The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 378 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 533 | 12,700 | SH | Put | SOLE | 0 | 0 | 0 | |
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 890 | 21,200 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 685 | 24,001 | SH | SOLE | 24,001 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,788 | 97,700 | SH | Call | SOLE | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,647 | 57,700 | SH | Put | SOLE | 0 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 594 | 4,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 10,370 | 78,600 | SH | Call | SOLE | 0 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 3,931 | 276,837 | SH | SOLE | 276,837 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 775 | 1,985,056 | SH | SOLE | 1,985,056 | 0 | 0 | ||
BLUELINX HLDGS INC | COM NEW | 09624H208 | 1,338 | 54,134 | SH | SOLE | 54,134 | 0 | 0 | ||
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 376 | 23,300 | SH | Call | SOLE | 0 | 0 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 366 | 22,686 | SH | SOLE | 22,686 | 0 | 0 | ||
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 438 | 27,200 | SH | Put | SOLE | 0 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 842 | 4,436 | SH | SOLE | 4,436 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 9,648 | 50,800 | SH | Put | SOLE | 0 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 6,951 | 36,600 | SH | Call | SOLE | 0 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 4,422 | 67,486 | SH | SOLE | 67,486 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 9,350 | 142,700 | SH | Call | SOLE | 0 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 12,934 | 197,400 | SH | Put | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,620 | 33,149 | SH | SOLE | 33,149 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 7,277 | 148,900 | SH | Put | SOLE | 0 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,881 | 38,500 | SH | Call | SOLE | 0 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 1,179 | 16,500 | SH | Call | SOLE | 0 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 1,158 | 16,200 | SH | Put | SOLE | 0 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 1,011 | 14,141 | SH | SOLE | 14,141 | 0 | 0 | ||
GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 86 | 25,300 | SH | SOLE | 25,300 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 5,128 | 17,900 | SH | Put | SOLE | 0 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 5,128 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 239 | 36,600 | SH | Call | SOLE | 0 | 0 | 0 | |
INTREXON CORP | COM | 46122T102 | 95 | 14,510 | SH | SOLE | 14,510 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 79 | 12,100 | SH | Put | SOLE | 0 | 0 | 0 | |
KEURIG DR PEPPER INC | COM | 49271V100 | 364 | 14,200 | SH | SOLE | 14,200 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 566 | 9,600 | SH | Put | SOLE | 0 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 0 | 20,900 | SH | Call | SOLE | 0 | 0 | 0 | |
NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 550 | 203,788 | SH | SOLE | 203,788 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 37 | 18,574 | SH | SOLE | 18,574 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 85 | 42,600 | SH | Call | SOLE | 0 | 0 | 0 | |
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 5 | 11,085 | SH | SOLE | 11,085 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 396 | 5,400 | SH | Call | SOLE | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,811 | 79,300 | SH | Put | SOLE | 0 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 667 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 92,439 | 526,300 | SH | Call | SOLE | 0 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 790 | 4,500 | SH | Put | SOLE | 0 | 0 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 0 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 0 | 187,200 | SH | Call | SOLE | 0 | 0 | 0 | |
SCANA CORP NEW | COM | 80589M102 | 1,295 | 27,100 | SH | Put | SOLE | 0 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 1,207 | 297,247 | SH | SOLE | 297,247 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 11,175 | 150,500 | SH | Call | SOLE | 0 | 0 | 0 | |
TESARO INC | COM | 881569107 | 1,684 | 22,683 | SH | SOLE | 22,683 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 11,835 | 159,400 | SH | Put | SOLE | 0 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 3,681 | 76,500 | SH | Call | SOLE | 0 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 0 | 23,100 | SH | Put | SOLE | 0 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 2,377 | 49,400 | SH | Put | SOLE | 0 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,301 | 31,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 21,062 | 197,800 | SH | Put | SOLE | 0 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 3,833 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 61 | 32,700 | SH | Call | SOLE | 0 | 0 | 0 |