The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 235 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 235 | 11,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 53 | 900 | SH | Put | SOLE | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 2,411 | 40,700 | SH | Call | SOLE | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 89 | 1,494 | SH | SOLE | 1,494 | 0 | 0 | ||
ADEPTUS HEALTH INC | CL A | 006855100 | 27 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AIRGAS INC | COM | 009363102 | 484 | 3,500 | SH | Call | SOLE | 0 | 0 | 0 | |
AIRGAS INC | COM | 009363102 | 69 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AIRGAS INC | COM | 009363102 | 982 | 7,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 1,188 | 3,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ALTERA CORP | COM | 021441100 | 0 | 42,100 | SH | Call | SOLE | 0 | 0 | 0 | |
AMEC FOSTER WHEELER PLC | SPONSORED ADR | 00167X205 | 251 | 39,018 | SH | SOLE | 39,018 | 0 | 0 | ||
AMEC FOSTER WHEELER PLC | SPONSORED ADR | 00167X205 | 301 | 46,800 | SH | Put | SOLE | 0 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 2,093 | 151,772 | SH | SOLE | 151,772 | 0 | 0 | ||
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 892 | 646,016 | SH | SOLE | 646,016 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 53 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,019 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 399 | 11,600 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 878 | 25,516 | SH | SOLE | 25,516 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,197 | 92,900 | SH | Put | SOLE | 0 | 0 | 0 | |
ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 92 | 97,008 | SH | SOLE | 97,008 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 823 | 798,861 | SH | SOLE | 798,861 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 7 | 160 | SH | SOLE | 160 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 332 | 7,500 | SH | Put | SOLE | 0 | 0 | 0 | |
BOX INC | CL A | 10316T104 | 29 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 5 | 8,000 | SH | Put | SOLE | 0 | 0 | 0 | |
BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 5 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
BROADCOM CORP | CL A | 111320107 | 28,835 | 498,700 | SH | Call | SOLE | 0 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 54,518 | 942,900 | SH | Put | SOLE | 0 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 17,277 | 298,800 | SH | SOLE | 298,800 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 826 | 25,900 | SH | SOLE | 25,900 | 0 | 0 | ||
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 319 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 979 | 30,700 | SH | Put | SOLE | 0 | 0 | 0 | |
CAMPUS CREST CMNTYS INC | COM | 13466Y105 | 235 | 34,500 | SH | SOLE | 34,500 | 0 | 0 | ||
CAMPUS CREST CMNTYS INC | COM | 13466Y105 | 235 | 34,500 | SH | Put | SOLE | 0 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,051 | 233,607 | SH | SOLE | 233,607 | 0 | 0 | ||
DEPOMED INC | COM | 249908104 | 145 | 8,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 2,048 | 1,540,100 | SH | SOLE | 1,540,100 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,168 | 85,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 29 | 1,300 | SH | Call | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 21 | 961 | SH | SOLE | 961 | 0 | 0 | ||
EXPEDIA INC DEL | COM NEW | 30212P303 | 149 | 1,200 | SH | Call | SOLE | 0 | 0 | 0 | |
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 756 | 36,500 | SH | Put | SOLE | 0 | 0 | 0 | |
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 443 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
FIFTH STREET FINANCE CORP | COM | 31678A103 | 5,580 | 874,615 | SH | SOLE | 874,615 | 0 | 0 | ||
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 1,352 | 165,543 | SH | SOLE | 165,543 | 0 | 0 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 1,375 | 65,269 | SH | SOLE | 65,269 | 0 | 0 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 1,689 | 80,200 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 1,131 | 53,700 | SH | Call | SOLE | 0 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 88 | 13,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 7 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 400 | 59,089 | SH | SOLE | 59,089 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 18 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 1,643 | 175,356 | SH | SOLE | 175,356 | 0 | 0 | ||
GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 243 | 1,620,011 | SH | SOLE | 1,620,011 | 0 | 0 | ||
ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | 31 | 500 | SH | SOLE | 500 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 757 | 25,100 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 356 | 11,817 | SH | SOLE | 11,817 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 1,559 | 51,700 | SH | Call | SOLE | 0 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 471 | 35,700 | SH | SOLE | 35,700 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 316 | 146,828 | SH | SOLE | 146,828 | 0 | 0 | ||
JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 51 | 5,300 | SH | Put | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 886 | 39,200 | SH | Put | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 504 | 22,300 | SH | Call | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 358 | 15,862 | SH | SOLE | 15,862 | 0 | 0 | ||
KEURIG GREEN MTN INC | COM | 49271M100 | 32,753 | 364,000 | SH | Call | SOLE | 0 | 0 | 0 | |
KEURIG GREEN MTN INC | COM | 49271M100 | 38,925 | 432,600 | SH | Put | SOLE | 0 | 0 | 0 | |
KEURIG GREEN MTN INC | COM | 49271M100 | 10,321 | 114,700 | SH | SOLE | 114,700 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,812 | 121,441 | SH | SOLE | 121,441 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 525 | 35,200 | SH | Call | SOLE | 0 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 181 | 12,100 | SH | Put | SOLE | 0 | 0 | 0 | |
KING DIGITAL ENTMT PLC | ORD SHS | G5258J109 | 36 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LUNA INNOVATIONS | COM | 550351100 | 58 | 53,898 | SH | SOLE | 53,898 | 0 | 0 | ||
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 9 | 600 | SH | SOLE | 600 | 0 | 0 | ||
MEDASSETS INC | COM | 584045108 | 319 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
