COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,025 | 973 | SH | | SOLE | | 973 | 0 | 0 |
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 1,485 | 144,186 | SH | | SOLE | | 144,186 | 0 | 0 |
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 6,465 | 651,732 | SH | | SOLE | | 651,732 | 0 | 0 |
AXALTA COATING SYS LTD | COM | G0750C108 | 786 | 24,300 | SH | Call | SOLE | | 24,300 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 1,057 | 35,800 | SH | | SOLE | | 35,800 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 1,057 | 35,800 | SH | Put | SOLE | | 35,800 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | *W EXP 12/01/202 | 089482111 | 15 | 36,393 | SH | | SOLE | | 36,393 | 0 | 0 |
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 1,682 | 168,240 | SH | | SOLE | | 168,240 | 0 | 0 |
BISON CAP ACQUISITION CORP | ORD SHS | G1142P104 | 1,437 | 145,573 | SH | | SOLE | | 145,573 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 13 | 38,820 | SH | | SOLE | | 38,820 | 0 | 0 |
BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 5,531 | 572,595 | SH | | SOLE | | 572,595 | 0 | 0 |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 6,113 | 630,824 | SH | | SOLE | | 630,824 | 0 | 0 |
CNA FINL CORP | COM | 126117100 | 284 | 5,353 | SH | | SOLE | | 5,353 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 29 | 121,123 | SH | | SOLE | | 121,123 | 0 | 0 |
CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 3,532 | 363,337 | SH | | SOLE | | 363,337 | 0 | 0 |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 2,369 | 111,906 | SH | | SOLE | | 111,906 | 0 | 0 |
DRAPER OAKWOOD TECHNOLOGY | COM CL A | 26146L103 | 2,845 | 291,148 | SH | | SOLE | | 291,148 | 0 | 0 |
EASTERLY ACQUISITION CORP | COM | 27616L102 | 4,058 | 401,734 | SH | | SOLE | | 401,734 | 0 | 0 |
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 11,674 | 1,131,190 | SH | | SOLE | | 1,131,190 | 0 | 0 |
ENZYMOTEC LTD | SHS | M4059L101 | 3,264 | 275,475 | SH | | SOLE | | 275,475 | 0 | 0 |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 11,745 | 1,209,437 | SH | | SOLE | | 1,209,437 | 0 | 0 |
FINTECH ACQUISITION CORP II | COM | 31810G109 | 5,767 | 581,340 | SH | | SOLE | | 581,340 | 0 | 0 |
FORUM MERGER CORP | COM CL A | 34985B103 | 3,070 | 307,648 | SH | | SOLE | | 307,648 | 0 | 0 |
GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 3,639 | 363,936 | SH | | SOLE | | 363,936 | 0 | 0 |
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 4,085 | 406,445 | SH | | SOLE | | 406,445 | 0 | 0 |
GORES HLDGS II INC | COM CL A | 382867109 | 8,537 | 858,892 | SH | | SOLE | | 858,892 | 0 | 0 |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 6,936 | 698,467 | SH | | SOLE | | 698,467 | 0 | 0 |
HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 139 | 173,903 | SH | | SOLE | | 173,903 | 0 | 0 |
HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 4,149 | 436,726 | SH | | SOLE | | 436,726 | 0 | 0 |
HENNESSY CAP ACQUSTON CORP I | COM | 42588L105 | 10,220 | 1,042,831 | SH | | SOLE | | 1,042,831 | 0 | 0 |
HSN INC | COM | 404303109 | 5,629 | 139,692 | SH | | SOLE | | 139,692 | 0 | 0 |
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 27 | 89,858 | SH | | SOLE | | 89,858 | 0 | 0 |
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 1,754 | 179,716 | SH | | SOLE | | 179,716 | 0 | 0 |
I AM CAP ACQUISITION CO | COM | 45074Q108 | 2,485 | 252,330 | SH | | SOLE | | 252,330 | 0 | 0 |
INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 5,518 | 567,665 | SH | | SOLE | | 567,665 | 0 | 0 |
INTEL CORP | COM | 458140100 | 11,231 | 243,300 | SH | | SOLE | | 243,300 | 0 | 0 |
INTEL CORP | COM | 458140100 | 11,231 | 243,300 | SH | Put | SOLE | | 243,300 | 0 | 0 |
IXYS CORP | COM | 46600W106 | 10,118 | 422,469 | SH | | SOLE | | 422,469 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 54,379 | 389,200 | SH | | SOLE | | 389,200 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 54,379 | 389,200 | SH | Put | SOLE | | 389,200 | 0 | 0 |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 10,973 | 1,130,067 | SH | | SOLE | | 1,130,067 | 0 | 0 |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 26 | 145,346 | SH | | SOLE | | 145,346 | 0 | 0 |
