ||||||||
| Allow Questions | ||||||||
| Close Meeting | ||||||||
| 06/15/06 EGM | Sound Federal Bancorp Inc | 83607V104 | With | 04/28/06 | 1,500 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 04/20/06 AGM | Southside Bancshares, Inc. | 84470P109 | 03/06/06 | 5,871 | ||||
| Elect Director Herbert C. Buie | Mgmt | For | For | |||||
| Elect Director Robbie N. Edmonson | Mgmt | For | For | |||||
| Elect Director Michael D. Gollob | Mgmt | For | For | |||||
| Elect Director Joe Norton | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
| 03/29/06 AGM | Sponda Oyj | X84465107 | 03/17/06 | 254,600 | ||||
| Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive Auditor's Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of EUR 0.50 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors and Auditors | Mgmt | For | For | |||||
| Fix Number of Directors at 6 | Mgmt | For | For | |||||
| Reelect Tuula Entela, Maija-Liisa Friman, Harri Pynna, Anssi Soila, and Jarmo Vaisanen as Directors; Elect Timo Korvenpaa as New Director | Mgmt | For | For | |||||
| Appoint KPMG Oy Ab and Sixten Nyman APA as Auditors | Mgmt | For | For | |||||
| Shareholder Proposals | ||||||||
| Shareholder Proposal: Establish Nominating Committee | ShrHoldr | Against | ||||||
| Ordinary Business | ||||||||
| Authorize Repurchase of Up to Five Percent of Issued Share Capital | Mgmt | For | For | |||||
| Authorize Reissuance of Repurchased Shares | Mgmt | For | For | |||||
| 05/10/06 AGM | Standard Pacific Corp. | 85375C101 | 03/13/06 | 51,400 | ||||
| Elect Director Michael C. Cortney | Mgmt | For | For | |||||
| Elect Director Ronald R. Foell | Mgmt | For | For | |||||
| Elect Director Jeffrey V. Peterson | Mgmt | For | For | |||||
| Social Proposal | ShrHoldr | Against | For | |||||
| 09/08/05 AGM | Stanley Leisure PLC | 0841102 | N/A | 300,000 | ||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Final Dividend of 7.5 Pence Per Ordinary Share | Mgmt | For | For | |||||
| Re-elect Robert Wiper as Director | Mgmt | For | For | |||||
| Re-elect Robert Waddington as Director | Mgmt | For | For | |||||
| Re-elect Lord Baker as Director | Mgmt | For | For | |||||
| Elect Colin Child as Director | Mgmt | For | For | |||||
| Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |||||
| Approve Remuneration Report | Mgmt | For | Against | |||||
| Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,318,917 | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,634,054 | Mgmt | For | For | |||||
| Authorise 13,072,433 Ordinary Shares for Market Purchase | Mgmt | For | For | |||||
| Amend Memorandum of Association and Articles of Association Re: Indemnification of Directors | Mgmt | For | For | |||||
| 09/08/05 EGM | Stanley Leisure PLC | 0841102 | With | N/A | 300,000 | |||
| Conditional Upon the Admission of Applications, Approve Cap. Reorg.;Auth. 134,734,155 B Shares and 6,971,965 Ord. Shares for Purchase;Approve the Contract with JPMorgan Cazenove; Issue without Pre-emp. Rights up to GBP 871,496;and Adopt New Art. of Assoc. | Mgmt | For | For | |||||
| Amend Long Term Incentive Plan, 1999 Executive Share Option Scheme, Overseas Savings Related Share Option Scheme, 1996 Inland Revenue Approved Executive Share Option Scheme, and 1996 Inland Revenue Approved Savings Related Share Option Scheme | Mgmt | For | For | |||||
| 05/02/06 AGM | Starwood Hotels & Resorts Worldwide, Inc. | 85590A203 | 03/14/06 | 108,000 | ||||
| Elect Director Steven J. Heyer | Mgmt | For | Withhold | |||||
| Elect Director Charlene Barshefsky | Mgmt | For | Withhold | |||||
| Elect Director Jean-Marc Chapus | Mgmt | For | Withhold | |||||
| Elect Director Bruce W. Duncan | Mgmt | For | Withhold | |||||
| Elect Director Lizanne Galbreath | Mgmt | For | For | |||||
| Elect Director Eric Hippeau | Mgmt | For | Withhold | |||||
| Elect Director Stephen R. Quazzo | Mgmt | For | Withhold | |||||
| Elect Director Thomas O. Ryder | Mgmt | For | Withhold | |||||
| Elect Director Daniel W. Yih | Mgmt | For | Withhold | |||||
| Elect Director Kneeland C. Youngblood | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/25/06 AGM | State Bancorp, Inc. | 03/17/06 | 0 | |||||
| Elect Director Thomas E. Christman | Mgmt | For | ||||||
| Elect Director K. Thomas Liaw | Mgmt | For | ||||||
| Elect Director Richard W. Merzbacher | Mgmt | For | ||||||
| Elect Director Andrew J. Simons | Mgmt | For | ||||||
| Approve Omnibus Stock Plan | Mgmt | For | ||||||
| 05/10/06 AGM | STATOIL ASA | R8412T102 | N/A | 80,000 | ||||
| Open Meeting | ||||||||
| Registration of Attending Shareholders and Proxies | Mgmt | For | For | |||||
| Elect Chairman of Meeting | Mgmt | For | For | |||||
| Designate Representative to Co-Sign Minutes of Meeting Together With Chairman of Meeting | Mgmt | For | For | |||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.20 per Share | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Elect Members (8) and Deputy Members (3) of Corporate Assembly | Mgmt | For | For | |||||
| Approve Remuneration of Members of Corporate Assembly | Mgmt | For | For | |||||
| Amend Articles Re: Update Instructions and Define Election Procedures for Nominating Committee to Reflect Norwegian Corporate Governance Code | Mgmt | For | For | |||||
