The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 1,069 | 115,462 | SH | SOLE | 115,462 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | *W EXP 11/23/202 | G0441P138 | 7 | 86,544 | SH | SOLE | 86,544 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 17 | 94,718 | SH | SOLE | 94,718 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 935 | 96,160 | SH | SOLE | 96,160 | 0 | 0 | ||
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 6 | 87,760 | SH | SOLE | 87,760 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 14,080 | 1,417,879 | SH | SOLE | 1,417,879 | 0 | 0 | ||
AROWANA INC | *W EXP 04/29/202 | G05011112 | 14 | 178,606 | SH | SOLE | 178,606 | 0 | 0 | ||
AROWANA INC | RIGHT 01/01/2017 | G05011120 | 28 | 183,666 | SH | SOLE | 183,666 | 0 | 0 | ||
AROWANA INC | SHS | G05011104 | 1,927 | 192,320 | SH | SOLE | 192,320 | 0 | 0 | ||
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 4,205 | 404,700 | SH | SOLE | 404,700 | 0 | 0 | ||
AVENUE FINL HLDGS INC | COM | 05358K102 | 1,544 | 78,599 | SH | SOLE | 78,599 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 314 | 22,727 | SH | SOLE | 22,727 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,641 | 163,642 | SH | SOLE | 163,642 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,187 | 1,660,232 | SH | SOLE | 1,660,232 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | *W EXP 10/13/202 | 14055M114 | 13 | 37,119 | SH | SOLE | 37,119 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 12,375 | 1,275,742 | SH | SOLE | 1,275,742 | 0 | 0 | ||
CELATOR PHARMACEUTICALS INC | COM | 15089R102 | 670 | 22,200 | SH | Call | SOLE | 22,200 | 0 | 0 | |
CF CORP | UNIT 99/99/9999 | G20307123 | 1,511 | 152,347 | SH | SOLE | 152,347 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 497 | 15,829 | SH | SOLE | 15,829 | 0 | 0 | ||
DEMANDWARE INC | COM | 24802Y105 | 14,738 | 196,757 | SH | SOLE | 196,757 | 0 | 0 | ||
DEMANDWARE INC | COM | 24802Y105 | 4,689 | 62,600 | SH | Put | SOLE | 62,600 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 689 | 28,890 | SH | SOLE | 28,890 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 52 | 248,585 | SH | SOLE | 248,585 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 17,186 | 1,755,426 | SH | SOLE | 1,755,426 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 6,281 | 641,588 | SH | SOLE | 641,588 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 6,748 | 689,947 | SH | SOLE | 689,947 | 0 | 0 | ||
FINTECH ACQUISITION CORP | COM | 31809H100 | 1,540 | 154,029 | SH | SOLE | 154,029 | 0 | 0 | ||
FOX CHASE BANCORP INC NEW | COM | 35137T108 | 1,078 | 53,007 | SH | SOLE | 53,007 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 1 | 33,279 | SH | SOLE | 33,279 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 14 | 159,077 | SH | SOLE | 159,077 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 3,005 | 306,596 | SH | SOLE | 306,596 | 0 | 0 | ||
GORES HLDGS INC | *W EXP 08/13/202 | 382866119 | 121 | 484,693 | SH | SOLE | 484,693 | 0 | 0 | ||
GORES HLDGS INC | CL A | 382866101 | 9,408 | 965,898 | SH | SOLE | 965,898 | 0 | 0 | ||
GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 663 | 66,340 | SH | SOLE | 66,340 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 2,734 | 281,851 | SH | SOLE | 281,851 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 6,952 | 693,072 | SH | SOLE | 693,072 | 0 | 0 | ||
HATTERAS FINL CORP | COM | 41902R103 | 10,829 | 660,320 | SH | SOLE | 660,320 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 11,491 | 1,172,750 | SH | SOLE | 1,172,750 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 4,375 | 442,336 | SH | SOLE | 442,336 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 31 | 174,492 | SH | SOLE | 174,492 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 2,310 | 231,024 | SH | SOLE | 231,024 | 0 | 0 | ||
KRISPY KREME DOUGHNUTS INC | COM | 501014104 | 810 | 38,600 | SH | SOLE | 38,600 | 0 | 0 | ||
LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 3,864 | 385,200 | SH | SOLE | 385,200 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 722 | 24,846 | SH | SOLE | 24,846 | 0 | 0 | ||
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 103 | 411,029 | SH | SOLE | 411,029 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 4,865 | 493,904 | SH | SOLE | 493,904 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 73 | 405,122 | SH | SOLE | 405,122 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 19,720 | 1,993,930 | SH | SOLE | 1,993,930 | 0 | 0 | ||
QUINTILES TRANSNATIO HLDGS I | COM | 74876Y101 | 943 | 14,444 | SH | SOLE | 14,444 | 0 | 0 | ||
SCIQUEST INC NEW | COM | 80908T101 | 850 | 48,150 | SH | SOLE | 48,150 | 0 | 0 | ||
SILVER RUN ACQUISITION CORP | UNIT 99/99/9999T | 82811P200 | 1,922 | 192,600 | SH | SOLE | 192,600 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 9,601 | 963,865 | SH | SOLE | 963,865 | 0 | 0 | ||
WESTERN REFNG INC | COM | 959319104 | 2,506 | 121,481 | SH | SOLE | 121,481 | 0 | 0 | ||
XENOPORT INC | COM | 98411C100 | 756 | 107,390 | SH | SOLE | 107,390 | 0 | 0 | ||
HEALTHEQUITY INC | EQUITY | 42226A107 | 356,441 | 11,969,151 | SH | SOLE | 361,441 | 0 | 0 | ||
POTASH CORP. OF SASKATCHEWAN INC. | EQUITY | 73755L107 | 18,630 | 1,088,858 | SH | SOLE | 18,630 | 0 | 0 |