The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
HEALTHEQUITY INC | COM | 42226A107 | 281,867 | 15,394,151 | SH | SOLE | 15,394,151 | 0 | 0 | ||
POTASH CORP. OF SASKATCHEWAN INC. | COM | 73755L107 | 37,631 | 1,088,858 | SH | SOLE | 1,088,858 | 0 | 0 | ||
BLACKSTONE MORTGAGE TRU-CLA | COM CL A | 09257W100 | 10,493 | 387,192 | SH | SOLE | 387,192 | 0 | 0 | ||
COLLABRIUM JAPAN ACQUISITION | *W EXP 04/01/201 | G2266G110 | 9 | 45,225 | SH | SOLE | 45,225 | 0 | 0 | ||
VIACOM INC. CL A | CL A | 92553P102 | 23,095 | 299,902 | SH | SOLE | 299,902 | 0 | 0 | ||
HF2 FINANCIAL MANAGEMENT CLA | CL A | 40421A104 | 9,335 | 897,644 | SH | SOLE | 897,644 | 0 | 0 | ||
CAPITOL ACQUISITION CORP 11 | COM | 14056V105 | 9,110 | 928,628 | SH | SOLE | 928,628 | 0 | 0 | ||
SLVR EAGL ACQUISITION | COM | 827694100 | 8,841 | 889,471 | SH | SOLE | 889,471 | 0 | 0 | ||
ATHLON ENERGY INC | COM | 047477104 | 7,092 | 121,785 | SH | SOLE | 121,785 | 0 | 0 | ||
URS CORP. | COM | 903236107 | 6,399 | 111,080 | SH | SOLE | 111,080 | 0 | 0 | ||
1ST UNITED BANCORP ONC/NORTH | COM | 33740N105 | 6,210 | 728,815 | SH | SOLE | 728,815 | 0 | 0 | ||
ANNIES INC | COM | 03600T104 | 5,198 | 113,249 | SH | SOLE | 113,249 | 0 | 0 | ||
LEVY ACQUISITION CORP | COM | 52748T104 | 4,658 | 481,158 | SH | SOLE | 481,158 | 0 | 0 | ||
LIN MEDIA LLC-A | CL A COM | 532771102 | 4,466 | 201,150 | SH | SOLE | 201,150 | 0 | 0 | ||
ARGO GROUP INTERNATIONAL | COM | G0464B107 | 4,061 | 80,712 | SH | SOLE | 80,712 | 0 | 0 | ||
GLOBAL DEFENSE & NATIONAL | COM | 37953N108 | 3,813 | 371,653 | SH | SOLE | 371,653 | 0 | 0 | ||
EINSTEIN NOAH RESTAURANT GRO | COM | 28257U104 | 3,706 | 183,829 | SH | SOLE | 183,829 | 0 | 0 | ||
DISCOVERY COMMUNICATIONS-A | COM SER A | 25470F104 | 3,622 | 95,810 | SH | SOLE | 95,810 | 0 | 0 | ||
ROI ACQUISITION CORP | COM | 74966G101 | 3,314 | 336,442 | SH | SOLE | 336,442 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 3,267 | 335,817 | SH | SOLE | 335,817 | 0 | 0 | ||
FOSTER WHEELER | COM | H27178104 | 3,030 | 95,810 | SH | SOLE | 95,810 | 0 | 0 | ||
LOEWS CORP. | COM | 540424108 | 2,954 | 70,900 | SH | SOLE | 70,900 | 0 | 0 | ||
AMERICAN REALTY CAPITAL HEAL | COM | 02917R108 | 2,712 | 258,749 | SH | SOLE | 258,749 | 0 | 0 | ||
CARNIVAL PLC (ADS) | ADR | 14365C103 | 2,683 | 67,162 | SH | SOLE | 67,162 | 0 | 0 | ||
GARNERO ACQUISITION GROUP | SHS | G5866L108 | 2,466 | 258,714 | SH | SOLE | 258,714 | 0 | 0 | ||
CAMBRIDGE CAPITAL ACQ | COM | 13215Q106 | 2,412 | 248,612 | SH | SOLE | 248,612 | 0 | 0 | ||
MERGEWORTHRX CORP | COM | 58952R106 | 2,272 | 276,086 | SH | SOLE | 276,086 | 0 | 0 | ||
LIBERTY GLOBAL PLC A | SHS CL A | G5480U104 | 1,997 | 46,948 | SH | SOLE | 46,948 | 0 | 0 | ||
NEWS CORP/NEW-CL B-W/I | CL B | 65249B208 | 1,881 | 116,588 | SH | SOLE | 116,588 | 0 | 0 | ||
QUARTET MERGER CORP | COM | 747717106 | 1,649 | 172,116 | SH | SOLE | 172,116 | 0 | 0 | ||