| Elect Members of Nominating Committee | Mgmt | For | For | |||||
| Approve Remuneration of Members of Nominating Committee | Mgmt | For | For | |||||
| Approve NOK 58.6 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | |||||
| Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Mgmt | For | For | |||||
| Authorize Repurchase of Issued Shares up to NOK 10 Million Nominal Value for Employee Share Investment Plan | Mgmt | For | For | |||||
| 05/02/06 AGM | Sterling Bancorp | 859158107 | With | 03/24/06 | 5,000 | |||
| Elect Director Robert Abrams | Mgmt | For | For | |||||
| Elect Director Joseph M. Adamko | Mgmt | For | For | |||||
| Elect Director Louis J. Cappelli | Mgmt | For | For | |||||
| Elect Director Walter Feldesman | Mgmt | For | For | |||||
| Elect Director Fernando Ferrer | Mgmt | For | For | |||||
| Elect Director Allan F. Hershfield | Mgmt | For | For | |||||
| Elect Director Henry J. Humphreys | Mgmt | For | For | |||||
| Elect Director Robert W. Lazar | Mgmt | For | For | |||||
| Elect Director John C. Millman | Mgmt | For | For | |||||
| Elect Director Eugene Rossides | Mgmt | For | For | |||||
| Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| 03/21/06 AGM | Stockmann OY | 5462393 X86482142 | 03/10/06 | 112,000 | ||||
| Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.11) | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive Auditors' Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of EUR 1.10 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Fix Number of Directors at 7 | Mgmt | For | For | |||||
| Fix Number of Auditors and Deputy Auditors | Mgmt | For | For | |||||
| Reelect Lasse Koivu, Erkki Etola, Eva Liljeblom, Kari Niemistoe, Christoffer Taxell, Carola Teir-Lehtinen, and Henry Wiklund as Directors | Mgmt | For | For | |||||
| Elect Wilhelm Holmberg and Henrik Holmbom as Auditors; Elect KPMG Oy Ab as Deputy Auditor | Mgmt | For | For | |||||
| Approve Stock Option Plan for Loyal Customers; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Mgmt | For | Against | |||||
| Approve Stock Option Plan for Key Employees; Approve Creation of EUR 3 Million Pool of Conditional Capital to Guarantee Conversion Rights | Mgmt | For | Against | |||||
| Authorize Reissuance of 386,946 Repurchased Shares | Mgmt | For | For | |||||
| 05/03/06 AGM | Storebrand ASA (formerly Uni Storebrand) | R85746106 | N/A | 300,000 | ||||
| Open Meeting | ||||||||
| Approve Notice of Meeting and Agenda | Mgmt | For | For | |||||
| Presentation of Register Showing Shareholders Present and Proxies | ||||||||
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | |||||
| Receive Management's Report | ||||||||
| Receive and Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4 per Share | Mgmt | For | For | |||||
| Approve NOK 43.5 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Reelect Arvid Grundekjoen, Inger-Lise Gjoerv, Stein Hagen, and Ole Enger as Members of Committee of Representatives; Elect Terje Venold, Margareth Oevrum, and Olaug Svarva as New Members; Elect T. Bjoergan, P. Jansen, and K. Ulltveit-Moe as Deputy Members | Mgmt | For | For | |||||
| Reelect Dag Opedal and Johan Andresen jr. as Members of Nominating Committee; Elect Olaug Svarva as New Member | Mgmt | For | For | |||||
| Elect Elisabeth Wille and Kristine Ryssdal as Members of Control Committee | Mgmt | For | For | |||||
| Receive Information on Remuneration Policy And Other Terms of Employment For Executive Management | ||||||||
| Approve Remuneration of Members of Committee of Representatives, Nominating Committee, and Control Committee | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Close Meeting | ||||||||
| 03/10/06 AGM | Stork NV | 4925701 N92876155 | 03/06/06 | 70,000 | ||||
| Open Meeting | ||||||||
| Receive Report of Management Board | ||||||||
| Approve Company's Corporate Governance Structure | Mgmt | For | For | |||||
| Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Receive Explanation of Company's Reserves and Dividend Policy | ||||||||
| Approve Dividends EUR 1.10 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Management Board | Mgmt | For | For | |||||
| Approve Discharge of Supervisory Board | Mgmt | For | For | |||||
| Discuss Strategy of Stork | ||||||||
| Approve Lowering of Nominal Value of Shares from EUR 5 to EUR 1 to Allow Repayment to Shareholders | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Announce Current Vacancy on Supervisory Board | ||||||||
| Opportunity for a Nomination by the General Meeting | ||||||||
| Announcement by Supervisory Board of Person Nominated for Appointment | ||||||||
| Elect C.J. van den Driest to Supervisory Board | Mgmt | For | For | |||||
| Announce Future Vacancy on Supervisory Board | ||||||||
| Reappoint KPMG Accountants N.V. as Auditors | Mgmt | For | For | |||||
| Grant Board Authority to Issue Authorized Yet Unissued Ordinary Shares and Options hereto up to 10% of Issued Shares and All Cumulative Preference A Shares (Financing Preference Shares) and Options hereto | Mgmt | For | Against | |||||
| Authorize Board to Exclude Preemptive Rights from Issuance of Ordinary Shares Under Item 13A | Mgmt | For | For | |||||
| Allow Questions | ||||||||
