The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED ACCELERATOR APPLIC | SPONSORED ADS | 00790T100 | 2,016 | 24,700 | SH | SOLE | 24,700 | 0 | 0 | ||
ADVANCED ACCELERATOR APPLIC | SPONSORED ADS | 00790T100 | 2,016 | 24,700 | SH | Put | SOLE | 0 | 0 | 0 | |
ADVANCED ACCELERATOR APPLIC | SPONSORED ADS | 00790T100 | 1,559 | 19,100 | SH | Call | SOLE | 0 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 2,616 | 14,500 | SH | Put | SOLE | 0 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 2,237 | 12,400 | SH | Call | SOLE | 0 | 0 | 0 | |
AKORN INC | COM | 009728106 | 0 | 2,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ANGI HOMESERVICES INC | COM CL A | 00183L102 | 293 | 28,015 | SH | SOLE | 28,015 | 0 | 0 | ||
AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 1 | 303 | SH | SOLE | 303 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 311 | 8,000 | SH | Put | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 117 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,353 | 34,800 | SH | Call | SOLE | 0 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 9,648 | 533,062 | SH | SOLE | 533,062 | 0 | 0 | ||
BROADSOFT INC | COM | 11133B409 | 0 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
BUFFALO WILD WINGS INC | COM | 119848109 | 0 | 1,200 | SH | Put | SOLE | 0 | 0 | 0 | |
BUFFALO WILD WINGS INC | COM | 119848109 | 0 | 6,600 | SH | Call | SOLE | 0 | 0 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 0 | 2,100 | SH | Call | SOLE | 0 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 3,412 | 16,800 | SH | SOLE | 16,800 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 3,412 | 16,800 | SH | Put | SOLE | 0 | 0 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 87 | 48,395 | SH | SOLE | 48,395 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 127 | 6,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 127 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 127 | 6,000 | SH | Call | SOLE | 0 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 54 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 40 | 600 | SH | Put | SOLE | 0 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 237 | 3,600 | SH | Call | SOLE | 0 | 0 | 0 | |
FINJAN HLDGS INC | COM NEW | 31788H303 | 324 | 150,168 | SH | SOLE | 150,168 | 0 | 0 | ||
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 88 | 9,784 | SH | SOLE | 9,784 | 0 | 0 | ||
FORM HLDGS CORP | COM | 34634E102 | 8 | 5,629 | SH | SOLE | 5,629 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,951 | 169,100 | SH | SOLE | 169,100 | 0 | 0 | ||
GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 102 | 25,300 | SH | SOLE | 25,300 | 0 | 0 | ||
GSV CAP CORP | COM | 36191J101 | 11 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 5,383 | 21,700 | SH | SOLE | 21,700 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 6,673 | 26,900 | SH | Put | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 2,034 | 8,200 | SH | Call | SOLE | 0 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 1,396 | 88,360 | SH | SOLE | 88,360 | 0 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 1,967 | 124,500 | SH | Put | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 490 | 42,536 | SH | SOLE | 42,536 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 964 | 83,700 | SH | Call | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 855 | 74,200 | SH | Put | SOLE | 0 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
IXYS CORP | COM | 46600W106 | 1,116 | 46,600 | SH | SOLE | 46,600 | 0 | 0 | ||
IXYS CORP | COM | 46600W106 | 2,196 | 91,700 | SH | Put | SOLE | 0 | 0 | 0 | |
KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 1 | 23 | SH | SOLE | 23 | 0 | 0 | ||
LITTELFUSE INC | COM | 537008104 | 178 | 900 | SH | Call | SOLE | 0 | 0 | 0 | |
MANNKIND CORP | COM NEW | 56400P706 | 6 | 2,515 | SH | SOLE | 2,515 | 0 | 0 | ||
MANNKIND CORP | COM NEW | 56400P706 | 1,058 | 456,200 | SH | Call | SOLE | 0 | 0 | 0 | |
MANNKIND CORP | COM NEW | 56400P706 | 46 | 19,900 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 8,157 | 69,850 | SH | SOLE | 69,850 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 22,574 | 193,300 | SH | Put | SOLE | 0 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 17,949 | 153,700 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 91 | 36,900 | SH | Put | SOLE | 0 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 109 | 44,197 | SH | SOLE | 44,197 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 311 | 126,600 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 14 | 11,885 | SH | SOLE | 11,885 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 97 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 63,767 | 544,600 | SH | Put | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 6,943 | 59,300 | SH | Call | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 37,083 | 316,704 | SH | SOLE | 316,704 | 0 | 0 | ||
ORBITAL ATK INC | COM | 68557N103 | 9,784 | 74,400 | SH | Put | SOLE | 0 | 0 | 0 | |
ORBITAL ATK INC | COM | 68557N103 | 12,335 | 93,800 | SH | Call | SOLE | 0 | 0 | 0 | |
ORBITAL ATK INC | COM | 68557N103 | 9,150 | 69,582 | SH | SOLE | 69,582 | 0 | 0 | ||
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 66 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PROSHARES TR II | ULTRA VIX SHORT | 74347W163 | 20 | 2,000 | SH | Call | SOLE | 0 | 0 | 0 | |
PROSHARES TR II | ULTRA VIX SHORT | 74347W163 | 5 | 500 | SH | SOLE | 500 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 201 | 101,900 | SH | SOLE | 101,900 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 655 | 332,400 | SH | Call | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 242 | 123,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 3,391 | 25,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 2,726 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 4,345 | 23,900 | SH | SOLE | 23,900 | 0 | 0 | ||
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 12,453 | 68,500 | SH | Call | SOLE | 0 | 0 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 6,254 | 34,400 | SH | Put | SOLE | 0 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 92 | 3,500 | SH | Put | SOLE | 0 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 99 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
TELENAV INC | COM | 879455103 | 1,653 | 300,547 | SH | SOLE | 300,547 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 24,130 | 263,800 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 13,967 | 152,700 | SH | Put | SOLE | 0 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 4 | 1,300 | SH | Put | SOLE | 0 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 32 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 8,382 | 105,400 | SH | Put | SOLE | 0 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 9 | 111 | SH | SOLE | 111 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 91 | 3,000 | SH | Put | SOLE | 0 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 546 | 17,900 | SH | Call | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 246 | 59,400 | SH | Put | SOLE | 0 | 0 | 0 | |
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 265 | 64,095 | SH | SOLE | 64,095 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 137 | 33,100 | SH | Call | SOLE | 0 | 0 | 0 |