The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 1,883 | 12,400 | SH | Call | SOLE | 0 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 643 | 12,916 | SH | SOLE | 12,916 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 11,243 | 224,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 9,621 | 191,700 | SH | Call | SOLE | 0 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 10,401 | 207,223 | SH | SOLE | 207,223 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 93 | 100 | SH | SOLE | 100 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 10,067 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
ANGIES LIST INC | COM | 034754101 | 207 | 16,160 | SH | SOLE | 16,160 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 360 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 2 | 219 | SH | SOLE | 219 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 113 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 226 | 6,000 | SH | Call | SOLE | 0 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 382 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
B RILEY FINL INC | COM | 05580M108 | 9,502 | 512,237 | SH | SOLE | 512,237 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 2,448 | 41,200 | SH | Call | SOLE | 0 | 0 | 0 | |
CABELAS INC | COM | 126804301 | 9,579 | 161,200 | SH | Put | SOLE | 0 | 0 | 0 | |
CABELAS INC | COM | 126804301 | 8,331 | 140,204 | SH | SOLE | 140,204 | 0 | 0 | ||
CADIZ INC | COM NEW | 127537207 | 336 | 24,891 | SH | SOLE | 24,891 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 8,872 | 53,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 2,812 | 16,800 | SH | Put | SOLE | 0 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 183 | 12,500 | SH | Put | SOLE | 0 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 183 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 713 | 691,861 | SH | SOLE | 691,861 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 53 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 19 | 418 | SH | SOLE | 418 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 3,115 | 67,300 | SH | Put | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 1,222 | 26,400 | SH | Call | SOLE | 0 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 456 | 93,890 | SH | SOLE | 93,890 | 0 | 0 | ||
FINJAN HLDGS INC | COM NEW | 31788H303 | 656 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 377 | 44,937 | SH | SOLE | 44,937 | 0 | 0 | ||
FORESTAR GROUP INC | COM | 346233109 | 544 | 31,700 | SH | Put | SOLE | 0 | 0 | 0 | |
FORESTAR GROUP INC | COM | 346233109 | 427 | 24,900 | SH | SOLE | 24,900 | 0 | 0 | ||
FORESTAR GROUP INC | COM | 346233109 | 43 | 2,500 | SH | Call | SOLE | 0 | 0 | 0 | |
FORM HLDGS CORP | COM | 34634E102 | 18 | 10,929 | SH | SOLE | 10,929 | 0 | 0 | ||
FORM HLDGS CORP | COM | 34634E102 | 250 | 151,400 | SH | Call | SOLE | 0 | 0 | 0 | |
FORM HLDGS CORP | COM | 34634E102 | 8 | 5,000 | SH | Put | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 2,182 | 54,900 | SH | Call | SOLE | 0 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 1,018 | 25,600 | SH | Put | SOLE | 0 | 0 | 0 | |
GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 112 | 32,800 | SH | SOLE | 32,800 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 405 | 93,374 | SH | SOLE | 93,374 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 53 | 9,042 | SH | SOLE | 9,042 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 748 | 65,050 | SH | SOLE | 65,050 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 8,388 | 34,860 | SH | SOLE | 34,860 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 9,408 | 39,100 | SH | Call | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 9,480 | 39,400 | SH | Put | SOLE | 0 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 1,620 | 132,000 | SH | SOLE | 132,000 | 0 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 1,620 | 132,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INTRAWEST RESORTS HLDGS INC | COM | 46090K109 | 71 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
INTRAWEST RESORTS HLDGS INC | COM | 46090K109 | 216 | 9,100 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 2,982 | 123,800 | SH | Call | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 562 | 23,335 | SH | SOLE | 23,335 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 2,163 | 89,800 | SH | Put | SOLE | 0 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 0 | 23 | SH | SOLE | 23 | 0 | 0 | ||
MANNKIND CORP | COM NEW | 56400P706 | 649 | 460,600 | SH | Call | SOLE | 0 | 0 | 0 | |
MANNKIND CORP | COM NEW | 56400P706 | 36 | 25,800 | SH | Put | SOLE | 0 | 0 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 17,659 | 281,200 | SH | Put | SOLE | 0 | 0 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 754 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 74 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 59 | 3,400 | SH | Call | SOLE | 0 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 471 | 27,300 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 19,198 | 162,200 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 7,800 | 65,900 | SH | SOLE | 65,900 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 6,983 | 59,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 59 | 9,350 | SH | SOLE | 9,350 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 455 | 71,800 | SH | Put | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 684 | 107,900 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 15 | 12,317 | SH | SOLE | 12,317 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 72 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 19,831 | 181,190 | SH | SOLE | 181,190 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,549 | 50,700 | SH | Call | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 28,523 | 260,600 | SH | Put | SOLE | 0 | 0 | 0 | |
PANERA BREAD CO | CL A | 69840W108 | 44,050 | 140,000 | SH | Put | SOLE | 0 | 0 | 0 | |
PANERA BREAD CO | CL A | 69840W108 | 49,870 | 158,500 | SH | Call | SOLE | 0 | 0 | 0 | |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 46 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
RENESOLA LTD | SPONSORED ADS | 75971T301 | 3 | 1,118 | SH | SOLE | 1,118 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 10,157 | 3,442,900 | SH | Call | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 2,456 | 832,700 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 1,021 | 346,000 | SH | SOLE | 346,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 725 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 22,510 | 125,300 | SH | Call | SOLE | 0 | 0 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 6,072 | 33,800 | SH | Put | SOLE | 0 | 0 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 3,429 | 19,085 | SH | SOLE | 19,085 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 241 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 18,660 | 201,400 | SH | Put | SOLE | 0 | 0 | 0 | |
SYNGENTA AG | SPONSORED ADR | 87160A100 | 3,558 | 38,400 | SH | Call | SOLE | 0 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 1,073 | 132,411 | SH | SOLE | 132,411 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 2,068 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 2,862 | 28,500 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 3,293 | 32,800 | SH | Put | SOLE | 0 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 17 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 5 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 1,094 | 19,800 | SH | Put | SOLE | 0 | 0 | 0 | |
US FOODS HLDG CORP | COM | 912008109 | 991 | 36,399 | SH | SOLE | 36,399 | 0 | 0 | ||
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 12 | 600 | SH | SOLE | 600 | 0 | 0 | ||
VWR CORP | COM | 91843L103 | 165 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VWR CORP | COM | 91843L103 | 330 | 10,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 610 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
WESTAR ENERGY INC | COM | 95709T100 | 1,453 | 27,400 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 9,338 | 105,400 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 183 | 2,070 | SH | SOLE | 2,070 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 2,510 | 59,600 | SH | Call | SOLE | 0 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 867 | 20,600 | SH | Put | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 1,369 | 45,200 | SH | Put | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 48 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 542 | 17,900 | SH | Call | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 428 | 68,800 | SH | Put | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 212 | 34,127 | SH | SOLE | 34,127 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 598 | 96,100 | SH | Call | SOLE | 0 | 0 | 0 |