| 05/02/06 AGM | Sunstone Hotel Investors, Inc. | 867892101 | With | 03/20/06 | 80,000 | |||
| Elect Director Robert A. Alter | Mgmt | For | For | |||||
| Elect Director Lewis N. Wolff | Mgmt | For | For | |||||
| Elect Director Z. Jamie Behar | Mgmt | For | For | |||||
| Elect Director Anthony W. Dona | Mgmt | For | For | |||||
| Elect Director Thomas A. Lewis | Mgmt | For | For | |||||
| Elect Director Keith M. Locker | Mgmt | For | For | |||||
| Elect Director Keith P. Russell | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/18/06 AGM | SunTrust Banks, Inc. | 867914103 | 02/28/06 | 1,223 | ||||
| Elect Director J. Hyatt Brown | Mgmt | For | Withhold | |||||
| Elect Director Alston D. Correll | Mgmt | For | For | |||||
| Elect Director David H. Hughes | Mgmt | For | For | |||||
| Elect Director E. Neville Isdell | Mgmt | For | For | |||||
| Elect Director G. Gilmer Minor, III | Mgmt | For | For | |||||
| Elect Director Thomas M. Garrott | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Declassify the Board of Directors | ShrHoldr | Against | For | |||||
| 05/03/06 AGM | Susquehanna Bancshares, Inc. | 869099101 | With | 03/17/06 | 15,000 | |||
| Elect Director Michael A. Morello | Mgmt | For | For | |||||
| Elect Director Henry H. Gibbel | Mgmt | For | For | |||||
| Elect Director Bruce A. Hepburn | Mgmt | For | For | |||||
| Elect Director M. Zev Rose | Mgmt | For | For | |||||
| Elect Director Roger V. Wiest | Mgmt | For | For | |||||
| Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||||
| 05/11/06 AGM | SVB FINANCIAL GROUP | 78486Q101 | 03/23/06 | 2,000 | ||||
| Elect Director Eric A. Benhamou | Mgmt | For | For | |||||
| Elect Director David M. Clapper | Mgmt | For | For | |||||
| Elect Director Roger F. Dunbar | Mgmt | For | For | |||||
| Elect Director Joel P. Friedman | Mgmt | For | For | |||||
| Elect Director G. Felda Hardymon | Mgmt | For | Withhold | |||||
| Elect Director Alex W. pete Hart | Mgmt | For | For | |||||
| Elect Director C. Richard Kramlich | Mgmt | For | Withhold | |||||
| Elect Director James R. Porter | Mgmt | For | For | |||||
| Elect Director Michaela K. Rodeno | Mgmt | For | For | |||||
| Elect Director Kenneth P. Wilcox | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | Against | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 03/09/06 AGM | TD Ameritrade Holdings Corp. | 03074K100 | 01/26/06 | 300,000 | ||||
| Elect Director W. Edmund Clark | Mgmt | For | Withhold | |||||
| Elect Director Michael D. Fleisher | Mgmt | For | For | |||||
| Elect Director Glenn H. Hutchins | Mgmt | For | For | |||||
| Elect Director Joseph H. Moglia | Mgmt | For | Withhold | |||||
| Elect Director Thomas S. Ricketts | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
| 05/05/06 AGM | Temple-Inland Inc. | 879868107 | With | 03/08/06 | 75,500 | |||
| Elect Director Cassandra C. Carr | Mgmt | For | For | |||||
| Elect Director James T. Hackett | Mgmt | For | For | |||||
| Elect Director Arthur Temple, III | Mgmt | For | For | |||||
| Elect Director Larry E. Temple | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/03/06 AGM | Tesoro Corp. | 881609101 | 03/14/06 | 42,000 | ||||
| Elect Director Robert W. Goldman | Mgmt | For | For | |||||
| Elect Director Steven H. Grapstein | Mgmt | For | For | |||||
| Elect Director William J. Johnson | Mgmt | For | For | |||||
| Elect Director A. Maurice Myers | Mgmt | For | For | |||||
| Elect Director Donald H. Schmude | Mgmt | For | For | |||||
| Elect Director Bruce A. Smith | Mgmt | For | For | |||||
| Elect Director Patrick J. Ward | Mgmt | For | For | |||||
| Elect Director Michael E. Wiley | Mgmt | For | For | |||||
| Approve Omnibus Stock Plan | Mgmt | For | Against | |||||
| Increase Authorized Common Stock | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/04/06 AGM | Teva Pharmaceutical Industries | 881624209 | 03/27/06 | 30,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. | Mgmt | For | For | |||||
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. | Mgmt | For | For | |||||
| TO APPOINT PROF. GABRIELA SHALEV AS A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. | Mgmt | For | For | |||||
| TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DR. PHILLIP FROST | Mgmt | For | For | |||||
| TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: CARLO SALVI | Mgmt | For | For | |||||
| TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DAVID SHAMIR | Mgmt | For | For | |||||
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. | Mgmt | For | Against | |||||
| TO APPROVE AN AMENDMENT TO SECTION 60(E) OF THE COMPANY S ARTICLES OF ASSOCIATION. | Mgmt | For | For | |||||
| TO APPROVE AN INCREASE IN THE REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). | Mgmt | For | For | |||||
| TO APPOINT KESSELMAN & KESSELMAN, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION. | Mgmt | For | For | |||||
| 04/26/06 AGM | Textron Inc. | 883203101 | 03/03/06 | 55,000 | ||||
| Elect Director Lewis B. Campbell | Mgmt | For | For | |||||
| Elect Director Lawrence K. Fish | Mgmt | For | For | |||||
| Elect Director Joe T. Ford | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Report on Depleted Uranium Weapons Components | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 05/16/06 AGM | The Allstate Corp. | 020002101 | 03/17/06 | 2,000 | ||||
