The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 2,549 | 40,700 | SH | Call | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 113 | 14,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 177 | 23,200 | SH | Call | SOLE | 0 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 37 | 4,792 | SH | SOLE | 4,792 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 1,029 | 8,300 | SH | Call | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 199 | 5,100 | SH | Put | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 90 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 1,361 | 6,480 | SH | SOLE | 6,480 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 210 | 1,000 | SH | Put | SOLE | 0 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 740 | 74,700 | SH | SOLE | 74,700 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 1,238 | 125,000 | SH | Put | SOLE | 0 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 173 | 17,500 | SH | Call | SOLE | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 58 | 500 | SH | SOLE | 500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 13 | 300 | SH | SOLE | 300 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 213 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 3,347 | 78,700 | SH | Put | SOLE | 0 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 6,585 | 356,901 | SH | SOLE | 356,901 | 0 | 0 | ||
BLUE NILE INC | COM | 09578R103 | 114 | 2,800 | SH | Put | SOLE | 0 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 94,271 | 533,300 | SH | Put | SOLE | 0 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 57,079 | 322,900 | SH | Call | SOLE | 0 | 0 | 0 | |
BROADWIND ENERGY INC | COM NEW | 11161T207 | 41 | 10,248 | SH | SOLE | 10,248 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 10,059 | 171,800 | SH | Put | SOLE | 0 | 0 | 0 | |
CABELAS INC | COM | 126804301 | 10,873 | 185,704 | SH | SOLE | 185,704 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 6,265 | 107,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 1,419 | 113,501 | SH | SOLE | 113,501 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 2,390 | 8,300 | SH | Call | SOLE | 0 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 6,003 | 45,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 3,551 | 64,600 | SH | Call | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 387 | 7,043 | SH | SOLE | 7,043 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 3,073 | 55,900 | SH | Put | SOLE | 0 | 0 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 944 | 1,388,330 | SH | SOLE | 1,388,330 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 52 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 1,692 | 87,600 | SH | Call | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 24 | 1,934 | SH | SOLE | 1,934 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 36 | 2,900 | SH | Call | SOLE | 0 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 2,476 | 461,076 | SH | SOLE | 461,076 | 0 | 0 | ||
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 749 | 97,625 | SH | SOLE | 97,625 | 0 | 0 | ||
FORM HLDGS CORP | COM | 34634E102 | 207 | 97,300 | SH | Call | SOLE | 0 | 0 | 0 | |
FORM HLDGS CORP | COM | 34634E102 | 11 | 5,100 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 1,007 | 56,900 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 1,374 | 77,600 | SH | Call | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 575 | 32,492 | SH | SOLE | 32,492 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 632 | 125,668 | SH | SOLE | 125,668 | 0 | 0 | ||
HARMAN INTL INDS INC | COM | 413086109 | 6,703 | 60,300 | SH | Put | SOLE | 0 | 0 | 0 | |
HARMAN INTL INDS INC | COM | 413086109 | 6,169 | 55,500 | SH | SOLE | 55,500 | 0 | 0 | ||
HARMAN INTL INDS INC | COM | 413086109 | 10,282 | 92,500 | SH | Call | SOLE | 0 | 0 | 0 | |
HC2 HLDGS INC | COM | 404139107 | 1,052 | 177,460 | SH | SOLE | 177,460 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 408 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 1,326 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 5,998 | 29,400 | SH | Call | SOLE | 0 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 5,917 | 341,440 | SH | SOLE | 341,440 | 0 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 6,007 | 346,600 | SH | Put | SOLE | 0 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 2,712 | 57,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 10 | 200 | SH | Call | SOLE | 0 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 1,351 | 28,400 | SH | SOLE | 28,400 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 196 | 8,800 | SH | Call | SOLE | 0 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 65 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 87 | 3,900 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 881 | 36,273 | SH | SOLE | 36,273 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 3,723 | 153,200 | SH | Call | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 1,820 | 74,900 | SH | Put | SOLE | 0 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 63 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
