COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 1,125 | 115,462 | SH | | SOLE | | 115,462 | 0 | 0 |
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 33 | 98,983 | SH | | SOLE | | 98,983 | 0 | 0 |
ADEPT Technology INC | COM | 006854202 | 161 | 12,400 | SH | | SOLE | | 12,400 | 0 | 0 |
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 16 | 65,035 | SH | | SOLE | | 65,035 | 0 | 0 |
AR CAP ACQUISITION CORP | COM | 00191R109 | 7,689 | 780,630 | SH | | SOLE | | 780,630 | 0 | 0 |
AROWANA INC | UNIT 99/99/9999 | G05011138 | 733 | 71,895 | SH | | SOLE | | 71,895 | 0 | 0 |
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 1,440 | 141,733 | SH | | SOLE | | 141,733 | 0 | 0 |
AVAGO Technologies LTD | COM | Y0486S104 | 125 | 9,600 | SH | Put | SOLE | | 9,600 | 0 | 0 |
BOULEVARD ACQUISITION CORP | COM | 10157Q201 | 6,629 | 664,913 | SH | | SOLE | | 664,913 | 0 | 0 |
BROADCOM CORP CL A | COM | 111320107 | 2,469 | 48,000 | SH | | SOLE | | 48,000 | 0 | 0 |
CAMBRIDGE CAP ACQUISITION CO | *W EXP 12/17/201 | 13215Q114 | 27 | 107,655 | SH | | SOLE | | 107,655 | 0 | 0 |
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 4,364 | 436,421 | SH | | SOLE | | 436,421 | 0 | 0 |
CITY NATL CORP | COM | 178566105 | 19,488 | 221,299 | SH | | SOLE | | 221,299 | 0 | 0 |
COMCAST CORP NEW | CL A | 20030N101 | 2,585 | 45,439 | SH | | SOLE | | 45,439 | 0 | 0 |
CONOCOPHILLIPS | COM | 20825C104 | 5 | 33,700 | SH | Call | SOLE | | 33,700 | 0 | 0 |
Con-Way Inc | COM | 205944101 | 4,691 | 98,857 | SH | | SOLE | | 98,857 | 0 | 0 |
Crestwood Midstream Partners Unit LP | UNIT | 226378107 | 1,246 | 198,798 | SH | | SOLE | | 198,798 | 0 | 0 |
DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 14,615 | 231,389 | SH | | SOLE | | 231,389 | 0 | 0 |
DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 2 | 6,600 | SH | Put | SOLE | | 6,600 | 0 | 0 |
Dentsply Intl Inc | COM | 249030107 | 882 | 17,445 | SH | | SOLE | | 17,445 | 0 | 0 |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 79 | 3,269 | SH | | SOLE | | 3,269 | 0 | 0 |
Dot Hill Sys Corp | COM | 25848T109 | 118 | 128,000 | SH | Call | SOLE | | 128,000 | 0 | 0 |
Double Eagle Acquisition Corp | UNIT 99/99/9999 | G28195108 | 2,828 | 278,864 | SH | | SOLE | | 278,864 | 0 | 0 |
Easterly Acquisition Corp | UNIT 99/99/9999 | 27616L201 | 2,197 | 217,559 | SH | | SOLE | | 217,559 | 0 | 0 |
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 250 | 25,286 | SH | | SOLE | | 25,286 | 0 | 0 |
ELECTRUM SPL ACQUISITION COR | COM | G3105C104 | 857 | 88,948 | SH | | SOLE | | 88,948 | 0 | 0 |
FINTECH ACQUISITION CORP | *W EXP 02/19/202 | 31809H118 | 25 | 86,082 | SH | | SOLE | | 86,082 | 0 | 0 |
FINTECH ACQUISITION CORP | COM | 31809H100 | 935 | 95,860 | SH | | SOLE | | 95,860 | 0 | 0 |
FREESCALE SEMICONDUCTOR LTD | COM | G3727Q101 | 7,515 | 205,437 | SH | | SOLE | | 205,437 | 0 | 0 |
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 12 | 95,533 | SH | | SOLE | | 95,533 | 0 | 0 |
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 57 | 258,619 | SH | | SOLE | | 258,619 | 0 | 0 |
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 2,729 | 276,782 | SH | | SOLE | | 276,782 | 0 | 0 |
GLOBAL DEFENSE & NATL SEC SY | COM | 37953N108 | 4,135 | 393,033 | SH | | SOLE | | 393,033 | 0 | 0 |
Global Partner Acquisition Corp | COM | 37954X204 | 2,591 | 259,092 | SH | | SOLE | | 259,092 | 0 | 0 |
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 512 | 51,701 | SH | | SOLE | | 51,701 | 0 | 0 |
Gores Holdings Inc | UNIT 99/99/9999 | 382866200 | 8,714 | 863,640 | SH | | SOLE | | 863,640 | 0 | 0 |
HARMONY MERGER CORP | *W EXP 01/01/202 | 413247123 | 67 | 224,666 | SH | | SOLE | | 224,666 | 0 | 0 |
HARMONY MERGER CORP | COM | 413247107 | 2,657 | 268,408 | SH | | SOLE | | 268,408 | 0 | 0 |
HCC INS HLDGS INC | COM | 404132102 | 19,093 | 246,460 | SH | | SOLE | | 246,460 | 0 | 0 |
Hennessy Capital Acquisition | unit | 42588J209 | 3,785 | 383,840 | SH | | SOLE | | 383,840 | 0 | 0 |