| Elect Director F. Duane Ackerman | Mgmt | For | For | |||||
| Elect Director James G. Andress | Mgmt | For | For | |||||
| Elect Director W. James Farrell | Mgmt | For | For | |||||
| Elect Director Jack M. Greenberg | Mgmt | For | For | |||||
| Elect Director Ronald T. Lemay | Mgmt | For | For | |||||
| Elect Director Edward M. Liddy | Mgmt | For | For | |||||
| Elect Director J. Christopher Reyes | Mgmt | For | For | |||||
| Elect Director H. John Riley, Jr. | Mgmt | For | For | |||||
| Elect Director Joshua I. Smith | Mgmt | For | For | |||||
| Elect Director Judith A. Sprieser | Mgmt | For | For | |||||
| Elect Director Mary Alice Taylor | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Omnibus Stock Plan | Mgmt | For | For | |||||
| Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Adopt Simple Majority Vote | ShrHoldr | Against | For | |||||
| 04/20/06 AGM | The Black & Decker Corp. | 091797100 | 02/21/06 | 25,000 | ||||
| Elect Director N.D. Archibald | Mgmt | For | For | |||||
| Elect Director N.R. Augustine | Mgmt | For | For | |||||
| Elect Director B.L. Bowles | Mgmt | For | For | |||||
| Elect Director G.W. Buckley | Mgmt | For | For | |||||
| Elect Director M.A. Burns | Mgmt | For | For | |||||
| Elect Director K.B. Clark | Mgmt | For | For | |||||
| Elect Director M.A. Fernandez | Mgmt | For | For | |||||
| Elect Director B.H. Griswold, Iv | Mgmt | For | For | |||||
| Elect Director A. Luiso | Mgmt | For | For | |||||
| Elect Director R.L. Ryan | Mgmt | For | For | |||||
| Elect Director M.H. Willes | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Performance-Based and/or Time-Based Equity Awards | ShrHoldr | Against | For | |||||
| 04/25/06 AGM | The Chubb Corp. | 171232101 | 03/06/06 | 4,000 | ||||
| Elect Director Zoe Baird | Mgmt | For | For | |||||
| Elect Director Sheila P. Burke | Mgmt | For | For | |||||
| Elect Director James I. Cash, Jr. | Mgmt | For | For | |||||
| Elect Director Joel J. Cohen | Mgmt | For | For | |||||
| Elect Director James M. Cornelius | Mgmt | For | For | |||||
| Elect Director John D. Finnegan | Mgmt | For | For | |||||
| Elect Director Klaus J. Mangold | Mgmt | For | For | |||||
| Elect Director Sir David G. Scholey | Mgmt | For | For | |||||
| Elect Director Raymond G.H. Seitz | Mgmt | For | For | |||||
| Elect Director Lawrence M. Small | Mgmt | For | For | |||||
| Elect Director Daniel E. Somers | Mgmt | For | For | |||||
| Elect Director Karen Hastie Williams | Mgmt | For | For | |||||
| Elect Director Alfred W. Zollar | Mgmt | For | For | |||||
| Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| 03/31/06 AGM | The Goldman Sachs Group, Inc. | 38141G104 | With | 01/30/06 | 61,000 | |||
| Elect Director Lloyd C. Blankfein | Mgmt | For | For | |||||
| Elect Director Lord Browne Ofmadingley | Mgmt | For | For | |||||
| Elect Director John H. Bryan | Mgmt | For | For | |||||
| Elect Director Claes Dahlback | Mgmt | For | For | |||||
| Elect Director Stephen Friedman | Mgmt | For | For | |||||
| Elect Director William W. George | Mgmt | For | For | |||||
| Elect Director James A. Johnson | Mgmt | For | For | |||||
| Elect Director Lois D. Juliber | Mgmt | For | For | |||||
| Elect Director Edward M. Liddy | Mgmt | For | For | |||||
| Elect Director Henry M. Paulson, Jr. | Mgmt | For | For | |||||
| Elect Director Ruth J. Simmons | Mgmt | For | For | |||||
| Amend Restricted Partner Compensation Plan | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/24/06 EGM | The Legacy Bank | 52463U104 | With | 02/27/06 | 4,290 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 05/23/06 AGM | The Nasdaq Stock Market, Inc | 631103108 | With | 04/13/06 | 1,000 | |||
| Elect Director Michael Casey | Mgmt | For | For | |||||
| Elect Director Daniel Coleman | Mgmt | For | For | |||||
| Elect Director Jeffrey N. Edwards | Mgmt | For | For | |||||
| Elect Director Lon Gorman | Mgmt | For | For | |||||
| Elect Director Patrick J. Healy | Mgmt | For | For | |||||
| Elect Director Merit E. Janow | Mgmt | For | For | |||||
| Elect Director John D. Markese | Mgmt | For | For | |||||
| Elect Director Thomas F. O'Neill | Mgmt | For | For | |||||
| Elect Director James S. Riepe | Mgmt | For | For | |||||
| Elect Director Thomas G. Stemberg | Mgmt | For | For | |||||
| Elect Director Deborah L. Wince-Smith | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 07/12/05 EGM | The Procter & Gamble Company | 742718109 | With | 05/19/05 | 71,500 | |||
| Approve Merger Agreement | Mgmt | For | For | |||||
| Adjourn Meeting | Mgmt | For | For | |||||
| 10/11/05 AGM | The Procter & Gamble Company | 742718109 | With | 08/12/05 | 71,500 | |||
| Elect Director Bruce L. Byrnes | Mgmt | For | For | |||||
| Elect Director Scott D. Cook | Mgmt | For | For | |||||
| Elect Director Charles R. Lee | Mgmt | For | For | |||||
| Elect Director W. James McNerney, Jr. | Mgmt | For | For | |||||
| Elect Director Ernesto Zedillo | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Amend Articles | Mgmt | For | For | |||||
| Declassify the Board of Directors | Mgmt | For | For | |||||
| Report on Animal Welfare Policy | ShrHoldr | Against | Against | |||||
