COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGRIUM INC | COM | 008916108 | 21,013 | 196,000 | SH | | SOLE | BIC-EQUITY | 196,000 | 0 | 0 |
ALERE INC | COM | 01449J105 | 4,223 | 100,100 | SH | Call | SOLE | | 100,100 | 0 | 0 |
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 1,471 | 144,765 | SH | | SOLE | | 144,765 | 0 | 0 |
ASTORIA FINL CORP | COM | 046265104 | 771 | 35,846 | SH | | SOLE | | 35,846 | 0 | 0 |
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 6,517 | 651,732 | SH | | SOLE | | 651,732 | 0 | 0 |
AXAR ACQUISITION CORP | COM | 05455L102 | 1,015 | 100,504 | SH | | SOLE | | 100,504 | 0 | 0 |
BANKRATE INC DEL | COM | 06647F102 | 300 | 21,532 | SH | | SOLE | | 21,532 | 0 | 0 |
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 478 | 48,448 | SH | | SOLE | | 48,448 | 0 | 0 |
BOULEVARD ACQUISITION | CL A | 10157Q102 | 16,602 | 1,660,232 | SH | | SOLE | | 1,660,232 | 0 | 0 |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 2,452 | 242,245 | SH | | SOLE | | 242,245 | 0 | 0 |
CENTURYLINK INC | COM | 156700106 | 2,631 | 139,200 | SH | Put | SOLE | | 139,200 | 0 | 0 |
COBALT INTERNATIONAL ENERGY INC | COM | 19075F304 | 26 | 18,360 | SH | | SOLE | BIC-EQUITY | 18,360 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 28 | 121,123 | SH | | SOLE | | 121,123 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 3,528 | 363,337 | SH | | SOLE | | 363,337 | 0 | 0 |
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 19,366 | 1,917,377 | SH | | SOLE | | 1,917,377 | 0 | 0 |
DRAPER OAKWOOD TECHNOLOGY | UNIT 09/30/2024 | 26146L202 | 495 | 48,448 | SH | | SOLE | | 48,448 | 0 | 0 |
EASTERLY ACQUISITION CORP | COM | 27616L102 | 483 | 48,345 | SH | | SOLE | | 48,345 | 0 | 0 |
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 11,595 | 1,131,190 | SH | | SOLE | | 1,131,190 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 64 | 64,981 | SH | | SOLE | | 64,981 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 6,388 | 654,061 | SH | | SOLE | | 654,061 | 0 | 0 |
FINTECH ACQUISITION CORP II | COM | 31810G109 | 5,697 | 581,340 | SH | | SOLE | | 581,340 | 0 | 0 |
FORUM MERGER CORP | COM CL A | 34985B103 | 2,635 | 271,320 | SH | | SOLE | | 271,320 | 0 | 0 |
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 975 | 97,240 | SH | | SOLE | | 97,240 | 0 | 0 |
GORES HLDGS II INC | COM CL A | 382867109 | 5,168 | 518,361 | SH | | SOLE | | 518,361 | 0 | 0 |
GP INVTS ACQUISITION COR | SHS | G40357124 | 8,827 | 929,175 | SH | | SOLE | | 929,175 | 0 | 0 |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 1,704 | 169,376 | SH | | SOLE | | 169,376 | 0 | 0 |
HEALTHEQUITY INC | COM | 42226A107 | 371,570 | 7,346,178 | SH | | SOLE | BKLYCAPALT | 7,346,178 | 0 | 0 |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 8,837 | 896,259 | SH | | SOLE | | 896,259 | 0 | 0 |
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 53 | 89,858 | SH | | SOLE | | 89,858 | 0 | 0 |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 1,754 | 179,716 | SH | | SOLE | | 179,716 | 0 | 0 |
I AM CAP ACQUISITION CO | UNIT 08/15/2022 | 45074Q207 | 993 | 96,898 | SH | | SOLE | | 96,898 | 0 | 0 |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 5,049 | 518,284 | SH | | SOLE | | 518,284 | 0 | 0 |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 11,018 | 1,130,067 | SH | | SOLE | | 1,130,067 | 0 | 0 |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 25 | 145,346 | SH | | SOLE | | 145,346 | 0 | 0 |
