The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 1,142 | 115,462 | SH | SOLE | 115,462 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 22 | 65,446 | SH | SOLE | 65,446 | 0 | 0 | ||
AFFYMETRIX INC | COM | 00826T108 | 2,355 | 168,191 | SH | SOLE | 168,191 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | *W EXP 11/23/202 | G0441P138 | 10 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 19 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 930 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 13 | 130,548 | SH | SOLE | 130,548 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 13,963 | 1,417,879 | SH | SOLE | 1,417,879 | 0 | 0 | ||
AROWANA INC | *W EXP 04/29/202 | G05011112 | 16 | 192,320 | SH | SOLE | 192,320 | 0 | 0 | ||
AROWANA INC | RIGHT 01/01/2017 | G05011120 | 42 | 192,320 | SH | SOLE | 192,320 | 0 | 0 | ||
AROWANA INC | SHS | G05011104 | 1,916 | 192,320 | SH | SOLE | 192,320 | 0 | 0 | ||
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 4,064 | 389,604 | SH | SOLE | 389,604 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 254 | 14,438 | SH | SOLE | 14,438 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,625 | 163,642 | SH | SOLE | 163,642 | 0 | 0 | ||
BLOUNT INTL INC NEW | COM | 095180105 | 118 | 11,798 | SH | SOLE | 11,798 | 0 | 0 | ||
BOULEVARD ACQUISITION | *W EXP 09/25/202 | 10157Q110 | 40 | 134,845 | SH | SOLE | 134,845 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,187 | 1,660,232 | SH | SOLE | 1,660,232 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | *W EXP 10/13/202 | 14055M114 | 62 | 206,456 | SH | SOLE | 206,456 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 12,413 | 1,275,742 | SH | SOLE | 1,275,742 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 2,859 | 105,886 | SH | SOLE | 105,886 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 95 | 249,451 | SH | SOLE | 249,451 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 17,063 | 1,755,426 | SH | SOLE | 1,755,426 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 43 | 108,779 | SH | SOLE | 108,779 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 2,110 | 217,558 | SH | SOLE | 217,558 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 6,658 | 689,947 | SH | SOLE | 689,947 | 0 | 0 | ||
FINTECH ACQUISITION CORP | COM | 31809H100 | 864 | 86,274 | SH | SOLE | 86,274 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 8 | 95,533 | SH | SOLE | 95,533 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 43 | 253,828 | SH | SOLE | 253,828 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 2,748 | 276,782 | SH | SOLE | 276,782 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | *W EXP 07/01/202 | 37954X113 | 44 | 259,092 | SH | SOLE | 259,092 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 3,011 | 306,596 | SH | SOLE | 306,596 | 0 | 0 | ||
GORES HLDGS INC | *W EXP 08/13/202 | 382866119 | 182 | 729,775 | SH | SOLE | 729,775 | 0 | 0 | ||
GORES HLDGS INC | CL A | 382866101 | 9,381 | 962,145 | SH | SOLE | 962,145 | 0 | 0 | ||
GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 24 | 91,448 | SH | SOLE | 91,448 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 2,703 | 278,093 | SH | SOLE | 278,093 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 6,861 | 693,072 | SH | SOLE | 693,072 | 0 | 0 | ||
HEARTLAND PMT SYS INC | COM | 42235N108 | 11,487 | 118,952 | SH | SOLE | 118,952 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 11,119 | 1,148,693 | SH | SOLE | 1,148,693 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 236 | 24,057 | SH | SOLE | 24,057 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 4,374 | 442,336 | SH | SOLE | 442,336 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 38 | 174,492 | SH | SOLE | 174,492 | 0 | 0 | ||
JARDEN CORP | COM | 471109108 | 8,512 | 144,390 | SH | SOLE | 144,390 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | UNIT 12/31/2020 | 49877M207 | 2,324 | 231,024 | SH | SOLE | 231,024 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 737 | 19,252 | SH | SOLE | 19,252 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 0 | 4,800 | SH | Put | SOLE | 4,800 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 177 | 42,100 | SH | Call | SOLE | 42,100 | 0 | 0 | |
NATIONAL PENN BANCSHARES INC | COM | 637138108 | 10,548 | 928,029 | SH | SOLE | 928,029 | 0 | 0 | ||
NEWPORT CORP | COM | 651824104 | 1,112 | 48,362 | SH | SOLE | 48,362 | 0 | 0 | ||
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 150 | 428,914 | SH | SOLE | 428,914 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 4,840 | 493,904 | SH | SOLE | 493,904 | 0 | 0 | ||
POWERSECURE INTL INC | COM | 73936N105 | 3,565 | 190,770 | SH | SOLE | 190,770 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 103 | 491,090 | SH | SOLE | 491,090 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 19,501 | 1,994 | SH | SOLE | 1,994 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 179 | 119,400 | SH | Call | SOLE | 119,400 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 36 | 3,600 | SH | Call | SOLE | 3,600 | 0 | 0 | |
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 9,542 | 963,865 | SH | SOLE | 963,865 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 651 | 15,770 | SH | SOLE | 15,770 | 0 | 0 | ||
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 69 | 143,813 | SH | SOLE | 143,813 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 20,031 | 1,997,138 | SH | SOLE | 1,997,138 | 0 | 0 | ||
HEALTHEQUITY INC | EQUITY | 42226A107 | 295,278 | 11,969,151 | SH | SOLE | 11,969,151 | 0 | 0 | ||
POTASH CORP. OF SASKATCHEWAN INC. | EQUITY | 73755L107 | 18,532 | 1,088,858 | SH | SOLE | 1,088,858 | 0 | 0 |