The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 2,567 | 40,700 | SH | Call | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 184 | 4,284 | SH | SOLE | 4,284 | 0 | 0 | ||
ADEPTUS HEALTH INC | CL A | 006855100 | 90 | 2,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 306 | 7,100 | SH | Call | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 82 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 221 | 5,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 148 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 645 | 2,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 415 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 15,909 | 19,000 | SH | Put | SOLE | 0 | 0 | 0 | |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 155 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 86 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 424 | 53,300 | SH | SOLE | 53,300 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 626 | 78,700 | SH | Put | SOLE | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 57 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ARM HLDGS PLC | SPONSORED ADR | 042068106 | 0 | 600 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 3,237 | 79,700 | SH | Put | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 32 | 800 | SH | SOLE | 800 | 0 | 0 | ||
AVG TECHNOLOGIES N V | SHS | N07831105 | 4,904 | 196,100 | SH | Put | SOLE | 0 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 4,768 | 356,901 | SH | SOLE | 356,901 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 92,005 | 533,300 | SH | Put | SOLE | 0 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 55,707 | 322,900 | SH | Call | SOLE | 0 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 1,151 | 6,672 | SH | SOLE | 6,672 | 0 | 0 | ||
CARMIKE CINEMAS INC | COM | 143436400 | 3,815 | 116,700 | SH | Put | SOLE | 0 | 0 | 0 | |
CARMIKE CINEMAS INC | COM | 143436400 | 23 | 700 | SH | Call | SOLE | 0 | 0 | 0 | |
CARMIKE CINEMAS INC | COM | 143436400 | 2,105 | 64,400 | SH | SOLE | 64,400 | 0 | 0 | ||
CEPHEID | COM | 15670R107 | 195 | 3,700 | SH | Call | SOLE | 0 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 2,241 | 8,300 | SH | Call | SOLE | 0 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 70 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 193 | 8,200 | SH | Call | SOLE | 0 | 0 | 0 | |
CVENT INC | COM | 23247G109 | 1,027 | 32,400 | SH | SOLE | 32,400 | 0 | 0 | ||
CVENT INC | COM | 23247G109 | 1,696 | 53,500 | SH | Put | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 742 | 15,521 | SH | SOLE | 15,521 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 7,753 | 162,200 | SH | Put | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 5,334 | 111,600 | SH | Call | SOLE | 0 | 0 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 1,668 | 1,589,006 | SH | SOLE | 1,589,006 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 46 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,864 | 111,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 14 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 8 | 600 | SH | SOLE | 600 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 107 | 1,225 | SH | SOLE | 1,225 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 862 | 43,400 | SH | Put | SOLE | 0 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 2,841 | 489,017 | SH | SOLE | 489,017 | 0 | 0 | ||
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 1,012 | 128,864 | SH | SOLE | 128,864 | 0 | 0 | ||
FORM HLDGS CORP | COM | 34634E102 | 184 | 68,300 | SH | Call | SOLE | 0 | 0 | 0 | |
FORM HLDGS CORP | COM | 34634E102 | 18 | 6,800 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 2,055 | 88,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 582 | 24,923 | SH | SOLE | 24,923 | 0 | 0 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 434 | 18,600 | SH | Put | SOLE | 0 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 16 | 100 | SH | SOLE | 100 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 726 | 153,909 | SH | SOLE | 153,909 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 180 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 88 | 500 | SH | SOLE | 500 | 0 | 0 | ||
INFOBLOX INC | COM | 45672H104 | 8 | 300 | SH | Put | SOLE | 0 | 0 | 0 | |
INFOBLOX INC | COM | 45672H104 | 132 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERACTIVE INTELLIGENCE GRO | COM | 45841V109 | 2,357 | 39,200 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERACTIVE INTELLIGENCE GRO | COM | 45841V109 | 5,713 | 95,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INTERACTIVE INTELLIGENCE GRO | COM | 45841V109 | 3,405 | 56,613 | SH | SOLE | 56,613 | 0 | 0 | ||
INTEROIL CORP | COM | 460951106 | 239 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
INTEROIL CORP | COM | 460951106 | 3,040 | 59,700 | SH | Put | SOLE | 0 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 86 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 86 | 3,900 | SH | Put | SOLE | 0 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 193 | 8,800 | SH | Call | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 1,337 | 47,700 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 3,158 | 112,700 | SH | Call | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 904 | 32,273 | SH | SOLE | 32,273 | 0 | 0 | ||