| Seek Sale of Company/Assets | ShrHoldr | Against | Against | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| 04/26/06 AGM | The Ryland Group, Inc. | 783764103 | 02/13/06 | 12,000 | ||||
| Elect Director R. Chad Dreier | Mgmt | For | For | |||||
| Elect Director Daniel T. Bane | Mgmt | For | For | |||||
| Elect Director Leslie M. Frecon | Mgmt | For | For | |||||
| Elect Director Roland A. Hernandez | Mgmt | For | For | |||||
| Elect Director William L. Jews | Mgmt | For | Withhold | |||||
| Elect Director Ned Mansour | Mgmt | For | For | |||||
| Elect Director Robert E. Mellor | Mgmt | For | Withhold | |||||
| Elect Director Norman J. Metcalfe | Mgmt | For | Withhold | |||||
| Elect Director Charlotte St. Martin | Mgmt | For | Withhold | |||||
| Elect Director Paul J. Varello | Mgmt | For | For | |||||
| Elect Director John O. Wilson | Mgmt | For | For | |||||
| Approve Non-Employee Director Stock Option Plan | Mgmt | For | For | |||||
| Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||||
| Submit Supplemental Executive Retirement Plans to Shareholder vote | ShrHoldr | Against | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/18/06 AGM | The South Financial Group Inc. | 03/01/06 | 0 | |||||
| Elect Director J. W. Davis | Mgmt | For | ||||||
| Elect Director M. Dexter Hagy | Mgmt | For | ||||||
| Elect Director Challis M. Lowe | Mgmt | For | ||||||
| Elect Director Darla D. Moore | Mgmt | For | ||||||
| Elect Director H. Earle Russell, Jr. | Mgmt | For | ||||||
| Elect Director William R. Timmons III | Mgmt | For | ||||||
| Elect Director Samuel H. Vickers | Mgmt | For | ||||||
| Elect Director David C. Wakefield III | Mgmt | For | ||||||
| Ratify Auditors | Mgmt | For | ||||||
| 05/18/06 AGM | The Student Loan Corporation | 863902102 | 03/31/06 | 8,000 | ||||
| Elect Director John Affleck-Graves | Mgmt | For | For | |||||
| Elect Director Michael R. Dunn | Mgmt | For | Withhold | |||||
| Elect Director Evelyn E. Handler | Mgmt | For | For | |||||
| Elect Director Carl E. Levinson | Mgmt | For | Withhold | |||||
| Elect Director Simon Williams | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 03/23/06 AGM | Tietoenator Corp (Formerly TT Tieto OY ) | 5479702 X90409115 | 03/13/06 | 150,000 | ||||
| Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive Auditors' Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of EUR 0.85 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors and Auditors | Mgmt | For | For | |||||
| Fix Number of Directors at 7 | Mgmt | For | For | |||||
| Reelect Bengt Halse, Kalevi Kontinen, Matti Lehti, Olli Martikainen, Olli Riikkala, Anders Ullberg, and Mariana Burenstam Linder as Directors | Mgmt | For | For | |||||
| Elect PricewaterhouseCoopers Oy and Matti Nykanen as Auditors; Elect Jan Holmberg, APA and Markku Katajisto, APA as Deputy Auditors | Mgmt | For | For | |||||
| Amend Articles Re: Corporate Purpose; Change Number of Auditors to 1 | Mgmt | For | For | |||||
| Approve EUR 2.9 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Approve Creation of EUR 15.1 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | |||||
| Approve Stock Option Plan for Key Employees and Wholly Owned Subsidiary; Approve Creation of EUR 1.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | Against | |||||
| 05/09/06 AGM | TODCO | 88889T107 | With | 03/17/06 | 37,000 | |||
| Elect Director Thomas M Hamilton | Mgmt | For | For | |||||
| Elect Director Thomas R. Hix | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | |||||
| Company-Specific--Eliminate Supermajority Voting Requirements | Mgmt | For | For | |||||
| Company-Specific--Eliminate Supermajority Voting Requirements | Mgmt | For | For | |||||
| Eliminate Class of Common Stock | Mgmt | For | For | |||||
| Company Specific-Permit Issuance of Stock Dividends | Mgmt | For | For | |||||
| Company Specific-Authority to Amend and Restate the Charter | Mgmt | For | For | |||||
| 05/23/06 EGM | Todd Shipyards Corp. | 889039103 | With | 04/17/06 | 5,000 | |||
| Amend Bundled Compensation Plans | Mgmt | For | For | |||||
| 03/14/06 AGM | Toll Brothers, Inc. | 889478103 | With | 01/13/06 | 35,000 | |||
| Elect Director Robert S. Blank | Mgmt | For | For | |||||
| Elect Director Roger S. Hillas | Mgmt | For | For | |||||
| Elect Director Stephen A. Novick | Mgmt | For | For | |||||
| Elect Director Paul E. Shapiro | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/24/06 AGM | TowneBank | 89214P109 | 03/27/06 | 750 | ||||
| Elect Director Jacqueline B. Amato | Mgmt | For | Withhold | |||||
| Elect Director William A. Copeland, Jr. | Mgmt | For | Withhold | |||||
| Elect Director Elizabeth A. Duke | Mgmt | For | Withhold | |||||
| Elect Director Paul J. Farrell | Mgmt | For | For | |||||
| Elect Director Andrew S. Fine | Mgmt | For | Withhold | |||||
| Elect Director Gordon L. Gentry, Jr. | Mgmt | For | Withhold | |||||
| Elect Director Ernest F. Hardee | Mgmt | For | For | |||||
| Elect Director John R. Lawson, II | Mgmt | For | For | |||||
| Elect Director W. Ashton Lewis | Mgmt | For | For | |||||
| Elect Director R. Scott Morgan | Mgmt | For | Withhold | |||||
| Elect Director William D. Sessoms, Jr | Mgmt | For | Withhold | |||||
| Elect Director Paul D. Fraim | Mgmt | For | For | |||||