HYDRA INDS ACQUISITION CORP | *W EXP 10/20/202 | 448740118 | 47 | 160,449 | SH | | SOLE | | 160,449 | 0 | 0 |
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 3,258 | 335,920 | SH | | SOLE | | 335,920 | 0 | 0 |
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 101 | 279,302 | SH | | SOLE | | 279,302 | 0 | 0 |
KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 17 | 3,300 | SH | Call | SOLE | | 3,300 | 0 | 0 |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 1,032 | 24,040 | SH | | SOLE | | 24,040 | 0 | 0 |
Merge Healthcare Inc | COM | 589499102 | 1,656 | 233,181 | SH | | SOLE | | 233,181 | 0 | 0 |
Merge Healthcare Inc | COM | 589499102 | 17 | 4,800 | SH | Call | SOLE | | 4,800 | 0 | 0 |
MYLAN N V | SHS EURO | N59465109 | 2 | 95,600 | SH | Call | SOLE | | 95,600 | 0 | 0 |
Pace Holdings Corp | COM | G6865N129 | 1,471 | 144,240 | SH | | SOLE | | 144,240 | 0 | 0 |
PARTNERRE LTD | COM | G6852T105 | 129 | 26,500 | SH | Call | SOLE | | 26,500 | 0 | 0 |
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 138 | 552,824 | SH | | SOLE | | 552,824 | 0 | 0 |
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 14,083 | 1,421,095 | SH | | SOLE | | 1,421,095 | 0 | 0 |
ROI ACQUISITION CORP II | *W EXP 09/17/201 | 74966G119 | 18 | 49,745 | SH | | SOLE | | 49,745 | 0 | 0 |
ROI ACQUISITION CORP II | COM | 74966G101 | 5,064 | 506,424 | SH | | SOLE | | 506,424 | 0 | 0 |
SIGMA ALDRICH CORP | COM | 826552101 | 11,443 | 82,371 | SH | | SOLE | | 82,371 | 0 | 0 |
SINO MERCURY ACQUISITION COR | COM | 82936K102 | 953 | 95,810 | SH | | SOLE | | 95,810 | 0 | 0 |
SINO MERCURY ACQUISITION COR | RIGHT 08/26/2016 | 82936K110 | 26 | 50,205 | SH | | SOLE | | 50,205 | 0 | 0 |
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 5,729 | 579,815 | SH | | SOLE | | 579,815 | 0 | 0 |
THORATEC CORP | COM NEW | 885175307 | 1,882 | 29,757 | SH | | SOLE | | 29,757 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 519 | 19,232 | SH | | SOLE | | 19,232 | 0 | 0 |
VIACOM INC NEW | CL B | 92553P102 | 1,203 | 27,881 | SH | | SOLE | | 27,881 | 0 | 0 |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 25 | 67,700 | SH | Call | SOLE | | 67,700 | 0 | 0 |
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 62 | 75,082 | SH | | SOLE | | 75,082 | 0 | 0 |
WL ROSS HLDG CORP | COM SHS | 92939D104 | 8,325 | 801,977 | SH | | SOLE | | 801,977 | 0 | 0 |
ZULILY INC | CL A | 989774104 | 1,686 | 96,920 | SH | | SOLE | | 96,920 | 0 | 0 |
HEALTHEQUITY INC | EQUITY | 42226A107 | 353,688 | 11,969,151 | SH | | SOLE | | 11,969,151 | 0 | 0 |
POTASH CORP. OF SASKATCHEWAN INC. | EQUITY | 73755L107 | 22,376 | 1,088,858 | SH | | SOLE | | 1,088,858 | 0 | 0 |
Cytec Industries Inc | COM | 232820100 | 3,096 | 41,926 | SH | | SOLE | | 41,926 | 0 | 0 |
Cytec Industries Inc | COM | 232820100 | 122 | 24,300 | SH | Call | SOLE | | 24,300 | 0 | 0 |
IPC Healthcare Inc | COM | 44984A105 | 64 | 24,000 | SH | Put | SOLE | | 24,000 | 0 | 0 |
PEPCO HOLDINGS INC | COM | 713291102 | 67 | 26,500 | SH | Call | SOLE | | 26,500 | 0 | 0 |
PRECISION CASTPARTS CORP | COM | 740189105 | 15,239 | 66,338 | SH | | SOLE | | 66,338 | 0 | 0 |
PRECISION CASTPARTS CORP | COM | 740189105 | 100 | 24,800 | SH | Put | SOLE | | 24,800 | 0 | 0 |
PRECISION CASTPARTS CORP | COM | 740189105 | 10,567 | 46,000 | SH | Call | SOLE | | 46,000 | 0 | 0 |
REMY INTL INC NEW | COM | 75971M108 | 1,591 | 54,393 | SH | | SOLE | | 54,393 | 0 | 0 |
SOLERA HOLDINGS INC | COM | 83421A104 | 1,400 | 25,923 | SH | | SOLE | | 25,923 | 0 | 0 |
SOLERA HOLDINGS INC | COM | 83421A104 | 252 | 48,000 | SH | Call | SOLE | | 48,000 | 0 | 0 |
STRATEGIC HOTELS & RESORTS I | COM | 86272T106 | 1,326 | 96,160 | SH | | SOLE | | 96,160 | 0 | 0 |
XOOM CORP | COM | 98419Q101 | 49 | 57,500 | SH | Call | SOLE | | 57,500 | 0 | 0 |
ACE LTD | COM | H0023R105 | 21 | 14,400 | SH | | SOLE | | 14,400 | 0 | 0 |
Metro Bancorp Inc | COM | 59161R101 | 2,991 | 101,779 | SH | | SOLE | | 101,779 | 0 | 0 |