INVESTORS BANCORP INC NEW | COM | 46146L101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 271 | 74,563 | SH | SOLE | 74,563 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 203 | 10,723 | SH | SOLE | 10,723 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 272 | 14,400 | SH | Call | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 259 | 13,700 | SH | Put | SOLE | 0 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 565 | 8,100 | SH | Put | SOLE | 0 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 453 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
LEXMARK INTL INC | CL A | 529771107 | 959 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
LEXMARK INTL INC | CL A | 529771107 | 1,003 | 25,100 | SH | Put | SOLE | 0 | 0 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 21,277 | 111,327 | SH | SOLE | 111,327 | 0 | 0 | ||
LINKEDIN CORP | COM CL A | 53578A108 | 67,312 | 352,200 | SH | Call | SOLE | 0 | 0 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 36,561 | 191,300 | SH | Put | SOLE | 0 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 69 | 111,500 | SH | Put | SOLE | 0 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 478 | 770,200 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 4,599 | 56,500 | SH | Call | SOLE | 0 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 9,565 | 117,500 | SH | Put | SOLE | 0 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 27 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 1,154 | 27,500 | SH | Call | SOLE | 0 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 756 | 18,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 2,156 | 21,100 | SH | Call | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 8,912 | 87,200 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 4,068 | 39,800 | SH | SOLE | 39,800 | 0 | 0 | ||
MONSTER WORLDWIDE INC | COM | 611742107 | 290 | 80,236 | SH | SOLE | 80,236 | 0 | 0 | ||
NETLIST INC | COM | 64118P109 | 216 | 174,000 | SH | SOLE | 174,000 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 784 | 77,500 | SH | Put | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 246 | 24,295 | SH | SOLE | 24,295 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 778 | 77,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 2 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 14 | 3,817 | SH | SOLE | 3,817 | 0 | 0 | ||
OUTERWALL INC | COM | 690070107 | 0 | 7,500 | SH | Put | SOLE | 0 | 0 | 0 | |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 46 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
RACKSPACE HOSTING INC | COM | 750086100 | 444 | 14,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RACKSPACE HOSTING INC | COM | 750086100 | 269 | 8,500 | SH | Call | SOLE | 0 | 0 | 0 | |
RACKSPACE HOSTING INC | COM | 750086100 | 412 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
RENESOLA LTD | SPONS ADS | 75971T103 | 6 | 5,590 | SH | SOLE | 5,590 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 443 | 9,400 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 7,139 | 928,300 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 8,024 | 1,043,400 | SH | Call | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 615 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
SOLARCITY CORP | COM | 83416T100 | 646 | 33,013 | SH | SOLE | 33,013 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 656,103 | 3,033,300 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,901 | 8,788 | SH | SOLE | 8,788 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 942,095 | 4,355,500 | SH | Call | SOLE | 0 | 0 | 0 | |
ST JUDE MED INC | COM | 790849103 | 64 | 800 | SH | Put | SOLE | 0 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 1,896 | 330,961 | SH | SOLE | 330,961 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 196 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 391 | 15,400 | SH | Put | SOLE | 0 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 245 | 1,200 | SH | Put | SOLE | 0 | 0 | 0 | |
TIVO CORP | COM | 88870P106 | 127 | 6,500 | SH | Call | SOLE | 0 | 0 | 0 | |
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 870 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 880 | 85,900 | SH | Put | SOLE | 0 | 0 | 0 | |
VALSPAR CORP | COM | 920355104 | 191 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 530 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VALSPAR CORP | COM | 920355104 | 424 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 11 | 600 | SH | SOLE | 600 | 0 | 0 | ||
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 1,067 | 51,000 | SH | Put | SOLE | 0 | 0 | 0 | |
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 962 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 44 | 600 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 341 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 292 | 5,150 | SH | SOLE | 5,150 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 612 | 10,464 | SH | SOLE | 10,464 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 620 | 10,600 | SH | Call | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 9,981 | 170,700 | SH | Put | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 6,902 | 224,600 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 12,864 | 418,600 | SH | Put | SOLE | 0 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 93 | 3,800 | SH | Call | SOLE | 0 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 39 | 1,600 | SH | Put | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 57 | 10,095 | SH | SOLE | 10,095 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 420 | 74,600 | SH | Call | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 194 | 34,500 | SH | Put | SOLE | 0 | 0 | 0 |