| Appointment of Directors of Townebanking Groups | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/11/06 AGM | Transocean Inc. | G90078109 | 03/20/06 | 65,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Victor E. Grijalva | Mgmt | For | For | |||||
| Elect Director Arthur Lindenauer | Mgmt | For | For | |||||
| Elect Director Kristian Siem | Mgmt | For | For | |||||
| APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. | Mgmt | For | For | |||||
| 03/30/06 AGM | TRYGVESTA A/S | K9640A102 | 03/09/06 | 69,500 | ||||
| Receive Report of Board | ||||||||
| Receive and Approve Financial Statements and Statutory Reports; Approve Remuneration of Directors; Discharge Directors and Management | Mgmt | For | For | |||||
| Approve Allocation of Income | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Amend Articles Re: Authorize Board to Allocate Special Dividends until Next AGM; Editorial Changes Concerning Decrease in Number of Auditors from Two to One | Mgmt | For | For | |||||
| Elect Mikael Olufsen, Per Skov, Joern Andersen, John Frederiksen, Bodil Andersen, Paul Bergqvist, Rune Bjerke, and Niels Christiansen as Directors | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Other Business (Non-Voting) | ||||||||
| 05/19/06 AGM | TXU Corp. | 873168108 | 03/21/06 | 165,000 | ||||
| Elect Director E. Gail de Planque | Mgmt | For | For | |||||
| Elect Director Leldon E. Echols | Mgmt | For | For | |||||
| Elect Director Kerney Laday | Mgmt | For | For | |||||
| Elect Director Jack E. Little | Mgmt | For | For | |||||
| Elect Director Gerardo I. Lopez | Mgmt | For | For | |||||
| Elect Director J.E. Oesterreicher | Mgmt | For | For | |||||
| Elect Director Michael W. Ranger | Mgmt | For | For | |||||
| Elect Director Leonard H. Roberts | Mgmt | For | For | |||||
| Elect Director Glenn F. Tilton | Mgmt | For | For | |||||
| Elect Director C. John Wilder | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Establish Range For Board Size | Mgmt | For | For | |||||
| Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 07/18/05 AGM | UAP Holding Corp | 903441103 | With | 06/08/05 | 62,000 | |||
| Elect Director L. Kenneth Cordell | Mgmt | For | For | |||||
| Elect Director Carl J. Rickertsen | Mgmt | For | For | |||||
| Elect Director Thomas R. Miklich | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 05/04/06 AGM | Union Pacific Corp. | 907818108 | 02/23/06 | 15,000 | ||||
| Elect Director Jr. Richard K. Davidson | Mgmt | For | For | |||||
| Elect Director Erroll B. Davis | Mgmt | For | For | |||||
| Elect Director Thomas J. Donohue | Mgmt | For | For | |||||
| Elect Director Archie W. Dunham | Mgmt | For | For | |||||
| Elect Director Judith Richards Hope | Mgmt | For | For | |||||
| Elect Director Charles C. Krulak | Mgmt | For | For | |||||
| Elect Director Michael W. McConnell | Mgmt | For | For | |||||
| Elect Director Steven R. Rogel | Mgmt | For | For | |||||
| Elect Director James R. Young | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | For | |||||
| Provide for an Independent Chairman | ShrHoldr | Against | For | |||||
| 04/12/06 AGM | United Technologies Corp. | 913017109 | With | 02/14/06 | 20,000 | |||
| Elect Director Louis R. Chenevert | Mgmt | For | For | |||||
| Elect Director George David | Mgmt | For | For | |||||
| Elect Director John V. Faraci | Mgmt | For | For | |||||
| Elect Director Jean-Pierre Garnier | Mgmt | For | For | |||||
| Elect Director Jamie S. Gorelick | Mgmt | For | For | |||||
| Elect Director Charles R. Lee | Mgmt | For | For | |||||
| Elect Director Richard D. McCormick | Mgmt | For | For | |||||
| Elect Director Harold McGraw, III | Mgmt | For | For | |||||
| Elect Director Frank P. Popoff, III | Mgmt | For | For | |||||
| Elect Director H. Patrick Swygert | Mgmt | For | For | |||||
| Elect Director Andre Villeneuve | Mgmt | For | For | |||||
| Elect Director H.A. Wagner | Mgmt | For | For | |||||
| Elect Director Christine Todd Whitman | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Increase Authorized Common Stock | Mgmt | For | For | |||||
| Establish Term Limits for Directors | ShrHoldr | Against | Against | |||||
| Report on Foreign Sales of Military Products | ShrHoldr | Against | Against | |||||
| 03/16/06 AGM | Uponor (Formerly Asko Oyj) | 5232671 X9518X107 | 03/06/06 | 154,000 | ||||
| Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.9) | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive Auditors' Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of EUR 0.90 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors | Mgmt | For | For | |||||
| Fix Number of Directors at 5 | Mgmt | For | For | |||||
| Reelect Jorma Eloranta, Pekka Paasikivi, Aimo Rajahalme, Anne-Christine Silfverstolpe Nordin, and Rainer Simon as Directors | Mgmt | For | For | |||||
| Reelect KPMG Oy Ab as Auditors | Mgmt | For | For | |||||
| Approve EUR 2.3 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Five Percent of Issued Share Capital | Mgmt | For | For | |||||
| 04/27/06 AGM | Valero Energy Corp. | 91913Y100 | With | 03/01/06 | 65,000 | |||
| Elect Director Jerry D. Choate | Mgmt | For | For | |||||
| Elect Director William R. Klesse | Mgmt | For | For | |||||
| Elect Director Donald L. Nickles | Mgmt | For | For | |||||
