The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBANY MOLECULAR RESH INC | COM | 012423109 | 2,102 | 96,890 | SH | SOLE | 96,890 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 4,863 | 96,900 | SH | Call | SOLE | 96,900 | 0 | 0 | |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 3,844 | 72,670 | SH | SOLE | 72,670 | 0 | 0 | ||
ASTORIA FINL CORP | COM | 046265104 | 3,820 | 189,586 | SH | SOLE | 189,586 | 0 | 0 | ||
ENERNOC INC | DBCV 2.250% 8/1 | 292764AB3 | 11,574 | 11,626,000 | PRN | SOLE | 11,626,000 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 5,877 | 99,103 | SH | SOLE | 99,103 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 13,637 | 217,145 | SH | SOLE | 217,145 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 2,619 | 41,700 | SH | Put | SOLE | 41,700 | 0 | 0 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 2,606 | 41,500 | SH | Call | SOLE | 41,500 | 0 | 0 | |
PARK STERLING CORP | COM | 70086Y105 | 2,201 | 185,249 | SH | SOLE | 185,249 | 0 | 0 | ||
PARKWAY INC | COM | 70156Q107 | 1,290 | 56,339 | SH | SOLE | 56,339 | 0 | 0 | ||
PATHEON N V | SHS | N6865W105 | 7,050 | 202,128 | SH | SOLE | 202,128 | 0 | 0 | ||
VCA INC | COM | 918194101 | 16,705 | 180,970 | SH | SOLE | 180,970 | 0 | 0 | ||
VCA INC | COM | 918194101 | 1,874 | 20,300 | SH | Put | SOLE | 20,300 | 0 | 0 | |
VCA INC | COM | 918194101 | 2,234 | 24,200 | SH | Call | SOLE | 24,200 | 0 | 0 | |
VWR CORP | COM | 91843L103 | 3,205 | 97,093 | SH | SOLE | 97,093 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 16,138 | 383,237 | SH | SOLE | 383,237 | 0 | 0 |