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SC 13D/A Filing
TransAlta (TAC) SC 13D/ATransalta Corp
Filed: 10 Apr 19, 8:30am
1. | NAMES OF REPORTING PERSONS Mangrove Partners Master Fund, Ltd. | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS WC | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 20,331,863 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 20,331,863 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,331,863 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Mangrove Partners | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 20,331,863 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 20,331,863 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,331,863 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Nathaniel August | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 20,331,863 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 20,331,863 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,331,863 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% | |
14. | TYPE OF REPORTING PERSON IN |
1. | NAMES OF REPORTING PERSONS Cove Key Bluescape Holdings LP | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS WC | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON PN |
1. | NAMES OF REPORTING PERSONS Cove Key Fund GP LP | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON PN |
1. | NAMES OF REPORTING PERSONS Cove Key GP LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Cove Key Management LP | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON PN |
1. | NAMES OF REPORTING PERSONS Cove Key GP Management LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Jeff Coviello | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS AF | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON IN, HC |
1. | NAMES OF REPORTING PERSONS Bluescape Cove Key GP LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS OO | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Bluescape Energy Partners III GP LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS OO | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Bluescape Resources GP Holdings LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS OO | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Bluescape Resources Company LLC | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS OO | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON OO |
1. | NAMES OF REPORTING PERSONS Charles John Wilder, Jr. | |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] | |
3. | SEC USE ONLY | |
4. | SOURCE OF FUNDS OO | |
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] | |
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 |
8. | SHARED VOTING POWER 8,397,333 | |
9. | SOLE DISPOSITIVE POWER 0 | |
10. | SHARED DISPOSITIVE POWER 8,397,333 | |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,397,333 | |
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] | |
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% | |
14. | TYPE OF REPORTING PERSON IN, HC |
Item 4. | Purpose of Transaction. |
Item 7. | Material to be Filed as Exhibits. |
THE MANGROVE PARTNERS MASTER FUND, LTD. | |||
By: | MANGROVE PARTNERS, as Investment Manager | ||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
MANGROVE PARTNERS | |||
By: | /s/ Nathaniel August | ||
Name: | Nathaniel August | ||
Title: | Director |
/s/ Nathaniel August | ||||
NATHANIEL AUGUST | ||||
COVE KEY BLUESCAPE HOLDINGS LP By: Bluescape Cove Key GP LLC, its general partner | ||||
By: | /s/ Jonathan Siegler | |||
Name: | Jonathan Siegler | |||
Title: | Managing Director |
COVE KEY FUND GP LP By: Cove Key GP LLC, its general partner | |||
By: | /s/ Jeff Coviello | ||
Name: | Jeff Coviello | ||
Title: | Manager | ||
COVE KEY GP LLC | |||
By: | /s/ Jeff Coviello | ||
Name: | Jeff Coviello | ||
Title: | Manager |
COVE KEY MANAGEMENT LP By: Cove Key GP Management LLC, its general partner | |||
By: | /s/ Jeff Coviello | ||
Name: | Jeff Coviello | ||
Title: | Manager |
COVE KEY GP MANAGEMENT LLC | |||
By: | /s/ Jeff Coviello | ||
Name: | Jeff Coviello | ||
Title: | Manager | ||
/s/ Jeff Coviello | |||
JEFF COVIELLO |
BLUESCAPE COVE KEY GP LLC | |||||
By: | /s/ Jonathan Siegler | ||||
Name: | Jonathan Siegler | ||||
Title: | Managing Director | ||||
BLUESCAPE ENERGY PARTNERS III GP LP | |||||
By: | /s/ Jonathan Siegler | ||||
Name: | Jonathan Siegler | ||||
Title: | Managing Director | ||||
BLUESCAPE RESOURCES GP HOLDINGS LLC | |||||
By: | /s/ Jonathan Siegler | ||||
Name: | Jonathan Siegler | ||||
Title: | Managing Director |
BLUESCAPE RESOURCES COMPANY LLC | |||
By: | /s/ Jonathan Siegler | ||
Name: | Jonathan Siegler | ||
Title: | Managing Director |
/s/ Charles John Wilder, Jr. | |
CHARLES JOHN WILDER, JR. | |