| Elect Director Susan Kaufman Purcell | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/25/06 AGM | Valley Commerce Bancorp | 03/16/06 | 0 | |||||
| Elect Director David B. Day | Mgmt | For | ||||||
| Elect Director Walter A. Dwelle | Mgmt | For | ||||||
| Elect Director Thomas A. Gaebe | Mgmt | For | ||||||
| Elect Director Donald A. Gilles | Mgmt | For | ||||||
| Elect Director Philip R. Hammond, Jr. | Mgmt | For | ||||||
| Elect Director Russell F. Hurley | Mgmt | For | ||||||
| Elect Director Fred P. LoBue, Jr. | Mgmt | For | ||||||
| Elect Director Kenneth H. Macklin | Mgmt | For | ||||||
| Elect Director Stanley J. Shamoon | Mgmt | For | ||||||
| Ratify Auditors | Mgmt | For | ||||||
| 07/08/05 AGM | Viridian Group Plc (frm.Northern Ireland Electricity) | 0226668 | With | N/A | 225,000 | |||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Remuneration Report | Mgmt | For | For | |||||
| Approve Final Dividend of 25.34 Pence Per Ordinary Share | Mgmt | For | For | |||||
| Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |||||
| Re-elect Duncan Lewis as Director | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,147,908 | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,672,186 | Mgmt | For | For | |||||
| Authorise 17,939,214 Ordinary Shares for Market Purchase | Mgmt | For | For | |||||
| Amend Articles of Association Re: Indemnification of Directors | Mgmt | For | For | |||||
| Approve Viridian Group Co-Investment Plan 2005 | Mgmt | For | For | |||||
| Amend Viridian Group Performance Share Plan | Mgmt | For | For | |||||
| 07/08/05 EGM | Viridian Group Plc (frm.Northern Ireland Electricity) | 0226668 | With | N/A | 225,000 | |||
| Increase in Auth. Cap. to GBP 153.28M; Auth. Capitalization up to GBP 99.28M; Auth. Issue of B Shares with Pre-emp. Rights up to GBP 99.28M; Sub-Division and Consolidation of Ord. Shares (Issued and Auth. but Unissued); Adopt New Articles of Association | Mgmt | For | For | |||||
| 04/26/06 AGM | W.W. Grainger, Inc. | 384802104 | With | 03/06/06 | 20,000 | |||
| Elect Director Brian P. Anderson | Mgmt | For | For | |||||
| Elect Director Wilbur H. Gantz | Mgmt | For | For | |||||
| Elect Director David W. Grainger | Mgmt | For | For | |||||
| Elect Director V. Ann Hailey | Mgmt | For | For | |||||
| Elect Director William K. Hall | Mgmt | For | For | |||||
| Elect Director Richard L. Keyser | Mgmt | For | For | |||||
| Elect Director Stuart L. Levenick | Mgmt | For | For | |||||
| Elect Director John W. Mccarter, Jr. | Mgmt | For | For | |||||
| Elect Director Neil S. Novich | Mgmt | For | For | |||||
| Elect Director Michael J. Roberts | Mgmt | For | For | |||||
| Elect Director Gary L. Rogers | Mgmt | For | For | |||||
| Elect Director James D. Slavik | Mgmt | For | For | |||||
| Elect Director Harold B. Smith | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/18/06 AGM | Wachovia Corp. | 929903102 | 02/22/06 | 56,280 | ||||
| Elect Director William H. Goodwin, Jr. | Mgmt | For | For | |||||
| Elect Director Robert A. Ingram | Mgmt | For | For | |||||
| Elect Director Mackey J. McDonald | Mgmt | For | Withhold | |||||
| Elect Director Lanty L. Smith | Mgmt | For | For | |||||
| Elect Director Ruth G. Shaw | Mgmt | For | For | |||||
| Elect Director Ernest S. Rady | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | Against | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | Against | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| 03/15/06 AGM | Wartsila Oyj (Formerly Metra Oy) | 4525189 X98155116 | 03/03/06 | 178,000 | ||||
| Matters Pertaining to the AGM as Stated in the Company's Articles of Association (Items 1.1-1.11) | ||||||||
| Receive Financial Statements and Statutory Reports | ||||||||
| Receive Auditors' Report | ||||||||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Allocation of Income and Dividends of EUR 1.50 Per Share | Mgmt | For | For | |||||
| Approve Discharge of Board and President | Mgmt | For | For | |||||
| Approve Remuneration of Directors | Mgmt | For | For | |||||
| Fix Number of Directors at 7 | Mgmt | For | For | |||||
| Approve Remuneration of Auditors | Mgmt | For | For | |||||
| Fix Number of Auditors | Mgmt | For | For | |||||
| Reelect Heikki Allonen, Goran Ehrnrooth, Risto Hautamaki, Jaakko Iloniemi, Antti Lagerroos, Bertel Langenskiold, and Matti Vuoria as Directors | Mgmt | For | For | |||||
| Appoint KPMG Oy Ab as Auditor | Mgmt | For | For | |||||
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |||||
| Authorize Reissuance of Repurchased Shares | Mgmt | For | For | |||||
| 04/20/06 AGM | Webster Financial Corp. | 947890109 | With | 02/24/06 | 20,000 | |||
| Elect Director Robert A. Finkenzeller | Mgmt | For | For | |||||
| Elect Director Roger A. Gelfenbien | Mgmt | For | For | |||||
| Elect Director Laurence C. Morse | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| 04/25/06 AGM | Wells Fargo & Company | 949746101 | 03/07/06 | 66,000 | ||||
| Elect Director Lloyd H. Dean | Mgmt | For | For | |||||
| Elect Director Susan E. Engel | Mgmt | For | For | |||||
| Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||||
| Elect Director Robert L. Joss | Mgmt | For | For | |||||
| Elect Director Richard M. Kovacevich | Mgmt | For | For | |||||