ISLE OF CAPRI CASINOS INC | COM | 464592104 | 109 | 4,400 | SH | Put | SOLE | 0 | 0 | 0 | |
ITERIS INC | COM | 46564T107 | 267 | 73,363 | SH | SOLE | 73,363 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 353 | 16,000 | SH | Call | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 234 | 10,600 | SH | Put | SOLE | 0 | 0 | 0 | |
LIFELOCK INC | COM | 53224V100 | 1,196 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LIFELOCK INC | COM | 53224V100 | 96 | 4,000 | SH | Put | SOLE | 0 | 0 | 0 | |
LIFELOCK INC | COM | 53224V100 | 96 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
MANNKIND CORP | COM | 56400P201 | 95 | 149,100 | SH | Put | SOLE | 0 | 0 | 0 | |
MANNKIND CORP | COM | 56400P201 | 423 | 665,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 971 | 18,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 8,406 | 79,900 | SH | SOLE | 79,900 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 16,413 | 156,000 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 4,556 | 43,300 | SH | Call | SOLE | 0 | 0 | 0 | |
NEUSTAR INC | CL A | 64126X201 | 84 | 2,500 | SH | Put | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 528 | 62,902 | SH | SOLE | 62,902 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 972 | 115,700 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 775 | 92,300 | SH | Put | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 18 | 6,417 | SH | SOLE | 6,417 | 0 | 0 | ||
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 1 | 500 | SH | Call | SOLE | 0 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 32 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 1,238 | 11,600 | SH | Call | SOLE | 0 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 384 | 3,600 | SH | Put | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 12,369 | 126,200 | SH | Put | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 8,419 | 85,900 | SH | SOLE | 85,900 | 0 | 0 | ||
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 46 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 880 | 600 | SH | SOLE | 600 | 0 | 0 | ||
RENESOLA LTD | SPONS ADS | 75971T103 | 4 | 5,590 | SH | SOLE | 5,590 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 527 | 9,400 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 4,300 | 521,800 | SH | SOLE | 521,800 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 16,117 | 1,956,000 | SH | Call | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 17,931 | 2,176,100 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 570 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 62,232 | 278,405 | SH | SOLE | 278,405 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 907,085 | 4,058,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,094,224 | 4,895,200 | SH | Call | SOLE | 0 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 620 | 38,500 | SH | SOLE | 38,500 | 0 | 0 | ||
STILLWATER MNG CO | COM | 86074Q102 | 620 | 38,500 | SH | Put | SOLE | 0 | 0 | 0 | |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 9 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 2,094 | 297,036 | SH | SOLE | 297,036 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 235 | 1,100 | SH | Put | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 2,896 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 579 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 58 | 600 | SH | SOLE | 600 | 0 | 0 | ||
TIVO CORP | COM | 88870P106 | 105 | 5,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 517 | 55,600 | SH | Put | SOLE | 0 | 0 | 0 | |
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 619 | 66,604 | SH | SOLE | 66,604 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 16 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 186 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 155 | 1,500 | SH | Put | SOLE | 0 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 13 | 600 | SH | SOLE | 600 | 0 | 0 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 1,487 | 30,000 | SH | Call | SOLE | 0 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 4,461 | 90,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 4,468 | 90,130 | SH | SOLE | 90,130 | 0 | 0 | ||
WESTAR ENERGY INC | COM | 95709T100 | 11 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 401 | 5,900 | SH | Call | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 11,259 | 165,700 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 213 | 3,131 | SH | SOLE | 3,131 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 9,675 | 310,700 | SH | Call | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 10,475 | 336,400 | SH | Put | SOLE | 0 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 32 | 1,209 | SH | SOLE | 1,209 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 281 | 52,593 | SH | SOLE | 52,593 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 311 | 58,100 | SH | Call | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 446 | 83,300 | SH | Put | SOLE | 0 | 0 | 0 |