KBL MERGER CORP IV | COM | 48242A104 | 2,354 | 242,244 | SH | | SOLE | | 242,244 | 0 | 0 |
KBL MERGER CORP IV | RIGHT 03/22/2019 | 48242A120 | 68 | 233,750 | SH | | SOLE | | 233,750 | 0 | 0 |
KITE PHARMA INC | COM | 49803L109 | 4,046 | 22,500 | SH | | SOLE | | 22,500 | 0 | 0 |
KITE PHARMA INC | COM | 49803L109 | 8,109 | 45,100 | SH | Put | SOLE | | 45,100 | 0 | 0 |
LANDAUER INC | COM | 51476K103 | 1,600 | 23,770 | SH | | SOLE | | 23,770 | 0 | 0 |
LANDCADIA HLDGS INC | CL A | 51476W107 | 2,876 | 287,070 | SH | | SOLE | | 287,070 | 0 | 0 |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 13,624 | 255,666 | SH | | SOLE | | 255,666 | 0 | 0 |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 2,218 | 67,828 | SH | | SOLE | | 67,828 | 0 | 0 |
LOEWS CORP | COM | 540424108 | 2,949 | 61,624 | SH | | SOLE | | 61,624 | 0 | 0 |
M I ACQUISITIONS INC | COM | 55304A104 | 1,473 | 144,450 | SH | | SOLE | | 144,450 | 0 | 0 |
M III ACQUISITION CORP | COM | 55378T104 | 5,840 | 595,873 | SH | | SOLE | | 595,873 | 0 | 0 |
MATLIN & PARTNERS ACQUISITION | CL A | 57682V106 | 9,793 | 999,331 | SH | | SOLE | | 999,331 | 0 | 0 |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 9,646 | 988,277 | SH | | SOLE | | 988,277 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | SHS | G6375R107 | 4,194 | 436,005 | SH | | SOLE | | 436,005 | 0 | 0 |
OSPREY ENERGY ACQUISITION CO | CL A COM | 688397108 | 4,225 | 436,040 | SH | | SOLE | | 436,040 | 0 | 0 |
PAREXEL INTL CORP | COM | 699462107 | 42,375 | 480,982 | SH | | SOLE | | 480,982 | 0 | 0 |
PENSARE ACQUISITION CORP | COM | 70957E105 | 9,354 | 967,360 | SH | | SOLE | | 967,360 | 0 | 0 |
SANDY SPRING BANCORP INC | COM | 800363103 | 1,575 | 38,000 | SH | Put | SOLE | | 38,000 | 0 | 0 |
SANDY SPRING BANCORP INC | COM | 800363103 | 401 | 9,700 | SH | Call | SOLE | | 9,700 | 0 | 0 |
SILVER RUN ACQUISITION | COM CL A | 82812A103 | 2,728 | 268,018 | SH | | SOLE | | 268,018 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 2,683 | 254,355 | SH | | SOLE | | 254,355 | 0 | 0 |
STARWOOD PPTY TR INC | NOTE 3.750%10/1 | 85571BAC9 | 4,515 | 4,506,000 | PRN | | SOLE | | 4,506,000 | 0 | 0 |
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 36 | 96,204 | SH | | SOLE | | 96,204 | 0 | 0 |
STELLAR ACQUISITION III INC | COM | Y8172W107 | 979 | 96,300 | SH | | SOLE | | 96,300 | 0 | 0 |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 940 | 96,897 | SH | | SOLE | | 96,897 | 0 | 0 |
TPG PACE HLDGS CORP | CL A | G89827128 | 1,492 | 153,772 | SH | | SOLE | | 153,772 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 3,301 | 128,004 | SH | | SOLE | | 128,004 | 0 | 0 |
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,803 | 48,355 | SH | | SOLE | | 48,355 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 5,700 | 582,873 | SH | | SOLE | | 582,873 | 0 | 0 |
VWR CORP | COM | 91843L103 | 3,215 | 97,093 | SH | | SOLE | | 97,093 | 0 | 0 |
WESTERN REFNG LOGISTICS LP | COM UNIT REP LTP | 95931Q205 | 2,592 | 100,447 | SH | | SOLE | | 100,447 | 0 | 0 |
WR BERKLEY CORP | COM | 084423102 | 5,454 | 81,726 | SH | | SOLE | BKLYALT | 81,726 | 0 | 0 |