The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGRIUM INC | COM | 008916108 | 17,736 | 196,000 | SH | SOLE | 196,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 1,463 | 144,765 | SH | SOLE | 144,765 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 6,657 | 675,870 | SH | SOLE | 675,870 | 0 | 0 | ||
AXAR ACQUISITION CORP | COM | 05455L102 | 990 | 100,504 | SH | SOLE | 100,504 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,687 | 163,642 | SH | SOLE | 163,642 | 0 | 0 | ||
BISON CAP ACQUISITION CORP | UNIT 99/99/9999T | G1142P120 | 494 | 48,448 | SH | SOLE | 48,448 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,635 | 1,660,232 | SH | SOLE | 1,660,232 | 0 | 0 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 21,131 | 260,360 | SH | SOLE | 260,360 | 0 | 0 | ||
COBALT INTERNATIONAL ENERGY INC | COM | 19075F304 | 45 | 18,360 | SH | SOLE | 18,360 | 0 | 0 | ||
CISION LTD | SHS | G1992S109 | 1,942 | 188,781 | SH | SOLE | 188,781 | 0 | 0 | ||
CONSTELLATION ALPHA CAPITAL | UNIT 99/99/9999 | G2379F124 | 2,211 | 218,021 | SH | SOLE | 218,021 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | 1,502 | 58,139 | SH | SOLE | 58,139 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 46 | 96,250 | SH | SOLE | 96,250 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 22,210 | 2,220,997 | SH | SOLE | 2,220,997 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 8,538 | 849,556 | SH | SOLE | 849,556 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 11,414 | 1,131,190 | SH | SOLE | 1,131,190 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | COM | 31810G109 | 5,698 | 581,340 | SH | SOLE | 581,340 | 0 | 0 | ||
FORUM MERGER CORP | COM CL A | 34985B103 | 2,634 | 271,320 | SH | SOLE | 271,320 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 2,878 | 289,222 | SH | SOLE | 289,222 | 0 | 0 | ||
GORES HLDGS II INC | COM CL A | 382867109 | 3,498 | 348,811 | SH | SOLE | 348,811 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 7,597 | 758,978 | SH | SOLE | 758,978 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 1,711 | 169,376 | SH | SOLE | 169,376 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 7,160 | 693,072 | SH | SOLE | 693,072 | 0 | 0 | ||
HEALTHEQUITY INC | COM | 42226A107 | 392,824 | 7,883,280 | SH | SOLE | 7,883,280 | 0 | 0 | ||
HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 5,845 | 581,340 | SH | SOLE | 581,340 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 2,940 | 159,028 | SH | SOLE | 159,028 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 1,790 | 96,800 | SH | Call | SOLE | 96,800 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 10,984 | 1,130,067 | SH | SOLE | 1,130,067 | 0 | 0 | ||
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 43 | 242,244 | SH | SOLE | 242,244 | 0 | 0 | ||
KBL MERGER CORP IV | COM | 48242A104 | 2,350 | 242,244 | SH | SOLE | 242,244 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 03/22/2019 | 48242A120 | 85 | 242,244 | SH | SOLE | 242,244 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 2,905 | 287,070 | SH | SOLE | 287,070 | 0 | 0 | ||
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 645 | 96,900 | SH | Call | SOLE | 96,900 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 2,749 | 88,171 | SH | SOLE | 88,171 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 3,792 | 81,002 | SH | SOLE | 81,002 | 0 | 0 | ||
M I ACQUISITIONS INC | *W EXP 99/99/999 | 55304A112 | 0 | 144,450 | SH | SOLE | 144,450 | 0 | 0 | ||
M I ACQUISITIONS INC | COM | 55304A104 | 1,444 | 144,450 | SH | SOLE | 144,450 | 0 | 0 | ||
M III ACQUISITION CORP | COM | 55378T104 | 5,839 | 595,873 | SH | SOLE | 595,873 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 7,956 | 823,565 | SH | SOLE | 823,565 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | COM | 60765P103 | 7,809 | 799,341 | SH | SOLE | 799,341 | 0 | 0 | ||
MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 25 | 67,125 | SH | SOLE | 67,125 | 0 | 0 | ||
NATIONAL ENERGY SERVICES REU | SHS | G6375R107 | 3,701 | 387,592 | SH | SOLE | 387,592 | 0 | 0 | ||
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 2,942 | 57,265 | SH | SOLE | 57,265 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | SHS | G68588105 | 150,500 | 15,050 | SH | SOLE | 15,050 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W108 | 19,206 | 61,043 | SH | SOLE | 61,043 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 9,574 | 957,442 | SH | SOLE | 957,442 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 14,991 | 230,483 | SH | SOLE | 230,483 | 0 | 0 | ||
SANDY SPRING BANCORP INC | COM | 800363103 | 1,435 | 35,300 | SH | Put | SOLE | 35,300 | 0 | 0 | |
SANDY SPRING BANCORP INC | COM | 800363103 | 394 | 9,700 | SH | Call | SOLE | 9,700 | 0 | 0 | |
SILVER RUN ACQUISITION | COM CL A | 82812A103 | 2,945 | 290,693 | SH | SOLE | 290,693 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 932 | 24,277 | SH | SOLE | 24,277 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 929 | 24,200 | SH | Call | SOLE | 24,200 | 0 | 0 | |
STELLAR ACQUISITION III INC | UNIT 03/22/2022 | Y8172W123 | 994 | 96,300 | SH | SOLE | 96,300 | 0 | 0 | ||
SWIFT TRANSN CO | CL A | 87074U101 | 603 | 22,743 | SH | SOLE | 22,743 | 0 | 0 | ||
TPG PACE ENERGY HLDGS CORP | UNIT 99/99/9999 | 872656202 | 1,010 | 96,898 | SH | SOLE | 96,898 | 0 | 0 | ||
TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 498 | 48,448 | SH | SOLE | 48,448 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,617 | 48,355 | SH | SOLE | 48,355 | 0 | 0 | ||
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 5,683 | 582,873 | SH | SOLE | 582,873 | 0 | 0 |