Table 2: Fee Offset Claims and Sources
In US Dollars
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| | Registrant or Filer Name | | Form or Filing Type | | File Number | | Initial Filing Date | | Filing Date | | Fee Offset Claimed | | Security Type Associated with Fee Offset Claimed | | Security Title Associated with Fee Offset Claimed | | Unsold Securities Associated with Fee Offset Claimed | | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | | Fee Paid with Fee Offset Source |
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Rules 457(b) and 0-11(a)(2) |
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Fee Offset Claims | | | | | | | | | | | | | | | | | | | | | | |
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Fee Offset Sources | | | | | | | | | | | | | | | | | | | | | | |
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Rule 457(p) |
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Fee Offset Claims | | TransAlta Corporation | | F-10 (7) | | 333-257098 | | June 14, 2021 | | | | $176,320(1) (2)(3) (4)(5) | | (6) | | (6) | | Unallocated – universal shelf (7) | | $1,600,000,000 | | |
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Fee Offset Sources | | TransAlta Corporation | | F-10 (7) | | 333-257098 | | | | June 14, 2021 | | | | | | | | | | | | $0(1) (2) (3) (4) (5) |
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| | TransAlta Corporation | | F-10 (7) | | 333-229991 | | | | February 28, 2019 | | | | | | | | | | | | $0(1) (2) (3) (4) |
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| | TransAlta Corporation | | F-10 (7) | | 333-215608 | | | | January 18, 2017 | | | | | | | | | | | | $0(1) (2) (3) (8) |
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| | TransAlta Corporation | | F-10 (7) | | 333-200773 | | | | December 5, 2014 | | | | | | | | | | | | $14,160 (1) (2) |
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| | TransAlta Corporation | | F-10 (7) | | 333-185157 | | | | November 27, 2012 | | | | | | | | | | | | $230,020(1) |
(1) The Registrant previously paid $272,800 in registration fees (Registrant transferred funds of $230,020 and used offsets for the remainder of the fee) with respect to the Registration Statement on Form F-10 (File No. 333-185157) filed on November 27, 2012, as amended by Amendment No. 1 to the Registration Statement on Form F-10 (File No. 333-185157) filed on December 12, 2012 (collectively, the “2012 Registration Statement”), pertaining to the registration of $2,000,000,000 of securities of the Registrant, of which $1,600,000,000 remained unutilized and was used to offset the total filing fee required for the 2014 Registration Statement (defined below).
(2) The Registrant previously paid $232,400 in registration fees (Registrant transferred funds of $14,160 and used the available offset for the remainder of the fee) with respect to the Registration Statement on Form F-10 (File No. 333-200773) filed on December 5, 2014, as amended by Amendment No. 1 to the Registration Statement on Form F-10 (File No. 333-200773) filed on December 17, 2014 (collectively, the “2014 Registration Statement”), pertaining to the registration of $2,000,000,000 of securities of the Registrant, of which $2,000,000,000 remained unutilized and was used to offset the total filing fee required the 2017 Registration Statement (defined below).
(3) The Registrant previously paid $231,800 in registration fees (Registrant used the available offset for the remainder of the fee) with respect to the Registration Statement on Form F-10 (File No. 333-215608) filed on January 18, 2017, as amended by Amendment No. 1 to the Registration Statement on Form F-10 (File No. 333-215608) filed on January 27, 2017 (collectively, the “2017 Registration Statement”), pertaining to the registration of $2,000,000,000 of securities of the Registrant, of which $2,000,000,000 remained unutilized and was used to offset the total filing fee required the 2017 Registration Statement (defined below).
(4) The Registrant previously paid $0 in registration fees with respect to the Registration Statement on Form F-10 (File No. 333-229991) filed on February 28, 2019, as amended by Amendment No. 1 to the Registration Statement on Form F-10 (File No. 333-229991) filed on May 22, 2019 (collectively, the “2019 Registration Statement”), pertaining to $2,000,000,000 of previously registered securities of the Registrant under the 2017 Registration Statement, of which $2,000,000,000 remained unutilized and was used to offset the total filing fee required the 2021 Registration Statement (defined below).
(5) The Registrant previously paid $0 in registration fees with respect to the Registration Statement on Form F-10 (File No. 333-257098) filed on June 14, 2021, as amended by Amendment No. 1 to the Registration Statement on Form F-10 (File No. 333-257098) filed on June 28, 2021 (collectively, the “2021 Registration Statement”), pertaining to $2,000,000,000 of previously registered securities of the Registrant under the 2019 Registration Statement, of which $1,600,000,000 remains unutilized, and is available for future registration fees pursuant to Rule 457(p) under the Securities Act. As the total filing fee required for this Registration Statement is $220,400, taking into consideration the available offset of $176,320 from the 2021 Registration Statement, the Registrant has accordingly transmitted $44,080 otherwise due for this Registration Statement.