The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEP INDS INC | COM | 001031103 | 3,436 | 29,595 | SH | SOLE | 29,595 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | *W EXP 11/23/202 | G0441P138 | 22 | 83,082 | SH | SOLE | 83,082 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 23 | 59,956 | SH | SOLE | 59,956 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 1,438 | 144,765 | SH | SOLE | 144,765 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 2,925 | 288,900 | SH | SOLE | 288,900 | 0 | 0 | ||
AXAR ACQUISITION CORP | COM | 05455L102 | 990 | 100,504 | SH | SOLE | 100,504 | 0 | 0 | ||
BANK AMER CORP | *W EXP 01/16/201 | 060505146 | 1,918 | 192,800 | SH | SOLE | 192,800 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,663 | 163,642 | SH | SOLE | 163,642 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 204 | 11,740 | SH | SOLE | 11,740 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,420 | 1,660,232 | SH | SOLE | 1,660,232 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 13,428 | 1,349,566 | SH | SOLE | 1,349,566 | 0 | 0 | ||
CF CORP | SHS CL A | G20307107 | 1,511 | 152,346 | SH | SOLE | 152,346 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 1,104 | 26,609 | SH | SOLE | 26,609 | 0 | 0 | ||
COLUMBIA PIPELINE PARTNERS L | COM UT REPSTG | 198281107 | 6,557 | 382,330 | SH | SOLE | 382,330 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | 663 | 24,182 | SH | SOLE | 24,182 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 116 | 247,815 | SH | SOLE | 247,815 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 21,988 | 2,220,997 | SH | SOLE | 2,220,997 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 1,743 | 23,741 | SH | SOLE | 23,741 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 6,817 | 692,048 | SH | SOLE | 692,048 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 6,354 | 641,867 | SH | SOLE | 641,867 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 3,048 | 306,596 | SH | SOLE | 306,596 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 7,950 | 803,031 | SH | SOLE | 803,031 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 507 | 48,255 | SH | SOLE | 48,255 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 7,014 | 693,072 | SH | SOLE | 693,072 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 11,821 | 1,172,750 | SH | SOLE | 1,172,750 | 0 | 0 | ||
HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | 5,104 | 187,656 | SH | SOLE | 187,656 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 452 | 24,200 | SH | Call | SOLE | 24,200 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 527 | 6,700 | SH | Call | SOLE | 6,700 | 0 | 0 | |
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 2,357 | 227,067 | SH | SOLE | 227,067 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 939 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 1,983 | 191,444 | SH | SOLE | 191,444 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,728 | 58,194 | SH | SOLE | 58,194 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 1,154 | 48,227 | SH | SOLE | 48,227 | 0 | 0 | ||
M I ACQUISITIONS INC | UNIT 99/99/9999 | 55304A203 | 1,468 | 144,450 | SH | SOLE | 144,450 | 0 | 0 | ||
M III ACQUISITION CORP | *W EXP 10/10/202 | 55378T112 | 9 | 38,616 | SH | SOLE | 38,616 | 0 | 0 | ||
M III ACQUISITION CORP | COM | 55378T104 | 469 | 48,150 | SH | SOLE | 48,150 | 0 | 0 | ||
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 4,048 | 410,167 | SH | SOLE | 410,167 | 0 | 0 | ||
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 102 | 170,438 | SH | SOLE | 170,438 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 9,513 | 940,036 | SH | SOLE | 940,036 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 81 | 405,122 | SH | SOLE | 405,122 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 19,840 | 1,993,930 | SH | SOLE | 1,993,930 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 794 | 96,400 | SH | Put | SOLE | 96,400 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 632 | 76,700 | SH | Call | SOLE | 76,700 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 1,002 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
STELLAR ACQUISITION III INC | UNIT 03/22/2022 | Y8172W123 | 992 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 1,788 | 65,627 | SH | SOLE | 65,627 | 0 | 0 | ||
VIVOPOWER INTERNATIONAL PLC | SHS | G9376R100 | 88 | 12,788 | SH | SOLE | 12,788 | 0 | 0 | ||
AGRIUM INC | COM | 008916108 | 19,708 | 196,000 | SH | SOLE | 196,000 | 0 | 0 | ||
COBALT INTERNATIONAL ENERGY INC | COM | 19075F106 | 336 | 275,404 | SH | SOLE | 275,404 | 0 | 0 | ||
HEALTHEQUITY INC | COM | 42226A107 | 395,608 | 9,763,267 | SH | SOLE | 9,763,267 | 0 | 0 |