HENNESSY CAPITAL ACQ | COM | 425886108 | 1,632 | 166,544 | SH | SOLE | 166,544 | 0 | 0 | ||
WL ROSS HOLDING CORP | COM SHS | 92939D104 | 1,598 | 161,563 | SH | SOLE | 161,563 | 0 | 0 | ||
TWTY-FRT CNTRY B | CL B | 90130A200 | 1,596 | 47,905 | SH | SOLE | 47,905 | 0 | 0 | ||
1347 CAPITAL CORP | COM | 68245V103 | 1,099 | 114,984 | SH | SOLE | 114,984 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | UNIT 99/99/9999 | 82936K201 | 958 | 95,810 | SH | SOLE | 95,810 | 0 | 0 | ||
COMCAST CORP. CL A | CL A | 20030N101 | 872 | 16,214 | SH | SOLE | 16,214 | 0 | 0 | ||
WL ROSS HOLDING CORP | *W EXP 06/11/201 | 92939D112 | 234 | 285,419 | SH | SOLE | 285,419 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION COR A | *W EXP 06/27/201 | 88104P112 | 107 | 335,817 | SH | SOLE | 335,817 | 0 | 0 | ||
SILVER EAGLE ACQUISITION | *W EXP 07/26/202 | 827694118 | 106 | 234,860 | SH | SOLE | 234,860 | 0 | 0 | ||
HENNESSY CAPITAL ACQ CW19 | *W EXP 01/23/201 | 425886116 | 87 | 166,544 | SH | SOLE | 166,544 | 0 | 0 | ||
GARNERO GROUP ACQUITION RTS | RIGHT 06/25/2016 | G5866L132 | 72 | 258,714 | SH | SOLE | 258,714 | 0 | 0 | ||
CAMBRIDGE CAPITAL ACQ CW18 | *W EXP 12/17/201 | 13215Q114 | 69 | 186,267 | SH | SOLE | 186,267 | 0 | 0 | ||
ROI ACQUISITION CORP CW18 | *W EXP 09/17/201 | 74966G119 | 42 | 191,240 | SH | SOLE | 191,240 | 0 | 0 | ||
1347 CAPITAL CORP RTS | RIGHT 07/21/2016 | 68245V111 | 40 | 114,984 | SH | SOLE | 114,984 | 0 | 0 | ||
GARNERO ACQUISITION GROUP CW19 | *W EXP 06/24/201 | G5866L116 | 31 | 258,714 | SH | SOLE | 258,714 | 0 | 0 | ||
1347 CAPITAL CORP - CW | *W EXP 07/15/202 | 68245V129 | 23 | 114,984 | SH | SOLE | 114,984 | 0 | 0 | ||
CRUMBS BAKE SHOP EQUITY WARRANTS E | *W EXP 05/05/201 | 228803110 | 0 | 190,420 | SH | SOLE | 190,420 | 0 | 0 | ||
TIBCO SOFTWARE INC COM | COM | 88632Q103 | 159 | 47,900 | SH | Call | SOLE | 47,900 | 0 | 0 | |
SHIRE PLC SPONSORED ADR | SPONSORED ADR | 82481R106 | 274 | 18,200 | SH | Call | SOLE | 18,200 | 0 | 0 | |
INTERMUNE INC COM DELETED | COM | 45884X103 | 0 | 14,800 | SH | Put | SOLE | 14,800 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC COM | COM | 02917T104 | 2 | 47,800 | SH | Call | SOLE | 47,800 | 0 | 0 | |
AT&T INC COM | COM | 00206R102 | 180 | 91,300 | SH | Put | SOLE | 91,300 | 0 | 0 | |
WASHINGTON PRIME GROUP INC COM | COM | 939647103 | 8 | 56,500 | SH | Call | SOLE | 56,500 | 0 | 0 | |
VALLEY NATL BANCORP COM | COM | 919794107 | 2 | 230,400 | SH | Call | SOLE | 230,400 | 0 | 0 | |
RACKSPACE HOSTING INC COM | COM | 750086100 | 47 | 23,900 | SH | Call | SOLE | 23,900 | 0 | 0 | |
MEDIA GEN INC COM | COM | 584404107 | 248 | 19,900 | SH | Put | SOLE | 19,900 | 0 | 0 | |
BURGER KING WORLDWIDE INC COM | COM | 121220107 | 265 | 47,900 | SH | Put | SOLE | 47,900 | 0 | 0 | |
