COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ANDINA ACQUISITION CORP II | *W EXP 11/23/202 | G0441P138 | 16 | 86,544 | SH | | SOLE | | 16 | 0 | 0 |
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 27 | 94,718 | SH | | SOLE | | 27 | 0 | 0 |
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 951 | 96,160 | SH | | SOLE | | 951 | 0 | 0 |
APIGEE CORP | COM | 03765N108 | 837 | 48,088 | SH | | SOLE | | 837 | 0 | 0 |
AR CAP ACQUISITION CORP | COM | 00191R109 | 14,108 | 1,417,879 | SH | | SOLE | | 14,108 | 0 | 0 |
AROWANA INC | *W EXP 04/29/202 | G05011112 | 13 | 178,606 | SH | | SOLE | | 13 | 0 | 0 |
AROWANA INC | RIGHT 01/01/2017 | G05011120 | 27 | 181,262 | SH | | SOLE | | 27 | 0 | 0 |
AROWANA INC | SHS | G05011104 | 2,717 | 266,654 | SH | | SOLE | | 2,717 | 0 | 0 |
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 4,249 | 404,700 | SH | | SOLE | | 4,249 | 0 | 0 |
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,653 | 163,642 | SH | | SOLE | | 1,653 | 0 | 0 |
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,348 | 1,660,232 | SH | | SOLE | | 16,348 | 0 | 0 |
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 12,566 | 1,275,742 | SH | | SOLE | | 12,566 | 0 | 0 |
CEPHEID | COM | 15670R107 | 6,443 | 122,285 | SH | | SOLE | | 6,443 | 0 | 0 |
CEPHEID | COM | 15670R107 | 838 | 15,900 | SH | Put | SOLE | | 838 | 0 | 0 |
CEPHEID | COM | 15670R107 | 16 | 3,200 | SH | Call | SOLE | | 16 | 0 | 0 |
CF CORP | SHS CL A | G20307107 | 1,491 | 152,346 | SH | | SOLE | | 1,491 | 0 | 0 |
COBALT INTERNATIONAL ENERGY INC | COM | 19075F106 | 341 | 275,000 | SH | | SOLE | | 341 | 0 | 0 |
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 2,712 | 67,410 | SH | | SOLE | | 2,712 | 0 | 0 |
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 2,836 | 70,500 | SH | Put | SOLE | | 2,836 | 0 | 0 |
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 591 | 14,700 | SH | Call | SOLE | | 591 | 0 | 0 |
DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | 518 | 19,260 | SH | | SOLE | | 518 | 0 | 0 |
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 99 | 248,585 | SH | | SOLE | | 99 | 0 | 0 |
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 17,379 | 1,755,426 | SH | | SOLE | | 17,379 | 0 | 0 |
EASTERLY ACQUISITION CORP | COM | 27616L102 | 6,377 | 641,588 | SH | | SOLE | | 6,377 | 0 | 0 |
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 6,315 | 641,867 | SH | | SOLE | | 6,315 | 0 | 0 |
EPIQ SYS INC | COM | 26882D109 | 750 | 45,452 | SH | | SOLE | | 750 | 0 | 0 |
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 3,011 | 306,596 | SH | | SOLE | | 3,011 | 0 | 0 |
GORES HLDGS INC | CL A | 382866101 | 519 | 48,028 | SH | | SOLE | | 519 | 0 | 0 |
GP INVTS ACQUISITION COR | SHS | G40357124 | 2,762 | 281,851 | SH | | SOLE | | 2,762 | 0 | 0 |
HARMONY MERGER CORP | COM | 413247107 | 6,965 | 693,072 | SH | | SOLE | | 6,965 | 0 | 0 |
HEALTHEQUITY INC | COM | 42226A107 | 453,027 | 11,969,000 | SH | | SOLE | | 453,027 | 0 | 0 |
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 11,493 | 1,172,750 | SH | | SOLE | | 11,493 | 0 | 0 |
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 4,406 | 442,336 | SH | | SOLE | | 4,406 | 0 | 0 |
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 19 | 43,312 | SH | | SOLE | | 19 | 0 | 0 |
INCONTACT INC | COM | 45336E109 | 6,172 | 441,481 | SH | | SOLE | | 6,172 | 0 | 0 |
INTERACTIVE INTELLIGENCE GRO | NOTE 1.250% 6/1/2020 | 45841VAB5 | 8,882 | 7,704,000 | PRN | | SOLE | | 8,882 | 0 | 0 |
ITC HLDGS CORP | COM | 465685105 | 4,476 | 96,300 | SH | | SOLE | | 4,476 | 0 | 0 |
KLA-TENCOR CORP | COM | 482480100 | 2,314 | 33,200 | SH | Call | SOLE | | 2,314 | 0 | 0 |
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 2,338 | 231,024 | SH | | SOLE | | 2,338 | 0 | 0 |
LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 2,949 | 287,744 | SH | | SOLE | | 2,949 | 0 | 0 |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 2,230 | 67,507 | SH | | SOLE | | 2,230 | 0 | 0 |
LOEWS CORP | COM | 540424108 | 2,259 | 54,891 | SH | | SOLE | | 2,259 | 0 | 0 |
M I ACQUISITIONS INC | UNIT 99/99/9999 | 55304A203 | 1,447 | 144,450 | SH | | SOLE | | 1,447 | 0 | 0 |
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 2,123 | 216,675 | SH | | SOLE | | 2,123 | 0 | 0 |
NATIONAL INTERSTATE CORP | COM | 63654U100 | 4,892 | 150,380 | SH | | SOLE | | 4,892 | 0 | 0 |
NETSUITE INC | NOTE 0.250% 6/1/2018 | 64118QAB3 | 35,061 | 31,780,000 | PRN | | SOLE | | 35,061 | 0 | 0 |
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 112 | 266,597 | SH | | SOLE | | 112 | 0 | 0 |
PACE HLDGS CORP | CL A | G6865N103 | 5,368 | 545,567 | SH | | SOLE | | 5,368 | 0 | 0 |
POTASH CORP. OF SASKATCHEWAN INC. | COM | 73755L107 | 17,772 | 1,089,000 | SH | | SOLE | | 17,772 | 0 | 0 |
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 71 | 405,122 | SH | | SOLE | | 71 | 0 | 0 |
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 19,760 | 1,993,930 | SH | | SOLE | | 19,760 | 0 | 0 |
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 951 | 106,026 | SH | | SOLE | | 951 | 0 | 0 |
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 936 | 104,300 | SH | Call | SOLE | | 936 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 918 | 119,400 | SH | Call | SOLE | | 918 | 0 | 0 |
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 971 | 96,300 | SH | | SOLE | | 971 | 0 | 0 |
STELLAR ACQUISITION III INC | UNIT 03/22/2022 | Y8172W123 | 960 | 96,300 | SH | | SOLE | | 960 | 0 | 0 |
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 638 | 64,199 | SH | | SOLE | | 638 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 703 | 29,010 | SH | | SOLE | | 703 | 0 | 0 |
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 483 | 23,071 | SH | | SOLE | | 483 | 0 | 0 |
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 82 | 3,900 | SH | Put | SOLE | | 82 | 0 | 0 |
W.R. BERKLEY CORP. | COM | 084423102 | 31,710 | 549,000 | SH | | SOLE | | 31,710 | 0 | 0 |