| Elect Director Richard D. McCormick | Mgmt | For | For | |||||
| Elect Director Cynthia H. Milligan | Mgmt | For | Withhold | |||||
| Elect Director Nicholas G. Moore | Mgmt | For | For | |||||
| Elect Director Philip J. Quigley | Mgmt | For | Withhold | |||||
| Elect Director Donald B. Rice | Mgmt | For | Withhold | |||||
| Elect Director Judith M. Runstad | Mgmt | For | For | |||||
| Elect Director Stephen W. Sanger | Mgmt | For | For | |||||
| Elect Director Susan G. Swenson | Mgmt | For | For | |||||
| Elect Director Michael W. Wright | Mgmt | For | Withhold | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | |||||
| Compensation- Director Compensation | ShrHoldr | Against | Against | |||||
| Report on Discrimination in Lending | ShrHoldr | Against | Against | |||||
| 05/02/06 AGM | West Pharmaceutical Services, Inc. | 955306105 | 03/24/06 | 147,400 | ||||
| Elect Director Paula A. Johnson | Mgmt | For | For | |||||
| Elect Director William H. Longfield | Mgmt | For | For | |||||
| Elect Director Anthony Welters | Mgmt | For | For | |||||
| Elect Director Patrick J. Zenner | Mgmt | For | Withhold | |||||
| Elect Director Jenne K. Britell | Mgmt | For | For | |||||
| 06/20/06 AGM | Whitbread Plc | G9606P122 | With | N/A | 325,000 | |||
| Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||||
| Approve Remuneration Report | Mgmt | For | For | |||||
| Approve Final Dividend of 19.95 Pence Per Ordinary Share | Mgmt | For | For | |||||
| Elect Margaret Ewing as Director | Mgmt | For | For | |||||
| Elect Philip Clarke as Director | Mgmt | For | For | |||||
| Re-elect Alan Parker as Director | Mgmt | For | For | |||||
| Re-elect Angie Risley as Director | Mgmt | For | For | |||||
| Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 49,691,903 | Mgmt | For | For | |||||
| Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,529,076 | Mgmt | For | For | |||||
| Authorise 25,815,451 Ordinary Shares for Market Purchase | Mgmt | For | For | |||||
| 06/20/06 EGM | Whitbread Plc | G9606P122 | With | N/A | 325,000 | |||
| Increase Auth. Cap. from GBP 315,000,002 to GBP 317,650,002; Capitalisation of GBP 2,650,000; Issue Equity with Rights up to GBP 2,650,000; Capital Reorganisation; Approve Proposed Contract; Adopt New Art. of Assoc. | Mgmt | For | For | |||||
| 04/11/06 AGM | Woodside Petroleum Ltd. | 980228100 | 04/09/06 | 89,000 | ||||
| Receive the Financial Report of the Company and the Reports of the Directors and Auditor for the Year Ended Dec. 31, 2005 | ||||||||
| Elect Jillian Rosemary Broadbent as Director | Mgmt | For | For | |||||
| Elect Erich Fraunschiel as Director | Mgmt | For | For | |||||
| Elect Pierre Jean-Marie Henri Jungels as Director | Mgmt | For | For | |||||
| Elect Ashton Trevor Calvert as Director | Mgmt | For | For | |||||
| Elect David Ian McEvoy as Director | Mgmt | For | For | |||||
| Elect Michael Alfred Chaney as Director | Mgmt | For | For | |||||
| Elect Russell Ronald Caplan as Director | Mgmt | For | For | |||||
| Adopt the Remuneration Report for the Year Ended Dec. 31, 2005 | Mgmt | For | For | |||||
| 04/27/06 AGM | Wyeth | 983024100 | 03/03/06 | 90,000 | ||||
| Elect Director Robert Essner | Mgmt | For | For | |||||
| Elect Director John D. Feerick | Mgmt | For | For | |||||
| Elect Director Frances D. Fergusson, Ph.D. | Mgmt | For | For | |||||
| Elect Director Victor F. Ganzi | Mgmt | For | For | |||||
| Elect Director Robert Langer | Mgmt | For | For | |||||
| Elect Director John P. Mascotte | Mgmt | For | For | |||||
| Elect Director Mary Lake Polan, M.D., Ph.D. | Mgmt | For | For | |||||
| Elect Director Gary L. Rogers | Mgmt | For | For | |||||
| Elect Director Ivan G. Seidenberg | Mgmt | For | For | |||||
| Elect Director Walter V. Shipley | Mgmt | For | For | |||||
| Elect Director John R. Torell, III | Mgmt | For | For | |||||
| Ratify Auditors | Mgmt | For | For | |||||
| Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||||
| Report on Product Availability in Canada | ShrHoldr | Against | For | |||||
| Report on Political Contributions | ShrHoldr | Against | For | |||||
| Report on Animal welfare Policy | ShrHoldr | Against | For | |||||
| Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||||
| Separate Chairman and CEO Positions | ShrHoldr | Against | For | |||||
| Adopt Simple Majority Vote Requirement | ShrHoldr | Against | For | |||||
| 04/28/06 AGM | Xl Capital Ltd (Formerly Exel Ltd. ) | G98255105 | 03/15/06 | 40,000 | ||||
| Meeting for Holders of ADRs | ||||||||
| Elect Director Dale R. Comey | Mgmt | For | For | |||||
| Elect Director Brian M. O'Hara | Mgmt | For | For | |||||
| Elect Director John T. Thornton | Mgmt | For | For | |||||
| TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Mgmt | For | For | |||||
| Other Business | Mgmt | For | Against | |||||
Questions? Contact Client Services +1 (301) 556-0540 © 2005 Institutional Shareholder Services (ISS).All rights reserved. For more information please refer to ISS Legal Services |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Alpine Series Trust
By (Signature and Title)* /s/ Samuel A. Lieber
Samuel A. Lieber, President
Date 8/16/06
* Print the name and title of each signing officer under his or her signature.