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN | COM UT LTD PTN | 106776107 | 65 | 23,500 | SH | Put | SOLE | 23,500 | 0 | 0 | |
BALLY TECHNOLOGIES INC COM | COM | 05874B107 | 935 | 139,500 | SH | Call | SOLE | 139,500 | 0 | 0 | |
BOLT TECHNOLOGY CORP. | COM | 097698104 | 891 | 40,610 | SH | SOLE | 40,610 | 0 | 0 | ||
CONCUR TECHNOLOGIES INC | COM | 206708109 | 1,205 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
CONCUR TECHNOLOGIES INC COM | COM | 206708109 | 276 | 50,100 | SH | Call | SOLE | 50,100 | 0 | 0 | |
CONCUR TECHNOLOGIES INC | NOTE 0.500% 6/1 | 206708AC3 | 15,000 | 11,497,000 | SH | SOLE | 11,497,000 | 0 | 0 | ||
CONVERSANT INC | COM | 21249J105 | 1,641 | 47,900 | SH | SOLE | 47,900 | 0 | 0 | ||
EL PASO PIPELINE PARTNERS L.P. | COM UNIT LPI | 283702108 | 508 | 12,638 | SH | SOLE | 12,638 | 0 | 0 | ||
FAMILY DOLLAR STORES INC. | COM | 307000109 | 5,550 | 71,857 | SH | SOLE | 71,857 | 0 | 0 | ||
GLIMCHER REALTY TRUST | SH BEN INT | 379302102 | 4,216 | 311,383 | SH | SOLE | 311,383 | 0 | 0 | ||
KINDER MORGAN ENERGY PARTNERS L.P. | UT LTD PARTNER | 494550106 | 762 | 8,165 | SH | SOLE | 8,165 | 0 | 0 | ||
INTERNATIONAL RECTIFIER CORP COM | COM | 460254105 | 229 | 49,300 | SH | Call | SOLE | 49,300 | 0 | 0 | |
INTL RECTIFIER CORP | COM | 460254105 | 9,161 | 233,470 | SH | SOLE | 233,470 | 0 | 0 | ||
PROTECTIVE LIFE CORP COM | COM | 743674103 | 355 | 74,000 | SH | Call | SOLE | 74,000 | 0 | 0 | |
PROTECTIVE LIFE CORP. | COM | 743674103 | 12,015 | 173,104 | SH | SOLE | 173,104 | 0 | 0 | ||
OMNIAMERICAN BANCORP INC | COM | 68216R107 | 7,309 | 281,228 | SH | SOLE | 281,228 | 0 | 0 | ||
QR ENERGY LP | UNIT LTD PRTNS | 74734R108 | 466 | 23,977 | SH | SOLE | 23,977 | 0 | 0 | ||
RF MICRO DEVICES INC. | COM | 749941100 | 463 | 40,121 | SH | SOLE | 40,121 | 0 | 0 | ||
TIM HORTONS INC. | COM | 88706M103 | 4,711 | 59,772 | SH | SOLE | 59,772 | 0 | 0 | ||
WILLIAMS PARTNERS L.P. | COM UNIT L P | 96950F104 | 9,625 | 181,432 | SH | SOLE | 181,432 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 4,144 | 47,901 | SH | SOLE | 47,901 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOGY | COM | 459902102 | 1,972 | 116,900 | SH | SOLE | 116,900 | 0 | 0 | ||
ROCKWOOD HOLDINGS INC. | COM | 774415103 | 10,987 | 143,716 | SH | SOLE | 143,716 | 0 | 0 | ||
TIME WARNER CABLE INC. | COM | 88732J207 | 1,375 | 9,582 | SH | SOLE | 9,582 | 0 | 0 | ||
TRW AUTOMOTIVE HOLDINGS CORP. | COM | 87264S106 | 2,076 | 20,503 | SH | SOLE | 20,503 | 0 | 0 | ||
TIME WARNER CABLE INC COM | COM | 88732J207 | 709 | 109,600 | SH | Call | SOLE | 109,600 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP COM | COM | 87264S106 | 2,051 | 525,700 | SH | Call | SOLE | 525,700 | 0 | 0 | |
TIME WARNER INC COM NEW | COM NEW | 887317303 | 7 | 47,800 | SH | Call | SOLE | 47,800 | 0 | 0 | |
FAMILY DLR STORES INC COM | COM | 307000109 | 37 | 95,800 | SH | Call | SOLE | 95,800 | 0 | 0 |