MEDASSETS INC | COM | 584045108 | 412 | 13,300 | SH | Put | SOLE | 0 | 0 | 0 | |
MEDASSETS INC | COM | 584045108 | 62 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 216 | 28,710 | SH | SOLE | 28,710 | 0 | 0 | ||
MONSTER WORLDWIDE INC | COM | 611742107 | 4,008 | 699,445 | SH | SOLE | 699,445 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 3,963 | 73,300 | SH | SOLE | 73,300 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 1,806 | 33,400 | SH | Call | SOLE | 0 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 3,963 | 73,300 | SH | Put | SOLE | 0 | 0 | 0 | |
NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 560 | 198,510 | SH | SOLE | 198,510 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 286 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 8 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NORDIC AMERN OFFSHORE LTD | SHS | Y6366T112 | 26 | 5,017 | SH | SOLE | 5,017 | 0 | 0 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 8 | 15,375 | SH | SOLE | 15,375 | 0 | 0 | ||
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 1 | 1,600 | SH | Call | SOLE | 0 | 0 | 0 | |
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 2 | 3,300 | SH | Put | SOLE | 0 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 1,825 | 27,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 47 | 700 | SH | SOLE | 700 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 96 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 28 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 179 | 31,800 | SH | Put | SOLE | 0 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 14,949 | 515,130 | SH | SOLE | 515,130 | 0 | 0 | ||
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 10,853 | 374,000 | SH | Call | SOLE | 0 | 0 | 0 | |
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 20,111 | 693,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 1,914 | 13,700 | SH | Put | SOLE | 0 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 1,956 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
PARTNERRE LTD | COM | G6852T105 | 3,410 | 24,400 | SH | Call | SOLE | 0 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 622 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
PMC-SIERRA INC | COM | 69344F106 | 209 | 18,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PMC-SIERRA INC | COM | 69344F106 | 354 | 30,500 | SH | Call | SOLE | 0 | 0 | 0 | |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 47 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 2,413 | 10,400 | SH | Put | SOLE | 0 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 1,578 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 8,770 | 37,800 | SH | Call | SOLE | 0 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 728 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 546 | 7,500 | SH | Call | SOLE | 0 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 55 | 32,500 | SH | Call | SOLE | 0 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 0 | 190 | SH | SOLE | 190 | 0 | 0 | ||
RENESOLA LTD | SPONS ADS | 75971T103 | 10 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 47 | 1,014 | SH | SOLE | 1,014 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 2,584 | 56,000 | SH | Put | SOLE | 0 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 332 | 7,200 | SH | Call | SOLE | 0 | 0 | 0 | |
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 241 | 4,500 | SH | Call | SOLE | 0 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 8,234 | 108,350 | SH | SOLE | 108,350 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 152 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 7,949 | 104,600 | SH | Put | SOLE | 0 | 0 | 0 | |
SANDRIDGE ENERGY INC | COM | 80007P307 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SILVER BAY RLTY TR CORP | COM | 82735Q102 | 63 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
SOLARWINDS INC | COM | 83416B109 | 3,664 | 62,200 | SH | Put | SOLE | 0 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 4,011 | 68,100 | SH | SOLE | 68,100 | 0 | 0 | ||
SOLARWINDS INC | COM | 83416B109 | 9,395 | 159,500 | SH | Call | SOLE | 0 | 0 | 0 | |
SOLERA HOLDINGS INC | COM | 83421A104 | 17,765 | 324,000 | SH | SOLE | 324,000 | 0 | 0 | ||
SOLERA HOLDINGS INC | COM | 83421A104 | 7,687 | 140,200 | SH | Call | SOLE | 0 | 0 | 0 | |
SOLERA HOLDINGS INC | COM | 83421A104 | 17,666 | 322,200 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,044,467 | 5,123,200 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 26,931 | 132,100 | SH | SOLE | 132,100 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 318,384 | 1,561,700 | SH | Call | SOLE | 0 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 568 | 111,632 | SH | SOLE | 111,632 | 0 | 0 | ||
SYNAPTICS INC | COM | 87157D109 | 1,904 | 23,700 | SH | Call | SOLE | 0 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 271 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 2,040 | 358,511 | SH | SOLE | 358,511 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 25,296 | 136,300 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 39,419 | 212,400 | SH | Put | SOLE | 0 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 35 | 2,800 | SH | Call | SOLE | 0 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 1,032 | 44,587 | SH | SOLE | 44,587 | 0 | 0 | ||
UNITED ONLINE INC | COM NEW | 911268209 | 3,525 | 298,992 | SH | SOLE | 298,992 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 12 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,768 | 18,400 | SH | Call | SOLE | 0 | 0 | 0 | |
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 33 | 10,659 | SH | SOLE | 10,659 | 0 | 0 | ||
VRINGO INC | COM NEW | 92911N302 | 419 | 169,500 | SH | Call | SOLE | 0 | 0 | 0 | |
VRINGO INC | COM NEW | 92911N302 | 11 | 4,406 | SH | SOLE | 4,406 | 0 | 0 | ||
VRINGO INC | COM NEW | 92911N302 | 47 | 19,100 | SH | Put | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 3,732 | 145,200 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 3,264 | 127,000 | SH | SOLE | 127,000 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 11,025 | 429,000 | SH | Put | SOLE | 0 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 7,433 | 223,493 | SH | SOLE | 223,493 | 0 | 0 | ||
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 190 | 7,000 | SH | SOLE | 7,000 | 0 | 0 |