The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGRIUM INC | COM | 008916108 | 18,728 | 196,000 | SH | SOLE | 196,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 16 | 34,570 | SH | SOLE | 34,570 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 1,461 | 144,765 | SH | SOLE | 144,765 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 5,703 | 578,970 | SH | SOLE | 578,970 | 0 | 0 | ||
AXAR ACQUISITION CORP | COM | 05455L102 | 988 | 100,504 | SH | SOLE | 100,504 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 7,817 | 121,928 | SH | SOLE | 121,928 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,672 | 163,642 | SH | SOLE | 163,642 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,636 | 1,660,232 | SH | SOLE | 1,660,232 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 4,395 | 416,581 | SH | SOLE | 416,581 | 0 | 0 | ||
CEB INC | COM | 125134106 | 9,832 | 125,092 | SH | SOLE | 125,092 | 0 | 0 | ||
CF CORP | SHS CL A | G20307107 | 1,525 | 152,346 | SH | SOLE | 152,346 | 0 | 0 | ||
COBALT INTERNATIONAL ENERGY INC | COM | 19075F106 | 147 | 275,404 | SH | SOLE | 275,404 | 0 | 0 | ||
DISCOVERY COMMUNICATIONS NEW | COM SER A | 25470F104 | 2,826 | 97,144 | SH | SOLE | 97,144 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 54 | 96,250 | SH | SOLE | 96,250 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 22,210 | 2,220,997 | SH | SOLE | 2,220,997 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 8,702 | 873,729 | SH | SOLE | 873,729 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 6,367 | 641,867 | SH | SOLE | 641,867 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 1,008 | 24,100 | SH | Call | SOLE | 24,100 | 0 | 0 | |
FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 87 | 72,517 | SH | SOLE | 72,517 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | COM | 31810G109 | 2,857 | 290,070 | SH | SOLE | 290,070 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 2,892 | 289,222 | SH | SOLE | 289,222 | 0 | 0 | ||
GORES HLDGS II INC | *W EXP 03/06/202 | 382867117 | 51 | 40,564 | SH | SOLE | 40,564 | 0 | 0 | ||
GORES HLDGS II INC | COM CL A | 382867109 | 1,524 | 154,704 | SH | SOLE | 154,704 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 7,998 | 803,031 | SH | SOLE | 803,031 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 498 | 48,255 | SH | SOLE | 48,255 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 7,076 | 693,072 | SH | SOLE | 693,072 | 0 | 0 | ||
HEALTHEQUITY INC | COM | 42226A107 | 372,001 | 8,763,267 | SH | SOLE | 8,763,267 | 0 | 0 | ||
IXIA | COM | 45071R109 | 1,900 | 96,690 | SH | SOLE | 96,690 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 562 | 24,200 | SH | Call | SOLE | 24,200 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 3,915 | 390,682 | SH | SOLE | 390,682 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 2,345 | 227,067 | SH | SOLE | 227,067 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 2,863 | 287,070 | SH | SOLE | 287,070 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 1,699 | 47,379 | SH | SOLE | 47,379 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 2,883 | 61,622 | SH | SOLE | 61,622 | 0 | 0 | ||
M I ACQUISITIONS INC | UNIT 99/99/9999 | 55304A203 | 1,476 | 144,450 | SH | SOLE | 144,450 | 0 | 0 | ||
M III ACQUISITION CORP | COM | 55378T104 | 4,492 | 458,317 | SH | SOLE | 458,317 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 5,329 | 531,795 | SH | SOLE | 531,795 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 7,751 | 87,016 | SH | SOLE | 87,016 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 2,156 | 24,200 | SH | Call | SOLE | 24,200 | 0 | 0 | |
MERCHANTS BANCSHARES | COM | 588448100 | 5,151 | 105,762 | SH | SOLE | 105,762 | 0 | 0 | ||
MIDCOAST ENERGY PARTNERS L P | COM UT LTD PTN | 59564N103 | 778 | 96,690 | SH | SOLE | 96,690 | 0 | 0 | ||
NIMBLE STORAGE INC | COM | 65440R101 | 2,314 | 185,148 | SH | SOLE | 185,148 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 9,546 | 957,442 | SH | SOLE | 957,442 | 0 | 0 | ||
SILVER RUN ACQUISITION | UNIT 99/99/9999 | 82812A202 | 253 | 24,225 | SH | SOLE | 24,225 | 0 | 0 | ||
STELLAR ACQUISITION III INC | UNIT 03/22/2022 | Y8172W123 | 988 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
SUFFOLK BANCORP | COM | 864739107 | 11,216 | 277,562 | SH | SOLE | 277,562 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,386 | 48,355 | SH | SOLE | 48,355 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 11,140 | 198,393 | SH | SOLE | 198,393 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 2,591 | 46,576 | SH | SOLE | 46,576 | 0 | 0 |