KBL MERGER CORP IV | COM | 48242A104 | 2,352 | 242,244 | SH | | SOLE | | 242,244 | 0 | 0 |
LANDCADIA HLDGS INC | CL A | 51476W107 | 7,056 | 709,857 | SH | | SOLE | | 709,857 | 0 | 0 |
LEGACY ACQUISITION CORP | UNIT 05/31/2024 | 524643202 | 5,788 | 582,300 | SH | | SOLE | | 582,300 | 0 | 0 |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 3,843 | 388,200 | SH | | SOLE | | 388,200 | 0 | 0 |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 5,763 | 170,296 | SH | | SOLE | | 170,296 | 0 | 0 |
M I ACQUISITIONS INC | COM | 55304A104 | 1,933 | 189,735 | SH | | SOLE | | 189,735 | 0 | 0 |
M III ACQUISITION CORP | COM | 55378T104 | 9,038 | 911,229 | SH | | SOLE | | 911,229 | 0 | 0 |
MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 14,955 | 1,532,233 | SH | | SOLE | | 1,532,233 | 0 | 0 |
MODERN MEDIA ACQUISITION | COM | 60765P103 | 9,705 | 988,277 | SH | | SOLE | | 988,277 | 0 | 0 |
MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | G62848117 | 245 | 24,262 | SH | | SOLE | | 24,262 | 0 | 0 |
NATIONAL ENERGY SERVICES REU | SHS | G6375R107 | 4,338 | 436,005 | SH | | SOLE | | 436,005 | 0 | 0 |
ORIGO ACQUISITION CORP | SHS | G67789126 | 272 | 25,555 | SH | | SOLE | | 25,555 | 0 | 0 |
OSPREY ENERGY ACQUISITION CO | *W EXP 07/21/202 | 688397116 | 31 | 43,693 | SH | | SOLE | | 43,693 | 0 | 0 |
OSPREY ENERGY ACQUISITION CO | CL A COM | 688397108 | 7,453 | 776,397 | SH | | SOLE | | 776,397 | 0 | 0 |
PENSARE ACQUISITION CORP | COM | 70957E105 | 17,766 | 1,839,141 | SH | | SOLE | | 1,839,141 | 0 | 0 |
POTLATCH CORP NEW | COM | 737630103 | 874 | 17,516 | SH | | SOLE | | 17,516 | 0 | 0 |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 8,611 | 865,470 | SH | | SOLE | | 865,470 | 0 | 0 |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 2,891 | 291,150 | SH | | SOLE | | 291,150 | 0 | 0 |
SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | G8062D128 | 97 | 9,706 | SH | | SOLE | | 9,706 | 0 | 0 |
SILVER RUN ACQUISITION | COM CL A | 82812A103 | 17,191 | 1,734,669 | SH | | SOLE | | 1,734,669 | 0 | 0 |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 1,473 | 90,700 | SH | | SOLE | | 90,700 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 99/99/999 | G8250R129 | 85 | 48,447 | SH | | SOLE | | 48,447 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 2,566 | 254,355 | SH | | SOLE | | 254,355 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 25,965 | 97,300 | SH | | SOLE | | 97,300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 25,965 | 97,300 | SH | Put | SOLE | | 97,300 | 0 | 0 |
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 29 | 92,545 | SH | | SOLE | | 92,545 | 0 | 0 |
STELLAR ACQUISITION III INC | COM | Y8172W107 | 983 | 96,300 | SH | | SOLE | | 96,300 | 0 | 0 |
TIME INC NEW | COM | 887228104 | 1,051 | 56,968 | SH | | SOLE | | 56,968 | 0 | 0 |
TPG PACE ENERGY HLDGS CORP | CL A | 872656103 | 10,455 | 1,073,365 | SH | | SOLE | | 1,073,365 | 0 | 0 |
TPG PACE HLDGS CORP | CL A | G89827128 | 5,791 | 595,145 | SH | | SOLE | | 595,145 | 0 | 0 |
UNILEVER PLC | SPON ADR NEW | 904767704 | 2,676 | 48,355 | SH | | SOLE | | 48,355 | 0 | 0 |
VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 9,332 | 960,051 | SH | | SOLE | | 960,051 | 0 | 0 |
WASHINGTONFIRST BANKSHARES I | COM | 940730104 | 3,107 | 90,696 | SH | | SOLE | | 90,696 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 29,522 | 486,600 | SH | | SOLE | | 486,600 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 29,522 | 486,600 | SH | Put | SOLE | | 486,600 | 0 | 0 |
XENITH BANKSHARES INC NEW | COM NEW | 984102202 | 8,461 | 250,084 | SH | | SOLE | | 250,084 | 0 | 0 |
XPO LOGISTICS INC | COM | 983793100 | 449 | 4,900 | SH | | SOLE | | 4,900 | 0 | 0 |
AGRIUM INC | COM | 008916108 | 22,540 | 196,000 | SH | | SOLE | | 196,000 | 0 | 0 |
COBALT INTERNATIONAL ENERGY INC | COM | 19075F304 | 17 | 18,360 | SH | | SOLE | | 18,360 | 0 | 0 |
HEALTHEQUITY INC | COM | 42226A107 | 298,837 | 6,404,562 | SH | | SOLE | | 6,404,562 | 0 | 0 |